State v. Smith

542 P.2d 1115, 112 Ariz. 416, 77 A.L.R. 3d 661, 1975 Ariz. LEXIS 411
Arizona Supreme Court·Decided November 26, 1975·No. 2963-2·Published·Cited by 37 cases

Opinions

STRUCKMEYER, Vice Chief Justice.

Appellant Phillip Loyd Smith pled guilty on December 26, 1972 to a charge of illegally selling marijuana. On April 2, 1973, the trial court deferred sentencing and placed him on probation for five years. Subsequently, at a probation revocation hearing held on March 18, 1974, it was determined that he had violated the conditions of his probation. The trial court reinstated probation but also, pursuant to A.R.S. § 13-1657, sentenced the defendant to one year in the Maricopa County Jail. Charges were later filed against the appellant by his probation officer, alleging that thereafter he used heroin while confined in the county jail under the March 18, 1974 order. On June 7, 1974, a further revocation hearing was held on those charges. The Superior Court found that the terms of probation had been violated, revoked appellant’s probation, and sentenced him to not less than five nor more than ten years in the Arizona State Prison. From this June 7, 1974 revocation of his probation, appellant appeals.

The trial court found that appellant had violated terms one and three of the probation conditions originally imposed on April 2, 1973, by failing to conduct himself as a law-abiding citizen and having narcotics or dangerous drugs in his possession, both grounds seemingly based on the same evidence. The evidence in part consisted of the testimony of Thomas P. McBreen, a Maricopa County Deputy Sheriff, and of Gerald LaFevre, an adult probation officer. McBreen testified that he questioned the appellant in the county jail in his, McBreen’s, office about the use of drugs, and that appellant made certain admissions that he had, in fact, used heroin while in the county jail. No Miranda warnings were given by Deputy McBreen prior to questioning. It is argued that the lack of these warnings renders the testimony inadmissible. We agree.

Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L.Ed.2d 694 (1966) held that statements made to police during custodial interrogations cannot be admitted into evidence in a criminal trial unless the defendant has been adequately warned about his rights prior to questioning. It is clear that Deputy McBreen’s testimony would not have been admissible in a criminal trial for possession of heroin because of the noncompliance with Miranda. Resolution of [418] the issue of its admissibility in appellant’s probation revocation hearing rests on the comparative purposes underlying the Miranda decision and the nature of probation and probation revocation. That is, can it be said that there are such significant differences between a criminal trial and probation revocation that evidence inadmissible under Miranda in the former can be admitted in the latter?

The inherent intimidating and subduing effects of being in custody, isolated in a police-dominated atmosphere, and the application of psychological and, less commonly, physical coercion and trickery, led the Court to formulate its four-point warning.1 To insure that statements made during custodial interrogations are truly voluntary, the Supreme Court of the United States held such statements inadmissible in criminal trials unless it is shown that the warnings were given prior to questioning.

The Supreme Court had an opportunity to review its Miranda decision in Harris v. New York, 401 U.S. 222, 91 S.Ct. 643, 28 L.Ed.2d 1 (1971). There, admissions obtained in violation of Miranda were held admissible for impeachment purposes where the defendant took the stand and gave testimony contrary to what he had told the police. The Court quoted from a previous case, Walder v. United States, 347 U.S. 62, 74 S.Ct. 354, 98 L.Ed. 503 (1954), that:

“ ‘It is one thing to say that the Government cannot make an affirmative use of evidence unlawfully obtained. It is quite another to say that the defendant can turn the illegal method by which evidence in the Government’s possession was obtained to his own advantage . . 401 U.S. at 224, 91 S.Ct. at 645, 28 L.Ed.2d at 4. (Emphasis supplied)

There being no contention that the “trustworthiness of the evidence [did not] satisfy] legal standards,” supra, the Court permitted its use as impeachment. Thus, statements, made by defendants while in custody, without the benefit of Miranda warnings, are not necessarily unreliable, but to insure that they are made as a matter of free choice, the state cannot affirmatively use such statements without a showing that the warnings were given.

Miranda cannot be read as being limited in application to criminal trials. In Miranda the Court gave little attention to the admissibility question. The cases before it involved use of the evidence at criminal trials, so the exclusionary rule need not have been extended further. The concern was that statements made in custodial interrogations not be the product of improper influences but be a matter of the defendant’s free choice. We think this principle applies in appellant’s case to the same extent as it would if he had been tried for heroin possession.

Further, the language from Miranda supports its application to the facts of this case. The Supreme Court said:

“The privilege [against self-incrimination] was elevated to constitutional status and has always been ‘as broad as the mischief against which it seeks to guard.’
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In this Court, the privilege has consistently been accorded a liberal construction.
* * * * * *
* * * Without the protections flowing from adequate warnings and the rights of counsel, ‘all the careful safeguards erected around the giving of testimony, whether by an accused or any other witness, would become empty formalities in a procedure where the most compelling possible evidence of guilt, a [419] confession, would have already been obtained at the unsupervised pleasure of the police.’ .
Today, then, there can be no doubt that the Fifth Amendment privilege is available outside of criminal court proceedings and serves to protect persons in all settings in which their freedom of action is curtailed in any significant way from being compelled to incriminate themselves.” 384 U.S. at 459-61, 466-67, 86 S.Ct. at 1620, 1624, 16 L.Ed.2d at 715-16, 719.

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State v. Smith, 542 P.2d 1115, 112 Ariz. 416, 77 A.L.R. 3d 661, 1975 Ariz. LEXIS 411 (Ark. 1975).

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