State v. Serstock

390 N.W.2d 399
CourtCourt of Appeals of Minnesota
DecidedSeptember 10, 1986
DocketC3-86-264
StatusPublished
Cited by4 cases

This text of 390 N.W.2d 399 (State v. Serstock) is published on Counsel Stack Legal Research, covering Court of Appeals of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Serstock, 390 N.W.2d 399 (Mich. Ct. App. 1986).

Opinions

OPINION

PARKER, Judge.

The State of Minnesota appeals from an order dismissing an indictment charging three counts of misconduct by a public officer arising out of respondent Emanuel Serstock’s alleged “ticket fixing.” We affirm in part, reverse in part and remand for trial.

FACTS

Serstock was the Deputy City Attorney for the City of Minneapolis from 1975 until October 1985. During that time, he had complete supervisory authority over the city’s prosecution of criminal offenses. As a result of alleged “ticket fixing” activities, Serstock was indicted by a grand jury for violating the public officer misconduct statute, Minn.Stat. § 609.43(2) (1984). Count I of the indictment alleges that Serstock, while financially indebted to Erwin Dauphin, dismissed or wrongfully delayed numerous parking tickets and moving violations as a personal favor for Dauphin.1

Count II alleges that Serstock dismissed or wrongfully delayed numerous moving violations as a personal favor for Minneapolis businessman Stephen Wallack, to whom Serstock was also financially indebted. These tickets had been issued to Wal-laces family and employees.

Count III alleges that Serstock dismissed, delayed or wrongfully manipulated numerous tickets for moving violations which occurred outside the City of Minneapolis, without informing or obtaining the permission of the city attorney of the city in which the offense occurred.

All three counts allege that Serstock knew these actions were in excess of his lawful authority simply because they were “flagrant violations” of the Code of Professional Responsibility and the Ethics Code of the Minneapolis City Attorney. In addition, count III alleges that Serstock knew his actions involving tickets issued outside Minneapolis exceeded his “statutory authority.”

Serstock moved to dismiss the indictment on the grounds that the facts alleged did not constitute offenses and the language of the indictment lacked sufficient specificity. The trial court granted the motion on both grounds and dismissed the indictment.

ISSUES

1. Is this appeal taken from an appeal-able order?

2. Did the trial court err in concluding that the indictment failed to state an offense?

3. Is the language of the indictment sufficient under Minnesota law?

DISCUSSION

I

Minn.R.Crim.P. 28.04, subd. 1(1), provides that the State may appeal of right

from any pretrial order of the trial court except an order dismissing a complaint for lack of probable cause to believe the defendant has committed an offense or [402]*402an order dismissing a complaint pursuant to Minn.Stat. § 631.21 * * *.

Id. (emphasis added). An order dismissing an indictment does not fall within either of the exceptions to rule 28.04, subd. 1(1), and is therefore appealable of right by the State. Cf. State v. Grose, 387 N.W.2d 182 (Minn.Ct.App.1986).

II

Minn.Stat. § 609.43(2) (1984) prohibits a public officer or employee, while in his capacity as such officer or employee, from performing

an act which he knows is in excess of his lawful authority or which he knows he is forbidden by law to do in his official capacity; * * *.

Id. The State’s theory is that the Code of Professional Responsibility and the Ethics Code of the Minneapolis City Attorney may be used to define the “lawful authority” which may not be “exceeded” by a public officer. The State therefore argues, both in its brief and at oral argument, that a violation of either of these codes of conduct by a Minneapolis city attorney is ipso facto a violation of section 609.43(2).

The statute does not specify any particular sources of “law” to which a court should look in determining whether a public employee exceeded his “lawful authority.” Nor is there an abundance of Minnesota case law construing the statute.2

In State v. Wedge, 24 Minn. 150 (1877), the Freeborn County Attorney was indicted for misbehavior and malfeasance in office under Gen.Stat. chap. 91, § 8 (1866). The indictment alleged that the county attorney aided the escape of a defendant in custody in Freeborn County by approving an unauthorized bail bond and directing the sheriff to release the defendant so that he could not be arrested on another complaint which was issued against him in another county. Upon the county attorney’s demurrer to the indictment, the Minnesota Supreme Court stated:

How a defendant * * * shall be let to bail, is prescribed by the statute. It gives no authority in the matter to the county attorney. * * * The approval of the bond, and direction to the officer to release the prisoner, were beyond the [county attorney’s] official authority.

Id. at 153 (emphasis added). Wedge therefore makes clear that a statute, even a non-penal statute, can be utilized in determining whether a public officer exceeded his “lawful authority.” See also State v. Winne, 12 N.J. 152, 96 A.2d 63 (1953) (county attorney indicted for malfeasance in office for failing to enforce statute requiring county attorney to “use all reasonable * * * diligence for the detection, arrest, indictment and conviction of [criminal] offenders * * * ”).

Other jurisdictions have held that the lawful authority and official duties of a public officer may also arise “out of the very nature of the office” as determined by the courts. State v. Weleck, 10 N.J. 355, 366, 91 A.2d 751, 756-57 (1952); State v. Hess, 279 S.C. 14, 20, 301 S.E.2d 547, 550-51 (1983). Thus, the “lawful authority” of a public officer may also be determined by “obligations imposed by the common law * * * and assumed by [public officers] as a matter of law upon their entering public office.” Weleck, 10 N.J. at 368, 91 A.2d at 758 (emphasis omitted) (quoting Driscoll v. Burlington Bristol Bridge Co., 8 N.J. 433, 474-76, 86 A.2d 201, 221 (1952)).

However, there is disagreement as to whether alleged violations of particular canons of ethical conduct by public officers can, without more, support a charge of official misconduct. In People v. La Carrubba, 46 N.Y.2d 658, 389 N.E.2d 799, 416 N.Y.S.2d 203 (1979), which involved the prosecution of a judge for official misconduct, the New York Court of Appeals held that an indictment which attempted to define the duties “inherent in the nature of [the judicial office]” solely by reference to the Code of Judicial Conduct was insuffi[403]*403cient. Id.; see also State v. Perez, 464 So.2d 737, 741, 743-44 (La.1985) (malfeasance charge alleging bad-faith prosecution without probable cause by district attorney dismissed as not charging a crime because “there is no provision of law that defines or limits the type of eases” which may be prosecuted, even though Code of Professional Responsibility prohibits prosecutor from instituting charges which are not supported by probable cause).

In contrast, the court in

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Related

State v. Plummer
511 N.W.2d 36 (Court of Appeals of Minnesota, 1994)
State v. Miller
471 N.W.2d 380 (Court of Appeals of Minnesota, 1991)
State v. Serstock
402 N.W.2d 514 (Supreme Court of Minnesota, 1987)
State v. Serstock
390 N.W.2d 399 (Court of Appeals of Minnesota, 1986)

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390 N.W.2d 399, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-serstock-minnctapp-1986.