State v. Santiago

985 A.2d 556, 412 Md. 28, 2009 Md. LEXIS 941
Court of Appeals of Maryland·Decided December 21, 2009·No. 14 September Term 2009·Published·Cited by 21 cases

Opinions

GREENE, Judge.

Hearken to your verdict as the Court hath recorded it. You say that [name of defendant] is guilty (or not guilty) of the matter wherefore he or she stands indicted, and so say you all.

As a matter of protocol, hearkening has been the standard practice in Maryland for more than 100 years, when a jury renders a verdict in a criminal case. Essentially, hearkening requires the trial court to inquire in open court, before the jurors are discharged, whether the jury agrees with the verdict just announced by the foreperson. See Givens v. State, 76 Md. 485, 487-88, 25 A. 689, 689 (1893) (holding that the court’s failure to hearken the verdict was reversible error); Polling of Jurors—Court’s Attempt After Discharge to Cure Wrongful Denial of Polling Request Held Not Effective— Keller v. State, 33 MD. L. REV. 359, 359 n. 2 (noting that hearkening is the procedure whereby the court clerk verifies the accuracy of the verdict as recorded; and it is not necessary for a defendant to request that the court hearken the verdict because the court clerk, as a matter of routine, “auto[32]*32matically hearkens the verdict after it is announced”). In the present case, we must determine whether a defendant is entitled to a new trial where the jury was neither polled1 nor hearkened. We shall hold that a jury verdict, rendered and announced in open court, that is neither polled nor hearkened is not properly recorded and is therefore a nullity. Though polling may be waived, both polling and hearkening may not be waived in the same case.

Isa Manuel Santiago was tried by a jury in the Circuit Court for Charles County on charges of first degree murder and related handgun offenses. On March 17, 2006, the jury convicted Santiago of second degree murder and the use of a handgun in the commission of a crime of violence. The trial judge imposed a sentence of thirty years for second degree murder, twenty years consecutive for use of a handgun in the commission of a crime of violence, and five years consecutive for being a felon in possession of a regulated firearm.2 Santiago noted a timely appeal to the Court of Special Appeals. In an unreported opinion, the intermediate appellate court reversed the judgment of the Circuit Court, holding that “a criminal defendant has an absolute unwaivable right to have the jury polled, if requested, or if not, hearkened.”

[33]*33We granted the State’s petition for writ of certiorari, State v. Santiago, 407 Md. 529, 967 A.2d 182 (2009) to answer the following question:

Did the Court of Special Appeals err in holding that a criminal defendant cannot waive his complaint about the failure to poll or hearken the jury, based on the intermediate appellate court’s mistaken determination that this Court’s decision in Glickman v. State, 190 Md. 516, 60 A.2d 216 (1948), is no longer controlling precedent?

Background

The underlying material facts of this case are not in dispute. The State presented significant circumstantial evidence to support its theory that Santiago committed the crimes for which he was convicted. Santiago raises no challenge to the sufficiency of that evidence. The focus of this review, therefore, is on what occurred in open court after the jury returned to announce its verdict in the case. On the day that the jury reached its verdict, the following occurred:

THE COURT: Let the record reflect the jury has returned. Mr. Foreman, has the jury reached a verdict?
JURY FOREMAN: We have.
THE COURT: Madam Clerk, please proceed.
THE CLERK: Ladies and gentlemen of the jury, as your numbers are called, would you please rise and remain standing? Forty-one, 7, 19, 55, 96, 124, 152, 163, 223, 237, 238, and 241. Ladies and gentlemen of the jury, have you agreed upon your verdict?
JURY: Yes.
THE CLERK: Who shall state for you?
JURY: Our [Fjoreman.
THE CLERK: Mr. Foreman, on the first count, charging first degree premeditated murder, do you find the defendant, Isa Santiago, not guilty or guilty?
JURY FOREMAN: Not guilty.
[34]*34THE CLERK: On the second count, charging second degree murder, do you find the defendant, Isa Santiago, not guilty or guilty?[3]
JURY FOREMAN: Guilty.
THE CLERK: On the third count, charging use of a handgun in the commission of a felony, do you find the defendant, Isa Santiago, not guilty or guilty?
JURY FOREMAN: Guilty.
THE COURT: Anything further for the jury?
[DEFENSE COUNSEL]: No, Your Honor.'
[THE STATE]: Nothing from the State.
(Jury out.)
THE COURT: Okay. Madam Clerk, please enroll the following verdicts: on count one, second degree murder, guilty; on count two, use of a handgun in the commission of a crime of violence, guilty; on count three, possession of a regulated firearm by a convicted felon, guilty. Anything further?
[DEFENSE COUNSEL]: No, Your Honor.

Discussion

There is no dispute that the record establishes that the jury was neither polled nor was the verdict hearkened. The State asserts that the circumstances do not warrant a reversal because Santiago failed to request that the court poll the jury, and Santiago did not object to the fact that the clerk did not hearken the verdict. Accordingly, the State maintains that Santiago’s failure to raise any objection in the trial court constituted a waiver on appeal.

The leading case on the Maryland practice of hearkening of jury verdicts is Givens, 76 Md. 485, 25 A. 689. Givens had [35]*35been indicted in the Circuit Court for Anne Arundel County and convicted by a jury for illegal dredging for oysters “within the prohibited waters of the Chesapeake [B]ay, contrary to the General Oyster Law of the State.” Givens, 76 Md. at 485, 25 A. at 689. Upon review of his conviction, in this Court, Givens sought reversal of his conviction on the grounds “that the jury, after rendering their verdict of guilty, was discharged ... without being called by the clerk ‘to hearken to their verdict’ ” as recorded by the court. Givens, 76 Md. at 486, 25 A. at 689. Thus, in that case, the single issue before this Court was whether the clerk’s omission in a criminal case to hearken the jury’s verdict constituted reversible error. Id. We held that it did. Givens, 76 Md. at 488, 25 A. at 689-90.

In reaching the conclusion that the clerk’s failure to call upon the jury to hearken to its verdict when rendered was reversible error, we acknowledged that the practice of hearkening was uniform throughout the courts of Maryland and essential to the process of properly recording a jury verdict. As to the practice of hearkening, we pointed out that:

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State v. Santiago, 985 A.2d 556, 412 Md. 28, 2009 Md. LEXIS 941 (Md. 2009).

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State v. Santiago
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