State v. Smith (Slip Opinion)

2022 Ohio 274, 194 N.E.3d 297, 167 Ohio St. 3d 423
Ohio Supreme Court·Decided February 3, 2022·No. 2019-1813·Published·Cited by 26 cases

Opinion

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State v. Smith, Slip Opinion No. 2022-Ohio-274.]

NOTICE This slip opinion is subject to formal revision before it is published in an advance sheet of the Ohio Official Reports. Readers are requested to promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65 South Front Street, Columbus, Ohio 43215, of any typographical or other formal errors in the opinion, in order that corrections may be made before the opinion is published.

SLIP OPINION NO. 2022-OHIO-274 THE STATE OF OHIO, APPELLEE, v. SMITH, APPELLANT. [Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State v. Smith, Slip Opinion No. 2022-Ohio-274.] A finding of probable cause is a jurisdictional prerequisite under R.C. 2152.12 to transferring a child to adult court for prosecution of an act charged—A juvenile court may transfer a case or a matter to adult court, but the adult court’s jurisdiction is limited to the acts charged for which probable cause was found. (No. 2019-1813—Submitted March 31, 2021—Decided February 3, 2022.) APPEAL from the Court of Appeals for Cuyahoga County, No. 107899, 2019-Ohio-4671. _______________________ BRUNNER, J. {¶ 1} Ohio juvenile law is organized around the tenet that children who are charged with acts that would be felonies if committed by adults must be recognized by courts as children when adjudicating and determining the consequences to be SUPREME COURT OF OHIO

imposed on them if they are found to have committed those acts. In the statutory scheme for juvenile justice, “[i]nstead of ‘defendants,’ children are ‘respondents’ or simply ‘juveniles’; instead of a trial, children receive ‘hearings’; children are not found guilty, they are ‘adjudicated delinquent’; and instead of sentencing, children’s cases are terminated through ‘disposition.’ ” State v. Hanning, 89 Ohio St.3d 86, 89, 728 N.E.2d 1059 (2000). Legislatures and courts, including this court, have recognized that the special interests involved in juvenile cases cannot be adequately addressed by the adult-criminal-justice system, but they have also recognized that juveniles accused of crimes must be afforded the same procedural- due-process protections as adult criminal defendants, see In re Gault, 387 U.S. 1, 13, 87 S.Ct. 1428, 18 L.Ed.2d 527 (1967) (establishing that “neither the Fourteenth Amendment nor the Bill of Rights is for adults alone”), abrogated on other grounds as recognized by Allen v. Illinois, 478 U.S. 364, 106 S.Ct. 2988, 92 L.Ed.2d 296 (1986). {¶ 2} This court has also noted that “[j]uvenile law and criminal law are not synonymous,” State v. Hand, 149 Ohio St.3d 94, 2016-Ohio-5504, 73 N.E.3d 448, ¶ 13, and that “the very purpose of the state juvenile code is ‘to avoid treatment of youngsters as criminals and insulate them from the reputation and answerability of criminals,’ ” id. at ¶ 19, quoting In re Agler, 19 Ohio St.2d 70, 80, 249 N.E.2d 808 (1969). Stated another way, the juvenile-justice system must provide for accountability; yet it must also meet society’s need to secure its future through its youth. Thus, the juvenile-justice system must hold juveniles accountable for their actions and, whenever possible, provide them with opportunities for learning and growth toward a better path. The juvenile court was created by statute, and consequently, its authority is determined by that which is conferred on it by the legislature. In re Z.R., 144 Ohio St.3d 380, 2015-Ohio-3306, 44 N.E.3d 239, ¶ 14. Today, this court is tasked with determining the legal effect of a juvenile court’s

2 January Term, 2022

order transferring (“binding over”) charges filed in juvenile court to the jurisdiction of the general division of the court of common pleas (“adult court”).

Juvenile courts hold a “unique place in our legal system.” In re C.S., 115 Ohio St.3d 267, 2007-Ohio-4919, 874 N.E.2d 1177, ¶ 65. They are legislative creatures that “eschewed traditional, objective criminal standards and retributive notions of justice.” Id. at ¶ 66. The overriding purposes for juvenile dispositions “are to provide for the care, protection, and mental and physical development of children subject to [R.C. Chapter 2152], protect the public interest and safety, hold the offender accountable for the offender’s actions, restore the victim, and rehabilitate the offender.” R.C. 2152.01(A). In contrast, the purposes of felony sentencing “are to protect the public from future crime by the offender and others and to punish the offender.” R.C. 2929.11(A).[1] In summary, juvenile adjudication differs from criminal sentencing—one is civil and rehabilitative, the other is criminal and punitive.

(First brackets sic.) Hand at ¶ 14. We should respect those stated statutory purposes when examining, applying, and, when necessary, interpreting the statutes for juvenile bindovers for prosecution in adult court. This bindover process is based first on the juvenile court’s finding of “probable cause to believe that the child committed the act charged,” R.C. 2152.12. A juvenile court’s finding of probable cause and subsequent bindover of the child are not an open invitation for the adult

1. This version of R.C. 2929.11(A) was in effect at the time of Smith’s alleged acts, but this section of the Revised Code was amended on October 29, 2018, to add “promote the effective rehabilitation of the offender” to the purposes of felony sentencing. 2018 Am.Sub.S.B. No. 66.

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court to treat the child as if his or her bindover to adult court is the child’s first encounter with a tribunal for the acts named in the bindover order—there are limitations. Juvenile bindover does not open the door to prosecution in adult court for any charge the state might later seek in an indictment. Rather, because a juvenile court’s finding of probable cause as to any particular “act charged” is what triggers a possible transfer to adult court, when a juvenile court determines that there is no probable cause for an act charged, the adult court has no jurisdiction over that charge. I. FACTS AND PROCEDURAL HISTORY A. Facts {¶ 3} Appellant, Nicholas Smith, was 16 years old when he was charged, in an eight-count complaint filed in the juvenile court, with committing acts that occurred on August 18, 2017. Smith and another juvenile, R.H., were alleged to have confronted two women who were about to enter a car parked in front of the women’s home on West 65th Street in Cleveland. R.H. was alleged to have told the woman who had the keys to the car, “Give me your keys or I’ll shoot you in the f* * *ing head.” That woman surrendered her keys, and the other woman said, “Do you want my purse?” and she threw her purse on the ground. Smith allegedly grabbed the purse, which contained the woman’s cellphone, and Smith and R.H. drove away in the other woman’s car. The women called the police. By tracking the cellphone, the police were able to locate it, along with Smith and R.H. {¶ 4} Smith and R.H. were taken into custody by police within minutes. The tracked cellphone was found in Smith’s pocket at the time of his arrest. B. Juvenile-court proceedings {¶ 5} The juvenile complaint against Smith alleged in Counts 1 and 2 that Smith committed the category-two offense of aggravated robbery (with predicate theft offenses), one count as to each woman, while possessing a deadly weapon and either displaying it, brandishing it, or indicating that he possessed it or was using

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it. See R.C. 2152.02(BB)(1) (defining “category two offense” as including the offense set forth in R.C. 2911.01, aggravated robbery).

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State v. Smith (Slip Opinion), 2022 Ohio 274, 194 N.E.3d 297, 167 Ohio St. 3d 423 (Ohio 2022).

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