State v. Savinskiy
Opinions
FLYNN, J.
**804While defendant was incarcerated and awaiting trial on pending criminal charges, law enforcement officers learned that defendant had solicited another inmate to harm the prosecutor and murder two of the anticipated witnesses for the prosecution. Without notifying the lawyer who was representing defendant on the pending charges, the officers arranged for the other inmate to secretly record defendant in a conversation about his new criminal activity, and the state later charged defendant with multiple new offenses arising out of that new criminal activity. The Court of Appeals held that the recorded questioning violated defendant's Article I, section 11, right to counsel "[i]n all criminal prosecutions," and precludes the state from using defendant's incriminating statements to convict him of the new offenses. We disagree. We conclude that defendant's Article I, section 11, right to counsel, which arose because of the initially pending charges, was not a right to limited police scrutiny of new criminal activity in which defendant was engaging to illegally undermine the pending charges.1
I. BACKGROUND
At the time of the recorded conversation, defendant was represented by counsel on multiple pending charges arising out of an earlier incident in which he engaged in a shootout with police at an Astoria motel, *559followed by an extended, high-speed car chase. When defendant's fellow inmate reported that defendant had offered him money and weapons to assault the prosecutor and to murder two of the state's witnesses, law enforcement officers used the information to obtain sealed, ex parte court orders that authorized them to record the conversations between defendant and the informant. During those recorded conversations, defendant discussed his plans for the new criminal activity, but he also discussed the pending case. **805A grand jury later amended defendant's existing indictment to add charges for offenses arising out of the new criminal activity, including two counts of conspiracy to commit murder of "another human being who was a witness in a criminal proceeding, *** related to the performance of official duties of [the witness] in the justice system," and one count of conspiracy to commit first degree assault against the prosecutor.
Before trial, defendant moved to suppress the evidence that the state obtained through the recorded conversations, arguing that the questioning violated his Article I, section 11, right to counsel because the officers had failed to notify defendant's attorney before directing the informant to question him. The trial court granted defendant's motion with respect to statements that defendant made about "anything related to" the original charges, on which he had been represented by counsel at the time of the questioning, but the court refused to suppress defendant's statements about the new criminal activity.
The new and original charges were tried together, and the state relied on defendant's statements about the new criminal activity as evidence that he was guilty of all of the charged offenses. The jury convicted defendant of the charges arising out of the original criminal activity as well as the conspiracy charges arising out of the new criminal activity.2
On appeal, defendant assigned error to the trial court's ruling on the motion to suppress, renewing his argument that the state obtained his statements about the new criminal activity in violation of his Article I, section 11, right to counsel. While defendant's appeal was pending, this court decided State v. Prieto-Rubio ,
II. ANALYSIS
On review, the state does not dispute that "it was reasonably foreseeable that questioning *560about defendant's new conspiracy crimes would incriminate him for the originally charged crimes."5 Given that concession, defendant understandably argues that Prieto-Rubio supports the Court of Appeals' conclusions that the state violated defendant's right to counsel and that the resulting evidence must be suppressed.
However, the question we ultimately must answer is whether Article I, section 11, guarantees a right to counsel during police questioning about the kind of new, uncharged **807criminal activity in which defendant was engaged. Answering that question is more complicated than simply asking if the test that we articulated in Prieto-Rubio can be applied to the police questioning in this case.6 In Prieto-Rubio , we were not called upon to consider whether Article I, section 11, protects a defendant from police inquiry into new criminal activity in progress, and we now conclude that the right does not extend that far.
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FLYNN, J.
