State v. Smith

872 P.2d 966, 319 Or. 37, 1994 Ore. LEXIS 42
CourtOregon Supreme Court
DecidedMay 12, 1994
DocketCC C90-1537CR; SC S39030
StatusPublished
Cited by10 cases

This text of 872 P.2d 966 (State v. Smith) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Smith, 872 P.2d 966, 319 Or. 37, 1994 Ore. LEXIS 42 (Or. 1994).

Opinions

[39]*39UNIS, J.

This case is before this court on automatic and direct review of a judgment of conviction for aggravated murder and sentence of death, ORS 163.150(l)(f). Defendant seeks reversal of his convictions for aggravated murder and attempted aggravated murder.1 In the alternative, defendant asks this court to vacate his sentence of death. We affirm defendant’s convictions and sentence of death.

On September 20,1990, defendant entered a bank in Washington County. There were two employees of the bank present, both tellers. Defendant went directly to one teller’s area. At gunpoint, he demanded that the teller put money in a paper bag that he had brought with him to the bank. After the teller complied with defendant’s demands, defendant stepped forward to within a foot of the teller and said, “Look at me.” With the barrel of his gun within an inch or two of the teller’s forehead, defendant shot her fatally. Defendant then said to the other teller, “Come here.” That teller ducked behind a counter and ran out of the bank. As the surviving teller left the bank, defendant shot at her. The teller fled to a nearby restaurant, where she called the police. Later that day, defendant was arrested.

Defendant pleaded not guilty to charges of aggravated murder and attempted aggravated murder. Before trial, at the request of defense counsel, two separate hearings before two different circuit court judges were held to determine whether defendant was competent to stand trial.2 The [40]*40first hearing, held in December 1990, lasted five days. At the conclusion of that hearing, a circuit court judge found that defendant was able to aid and assist in his defense. That judge said that he was “not convinced by a preponderance of the evidence that the defendant suffers from a major mental disease or defect as defined * * * in ORS 161.295.” In support of his findings, the judge noted that all of the experts who had testified “found the defendant capable of understanding the nature of the proceedings against him” and that the only evidence that defendant was “unable to assist or cooperate with counsel or to participate in his defense” was that he remained mute. The judge further found that defendant was “electively mute” and that, if he chose to remain mute during trial, his muteness would not interfere with his ability to aid and assist his lawyer. The judge explained:

“If I had found that the defendant did suffer from a , mental illness or a mental disease or defect as defined by the statute and if that resulted in him electing to remain mute, I would have found him incompetent if I determined that the muteness resulted in him being unable to adequately communicate with his counsel. But all the evidence I’ve heard in this case indicates that the defendant historically, during periods of incarceration and hospitalization and out in society, even when mute, has been quite effective in written communication.
“Additionally, he has communicated in other nonverbal ways which might be less satisfactory insofar as mounting a defense, but his written communication has, frankly, been quite good.
“If I’m wrong in my first decision and the defendant does suffer from a major mental illness, it is only substantial — it has only substantially affected his ability to communicate orally. He remains quite capable of communicating in writing, as had been demonstrated, as I said, over the years.
“Had I found the defendant to suffer from a major mental illness, I nevertheless would have been required to find him fit to proceed because the evidence is quite substantially lacking on the point of inability to communicate sufficiently to assist and to cooperate with counsel.
“For all these reasons, I find the defendant fit to proceed.”

[41]*41On January 10,1992, after the trial judge had denied defense counsel’s motion to waive a jury trial, a matter which we discuss infra, defendant’s lawyer asked the trial judge to re-examine the question of defendant’s competency to stand trial. The trial judge agreed. He reviewed the evidence from the prior competency hearing and heard additional testimony. The trial judge concluded that defendant was able to aid and assist in his defense. In an order dated January 30, 1992, he found:

“1. That it is more probable than not that defendant has a personality disorder;
“2. That even if defendant is schizophrenic, mutism is volitional, under defendant’s control;
“3. That defendant does not meet the criteria in ORS 161.360 excluding fitness to proceed;
“4. That defendant is legally competent to stand trial.”

Defendant does not challenge either judge’s competency ruling in this court.

At trial, defendant did not contest that he had engaged in the criminal conduct. Instead, the defense relied on the affirmative defense of mental disease or defect, i.e., “guilty except for insanity,” ORS 161.295.3

A jury found defendant guilty of one count of aggravated murder and one count of attempted aggravated murder. Following the findings by the jury during the penalty phase, the trial judge entered a judgment sentencing defendant to death on the conviction for aggravated murder and to incarceration for a period of 60 months on the conviction for attempted aggravated murder.

Defendant asserts several assignments of error. Defendant first contends that the trial judge erred in refusing [42]*42to allow his lawyer to waive defendant’s right to trial by a jury and to proceed with a bench trial because defendant was unable to waive that right himself.

Before trial, defendant’s lawyer submitted to the trial judge in defendant’s presence a written request to waive trial by a jury. The written request was signed by defendant’s lawyer, but was not signed by defendant. The trial judge asked defendant, who, as previously stated, had been found by another trial court judge to be capable of aiding and assisting in the presentation of his defense,4 if defendant had any objection to execution of the written waiver request by his lawyer on defendant’s behalf. Defendant did not respond to the trial judge’s question. The trial judge then denied the request by defendant’s lawyer to waive defendant’s right to trial by a jury.

Article I, section 11, of the Oregon Constitution provides in part:

“In all criminal prosecutions, the accused shall have the right to public trial by an impartial jury * * *; provided, however, that any accused person, in other than capital cases, and with the consent of the trial judge, may elect to waive trial by jury and consent to be tried by the judge of the court alone, such election to be in writing * * *.” (Emphasis added.)

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State v. Smith
872 P.2d 966 (Oregon Supreme Court, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
872 P.2d 966, 319 Or. 37, 1994 Ore. LEXIS 42, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-smith-or-1994.