State v. Smith

375 So. 2d 1328
Supreme Court of Louisiana·Decided October 8, 1979·No. 64057·Published·Cited by 9 cases

Opinion

375 So.2d 1328 (1979)

STATE of Louisiana
v.
Adam SMITH.

No. 64057.

Supreme Court of Louisiana.

October 8, 1979.
Rehearing Denied November 1, 1979.

*1329 C. Michael Winters, Fine, Waltzer, Winters & Bagneris, New Orleans, for defendant-respondent.

William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., John M. Mamoulides, Dist. Atty., Abbott J. Reeves, Asst. Dist. Atty., for plaintiff-relator.

SUMMERS, Chief Justice.

In separate grand jury indictments returned on March 20, 1970 Adam Smith was charged with the January 26, 1970 aggravated rape of two young girls in Jefferson Parish. La.Rev.Stat. 14:42. Because of his indigency counsel was appointed to represent defendant. When he withdrew for personal reasons, it was necessary to replace the original appointee, and a second attorney was appointed. Minutes of the trial court disclose that on October 8, 1970, while represented by counsel, defendant withdrew his former plea of not guilty and entered a plea of guilty without capital punishment. Having waived delays, defendant was sentenced to imprisonment for life on each charge, the sentences to run concurrently. Despite a thorough search by the sentencing judge, no transcript of the colloquy at the plea can be found. Because the court reporter died some time after the sentencing, apparently no transcript was ever prepared.

Thereafter, on January 4, 1973 defendant filed a petition for habeas corpus alleging ineffective counsel and that he was not informed of the rights he waived by entering the guilty pleas. In particular, he alleged he was not advised that a plea of guilty without capital punishment carried a mandatory life sentence.

At a hearing held on May 11, 1973, and continued to May 9, 1974, defendant was represented by the third lawyer appointed to represent him. The testimony discloses that defendant was sixteen years old at the time of the guilty plea. Donald Smith, defendant's accomplice in the crime, who was separately charged, also pleaded guilty without capital punishment to charges of aggravated rape. The pleas of defendant and Donald Smith were entered at the same time while defendant's aunt and Donald's father were present. Each was represented by separate counsel. Donald testified that their attorneys told them that a plea bargain involving attempted aggravated rape and a sentence of twenty years had been unsuccessful, but they could bargain for a guilty plea without capital punishment and for a life sentence. They were told unless they pled guilty without capital punishment they would be exposed to the death penalty. Donald also said the sentencing judge advised him of his right to trial by jury. He admitted he had confessed, but denied that his lawyer or his parents were present at the time. Otherwise, Donald testified that he was not advised of his rights, did not realize he would receive a life sentence and entered the guilty plea for fear of the death penalty.

Defendant Adam Smith also testified at this joint hearing where the separate applications of defendant and Donald for habeas corpus had been consolidated. He testified that his appointed counsel advised that the State had a very good case against him and that he was aware that he was to receive a life sentence, (a fact he later denied), but was compelled to accept that sentence for fear of the death penalty. He also said his plea was involuntary and that he was not advised of the consequences of the plea.

Witnesses for the State testified that defendant's aunt, who had raised him from infancy, and Donald's father were present at the sentencing and assured counsel that defendant "knew what was going on." A plea bargain was entered into and defendant entered his plea orally with the advice of counsel. Counsel representing defendant at the sentencing interviewed defendant and discussed the case with him on four occasions before the plea, including that court appearance.

*1330 On the first visit, on September 17, 1978, defendant was closely questioned by his attorney in Donald's presence and in the presence of Donald's attorney. Counsel learned that defendant had made an uncoerced statement to the police and had been identified at a lineup. These and other facts, in counsel's opinion, left open only the possibility of a technical defense.

At this interview both attorneys advised their client of the right to trial by jury, the right to appeal and the standard rights to which an accused was entitled. These included those waived by a guilty plea such as the right not to plea, the consequence of waiving the right to a jury, the forfeiture of the right to appeal and the right to urge technical motions. In the event of a guilty plea defendant was advised of his right to be informed of the consequences of his plea. This, however, defendant was advised, did not mean that he was not entitled to certain remedies available in the federal courts.

Both counsel decided, on the basis of the information obtained from this interview, to try to ascertain the facts relied upon by the State. The District Attorney allowed them to see certain portions of his file and as a result defense counsel concluded the State had a strong case. This information was revealed to defendants. Three times thereafter counsel spoke to the District Attorney about the case. He then wrote to defendant's aunt inquiring whether she had information which would assist in the defense. She could offer no help. Defendant's counsel also spoke to his predecessor who had been representing defendant.

Although defense counsel advised defendant that the jury would probably not render a capital verdict, he said this was not a certainty. When defendant was informed that a plea bargain had been struck, he was advised of the consequence of a life sentence. Counsel was satisfied that defendant understood the advice, for he did not indicate otherwise.

While no verbatim transcript exists of the proceedings, defense counsel recalled that at the plea the trial judge questioned defendant and he responded, indicating that defendant understood the proceedings. But defense counsel could not recall the words of the exchange. According to defense counsel defendant's aunt also stood during the proceedings and acknowledged that she approved and acquiesced in the plea which she had been assured defendant understood.

The sentencing judge recalled sentencing defendant. No specific, formal Boykin type advice was given, but he had pretried the case and was aware of the plea bargain and the fact that it was satisfactory to the defense. At the time there was a complete disclosure of the State's case which apparently persuaded defendant and his relative to accept a plea bargain.

On the basis of the hearing record the trial judge denied the writ on June 28, 1974. Defendant sought no review of this ruling.

In February 1978 defendant filed an application for habeas corpus in this Court praying that his plea of October 8, 1970 be set aside. He alleged that the trial judge failed to advise him of the constitutional rights he was waiving when he pled guilty, citing Boykin as authority for his position. He further alleged that he had previously, during December 1977, filed a like petition in the district court and no action had been taken. At no time did defendant refer to the May 1974 evidentiary hearing in the district court on a like petition.

After considering the February 1978 petition this Court transferred the petition to the district court for a ruling.

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State v. Smith, 375 So. 2d 1328 (La. 1979).

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