**804While defendant was incarcerated and awaiting trial on pending criminal charges, law enforcement officers learned that defendant had solicited another inmate to harm the prosecutor and murder two of the anticipated witnesses for the prosecution. Without notifying the lawyer who was representing defendant on the pending charges, the officers arranged for the other inmate to secretly record defendant in a conversation about his new criminal activity, and the state later charged defendant with multiple new offenses arising out of that new criminal activity. The Court of Appeals held that the recorded questioning violated defendant's Article I, section 11, right to counsel "[i]n all criminal prosecutions," and precludes the state from using defendant's incriminating statements to convict him of the new offenses. We disagree. We conclude that defendant's Article I, section 11, right to counsel, which arose because of the initially pending charges, was not a right to limited police scrutiny of new criminal activity in which defendant was engaging to illegally undermine the pending charges.1
I. BACKGROUND
At the time of the recorded conversation, defendant was represented by counsel on multiple pending charges arising out of an earlier incident in which he engaged in a shootout with police at an Astoria motel, *559followed by an extended, high-speed car chase. When defendant's fellow inmate reported that defendant had offered him money and weapons to assault the prosecutor and to murder two of the state's witnesses, law enforcement officers used the information to obtain sealed, ex parte court orders that authorized them to record the conversations between defendant and the informant. During those recorded conversations, defendant discussed his plans for the new criminal activity, but he also discussed the pending case. **805A grand jury later amended defendant's existing indictment to add charges for offenses arising out of the new criminal activity, including two counts of conspiracy to commit murder of "another human being who was a witness in a criminal proceeding, *** related to the performance of official duties of [the witness] in the justice system," and one count of conspiracy to commit first degree assault against the prosecutor.
Before trial, defendant moved to suppress the evidence that the state obtained through the recorded conversations, arguing that the questioning violated his Article I, section 11, right to counsel because the officers had failed to notify defendant's attorney before directing the informant to question him. The trial court granted defendant's motion with respect to statements that defendant made about "anything related to" the original charges, on which he had been represented by counsel at the time of the questioning, but the court refused to suppress defendant's statements about the new criminal activity.
The new and original charges were tried together, and the state relied on defendant's statements about the new criminal activity as evidence that he was guilty of all of the charged offenses. The jury convicted defendant of the charges arising out of the original criminal activity as well as the conspiracy charges arising out of the new criminal activity.2
On appeal, defendant assigned error to the trial court's ruling on the motion to suppress, renewing his argument that the state obtained his statements about the new criminal activity in violation of his Article I, section 11, right to counsel. While defendant's appeal was pending, this court decided State v. Prieto-Rubio ,
II. ANALYSIS
On review, the state does not dispute that "it was reasonably foreseeable that questioning *560about defendant's new conspiracy crimes would incriminate him for the originally charged crimes."5 Given that concession, defendant understandably argues that Prieto-Rubio supports the Court of Appeals' conclusions that the state violated defendant's right to counsel and that the resulting evidence must be suppressed.
However, the question we ultimately must answer is whether Article I, section 11, guarantees a right to counsel during police questioning about the kind of new, uncharged **807criminal activity in which defendant was engaged. Answering that question is more complicated than simply asking if the test that we articulated in Prieto-Rubio can be applied to the police questioning in this case.6 In Prieto-Rubio , we were not called upon to consider whether Article I, section 11, protects a defendant from police inquiry into new criminal activity in progress, and we now conclude that the right does not extend that far.
When construing a provision of the original Oregon Constitution, which includes the Article I, section 11, right to counsel, we consider "the text in its context, the historical circumstances of the adoption of the provision, and the case law that has construed it[,]" with the goal of identifying "the meaning most likely understood by those who adopted the provision" and, in light of that meaning, identifying "relevant underlying principles that may inform our application of the constitutional text to modern circumstances." State v. Davis ,
**808A. The Text and Evolving Construction of the Article I, section 11, Right to Counsel
Both Davis and Prieto-Rubio extensively considered the historical circumstances surrounding the adoption of Article I, section 11, and the case law construing it. As we explained in Prieto-Rubio , the Article I, section 11, guarantee of counsel "-like its federal counterpart, the Sixth Amendment to the federal constitution-was originally understood to apply only to the conduct of criminal trials."
"In all criminal prosecutions the accused shall have the right to public trial by an impartial jury in the county in which the offen[s]e shall have been committed; to be heard by himself and counsel; to demand the nature and cause of the accusation against him, and to have a copy thereof; to meet the witnesses face to face, and to *561have compulsory process for obtaining witnesses in his favor."
Or. Const. Art. I, § 11 (1857).8 However, changes in the nature of criminal prosecutions and "recognition that a defendant's 'assistance' of counsel would be less than meaningful if it were limited to the trial itself" eventually led to a "doctrinal shift." Prieto-Rubio,
**809As Sparklin emphasizes, however, "the [A]rticle I, section 11 guarantee of an attorney, like the federal counterpart, remains focused on the trial; that is, it is the protection of rights to which a defendant is entitled in the trial itself which the guarantee is intended to preserve."
When the defendant was later prosecuted for the offenses against Davidson, he sought to suppress evidence from the interrogation as obtained in violation of his right to counsel under Article I, section 11.
As Sparklin explains:
"It is the fairness of the 'criminal prosecution' which counsel's presence helps to ensure. For this reason the [A]rticle **810I, section 11 right to an attorney is specific to the criminal episode in which the accused is charged. The prohibitions placed on the state's contact with a represented defendant do not extend to the investigation of factually unrelated criminal episodes."
Id . at 95,
Although the court's statement about interrogation regarding the Mansell offenses-which were not at issue on appeal-was unnecessary to the court's decision, the statement was not just gratuitous. Rather, the juxtaposition serves to clarify the court's holding regarding the scope of the protection that Article I, section 11, extends to a person who is subject to police questioning. Sparklin 's discussion of the Mansell offenses clarified that the right to counsel protects a defendant with respect to police questions about some uncharged offenses. However, Sparklin 's holding with respect to the Davidson offenses clarified that a defendant's right to the assistance of counsel in the prosecution of pending criminal charges is not so broad that it covers questions about all uncharged criminal activity. Finally, the court's ability to harmonize the two propositions illustrates that, in a single interrogation, the right to counsel may extend protection for some purposes but not others, depending on the extent to which the question will lead to "incriminating evidence or statements for use in the prosecution" of the offense to which the right to counsel has attached. Id . at 93,
**811We pause to emphasize that there is no dispute regarding the principle that a defendant's Article I, section 11, right to counsel on charged offenses shields the defendant from police inquiry into some uncharged criminal activity while erecting no barrier to police inquiry into other uncharged criminal activity. The issue in dispute is whether defendant's new criminal activity is the kind of uncharged criminal activity that falls beyond the boundary of Article I, section 11, protection.
Sparklin was this court's first attempt to identify the location of the line between questions about uncharged offenses to which the protection of Article I, section 11, extends and questions about other uncharged offenses to which Article I, section 11, extends no protection. In Sparklin , the facts and circumstances of the defendant's crimes against Mansell were sufficiently distinct from the facts and circumstances of his uncharged criminal activity against Davidson that the "criminal episode" test allowed this court to readily conclude that questioning about the Davidson incident fell on one side of the line while questioning about the Mansell incident fell on the other. However, the interrogation in Prieto-Rubio illustrated that Sparklin 's"criminal episode" test was inadequate to explain the scope of the Article I, section 11, right to counsel when police questioning involved uncharged crimes that shared significant overlap of facts and circumstances with charged crimes. See Prieto-Rubio ,
The defendant in Prieto-Rubio had been charged with first-degree sexual abuse of a child, A, and he had retained counsel. Id . at 19,
B. Prieto-Rubio does not resolve whether Article I, section 11, shielded defendant from questioning about his new criminal activity.
As the state recognizes, Prieto-Rubio 's test is phrased broadly enough that it can reach questioning about the kind of new criminal activity in which defendant was engaging. However, there are important factual distinctions between the uncharged criminal activity that the officers sought to investigate in Prieto-Rubio and the uncharged criminal activity that officers sought to investigate here. Prieto-Rubio addressed the scope of the right to counsel in the context of uncharged crimes that shared significant overlap of facts and circumstances with the charged crime and that were completed before the time that the state indicted the defendant for the abuse of his third victim. As this court explained, "whether charged and uncharged offenses are **813sufficiently related as to implicate the state constitutional right to counsel will depend on the facts and circumstances of each case[.]"
Here, by contrast, any duplication between the facts and circumstances of defendant's new criminal activity and the facts and circumstances of his charged crimes is minimal: the new criminal activity occurred in a different setting, involved different conduct, and involved victims who were targeted for a very different reason. Moreover, and more significantly, unlike the uncharged crimes in Prieto-Rubio , defendant's uncharged criminal activity began after he was charged with the original offenses, and the uncharged criminal activity involved his ongoing effort to harm the prosecutor and witnesses against him to obstruct the pending prosecution. We conclude that those factual distinctions are constitutionally significant.
C. The principles that govern the scope of Article I, section 11, do not apply to defendant's new criminal activity.
The scope of the Article I, section 11, right to counsel should be understood in the context of key principles that emerge from our discussion in Prieto-Rubio. In that opinion, we extensively discussed the competing views of the Sixth Amendment right to counsel that emerge from the Supreme Court's decision in Texas v. Cobb ,
The defendant in Cobb had burglarized his neighbor's house and, in the process, murdered the neighbor's wife and daughter, although they were initially reported only to be missing. After the defendant was charged with robbery and appointed counsel to represent him on that charge, police questioned the defendant about the missing wife and daughter without notifying his attorney and ultimately obtained his confession to the murders. Cobb ,
Prieto-Rubio makes clear that the result would have been different under Article I, section 11. By endorsing the conclusion and reasoning of the Cobb dissent, however, Prieto-Rubio also illustrates why Article I, section 11, should not be understood as shielding defendant in this case from the investigation into his new criminal activity.
The first concern that the Cobb dissent raised is that, because a "single instance of conduct" can involve numerous separate criminal offenses, the majority's rule would permit law enforcement officials to question a defendant "about his or her conduct on the single relevant occasion without notifying counsel unless the prosecutor has charged every possible crime arising out of that same brief course of conduct."
We noted that the Cobb majority's rule had been subject to similar criticism by other authors as well. Prieto-Rubio ,
The category of preexisting and completed uncharged offenses, which we addressed in Prieto-Rubio , also presents a potential for strategic manipulation. And we highlighted that concern in defining the scope of the defendant's Article I, section 11, right to counsel in a way that limited the state's inquiry into those uncharged offenses. As we explained, we rejected the state's proposal for a narrower scope in part because it "risks the sort of strategic charging behavior" for which the Cobb decision has been criticized.
That risk of strategic initial charging is not presented when a defendant who has already been charged decides to engage in new criminal activity. Although there remains an opportunity for the state to delay charging new *565criminal activity in order to investigate the new activity without the obstacle of counsel, it is not the kind of strategic manipulation about which we expressed concern in Prieto-Rubio . Rather, that strategy is a possibility in every criminal investigation, and it does not implicate Article I, section 11. See Davis , 350 Or. at 478-79,
This court's discussion of Cobb highlights another reason that Article I, section 11, should not be understood to erect barriers to the police inquiry into defendant's new criminal activity. As Prieto-Rubio explains, after Cobb adopted a narrow scope for the Sixth Amendment, other courts followed suit.
Yet even the scope that the Cobb dissenters would have adopted for the Sixth Amendment, and the scope that Indiana has adopted for its state constitution, would not extend as far as an inquiry into the kind of new criminal activity in which defendant was engaged. As the dissenting opinion in Cobb emphasizes, "the particular aspect of the right here at issue-the rule that the police ordinarily must communicate with the defendant through counsel-has important limits."
In Moulton , the Court had drawn a Sixth Amendment distinction between the state obtaining "incriminating statements pertaining to pending charges" without notifying counsel and the state obtaining incriminating statements about the kind of new criminal activity in which defendant was engaged.
When the same circumstances presented themselves in Indiana, the Indiana Court of Appeals concluded that the defendant's right to counsel on pending charges did not shield him from police questioning about his plan to murder a witness against him in a pending prosecution. Leonard v. State ,
In other words, neither the dissent in Cobb nor any other state has extended the scope of a defendant's constitutional right to counsel *566on charged offenses as far as the dissent would extend that right. We are sympathetic to the perspective of the Leonard court that "[t]he right to counsel is a shield against what may well be the coercive influences of the State" and that the "rule's salutary function cannot be distorted to immunize one represented by an attorney against investigative techniques that capture a new crime in progress."
As Sparklin emphasized and Prieto-Rubio reiterated, "the purpose of the Article I, section 11, right is to ensure that a defendant charged with a crime has the benefit of an attorney's presence, advice, and expertise 'in any situation where the state may glean involuntary and incriminating evidence or statements for use in the prosecution of its case against defendant.' "
We, thus, conclude that the Article I, section 11, right to counsel on pending charges does not guarantee that the state will provide notice to a defendant's attorney before questioning the defendant about a new, uncharged and ongoing conspiracy to harm witnesses to a pending prosecution.12 Although the dissent expresses concern that this will be construed as a test dependent on the subjective intent of the questioning officer, it is not a subjective test. 364 Or. at 829-30, 441 P.3d at ---- (Duncan, J., dissenting). Rather, the subject matter of the questions, not the subjective intent of the officer, determines whether the officer is permissibly *567questioning a defendant about details of a new, ongoing conspiracy.
D. Application of the Rule to this Case.
The Court of Appeals followed the test that we articulated in Prieto-Rubio to conclude that the police violated defendant's Article I, section 11, right to counsel when they used an informant to question him about his conspiracy to harm the prosecutor and witnesses against him on the pending charges, because that is the kind of criminal activity that tends to incriminate a defendant with respect to pending charges. But we have concluded that the scope of the protection guaranteed by Article I, section 11, does not reach so broadly. Thus, the trial court did not err in allowing the state to use defendant's statements to prosecute him for the new criminal activity. On that issue, we disagree with the conclusion of the Court of Appeals.
The Court of Appeals also reversed and remanded some of defendant's convictions on the original charges, because the trial court allowed the state to use defendant's uncounseled statements about the new crimes to prosecute him for those original offenses. The premise of the court's ruling was that the statements were obtained in violation of defendant's right to counsel and, thus, must **820be excluded. This court declined to review the issue that the state raised in challenge to that ruling. However, a different issue arises from our conclusion that police did not violate defendant's Article I, section 11, right to counsel when they questioned him about the new criminal activity. Because that conclusion rejects the premise of the Court of Appeals' ruling that the statements must be excluded, we expect that questions about that ruling almost certainly will arise in a retrial of the original charges, so we briefly address the issue.
Although defendant's right to counsel on the original, pending charges did not prevent the state from questioning him about his new criminal activity, we agree with the Court of Appeals that the trial court erred in allowing the state to use defendant's statements to prosecute him for the original charges. As we have explained, the fundamental purpose of the Article I, section 11, guarantee of an attorney "is the protection of rights to which a defendant is entitled in the trial itself[.]" Prieto-Rubio ,
III. CONCLUSION
Accordingly, the decision of the Court of Appeals is reversed as to defendant's convictions for conspiracy to commit murder (Counts 17-19) and otherwise affirmed. The **821judgment of the trial court is reversed and remanded as to defendant's convictions for crimes charged in the original indictment but is otherwise affirmed.
Duncan, J., dissented and filed an opinion, in which Walters, C. J., and Nelson, J., joined.
Footnotes
441 P.3d 557 (State v. Savinskiy) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.