State v. Sandoval

2004 NMCA 046, 89 P.3d 92, 135 N.M. 420
CourtNew Mexico Court of Appeals
DecidedMarch 9, 2004
Docket22,294
StatusPublished
Cited by11 cases

This text of 2004 NMCA 046 (State v. Sandoval) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Sandoval, 2004 NMCA 046, 89 P.3d 92, 135 N.M. 420 (N.M. Ct. App. 2004).

Opinion

OPINION

WECHSLER, Chief Judge.

{1} Defendant Anthony Sandoval appeals his enhanced sentence as a habitual offender. After this Court reversed Defendant’s sentence because of the timeliness of the extension of the time to commence trial, our Supreme Court reversed and remanded for this Court to address Defendant’s other arguments that: (1) the federal and state constitutions require that Defendant’s prior convictions be determined by a jury based on proof beyond a reasonable doubt; and (2) the State failed to prove that Defendant’s prior Colorado conviction was a felony covered by NMSA 1978, § 31-18-17 (1993). We affirm.

Constitutional Requirements

{2} Defendant’s constitutional argument is founded on Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000). In Apprendi, the United States Supreme Court stated that “any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt,” except the fact of a prior conviction. Id. at 490, 120 S.Ct. 2348. The Apprendi opinion discussed Almendarez-Toms v. United States, 523 U.S. 224, 118 S.Ct. 1219, 140 L.Ed.2d 350 (1998), which held that a statutory provision enhancing a sentence for an alien who illegally returns to the United States after having previously been deported after an aggravated felony conviction was a penalty provision which did not need to be brought as a separate offense. Apprendi, 530 U.S. at 487, 120 S.Ct. 2348. Justice Thomas, who was part of the 5-4 majority in Almendarez-Toms, wrote a concurring opinion in Apprendi. Id. at 499, 120 S.Ct. 2348. Justice Thomas stated that he was then of the opinion that Almendarez-Torres was not properly decided and that there should not be an exception to the rule set forth in Apprendi for prior convictions. Id. at 520-21, 120 S.Ct. 2348.

{3} Defendant acknowledges that this Court has held that a prior conviction in a habitual offender proceeding is properly demonstrated by the preponderance of the evidence. State v. Elliott, 2001-NMCA-108, ¶ 35, 131 N.M. 390, 37 P.3d 107. Defendant contends, however, that our holding was based on our Supreme Court’s holding to the same effect in State v. Smith, 2000-NMSC-005, 128 N.M. 588, 995 P.2d 1030, but that Smith was decided before Apprendi, which left unresolved the issue concerning prior convictions when the convictions are contested. Defendant maintains that the general rule of Apprendi requires that the facts of his convictions be found by a jury and proved beyond a reasonable doubt because he contested the facts of the prior convictions, and because the Apprendi opinion was based on the failure of the defendant in AlmendarezTorres to similarly contest the applicable facts. Defendant further argues in his brief in chief that Apprendi and Almendarez-Torres are not controlling because of Justice Thomas’s change of position from Almendarez-Torres stated in his concurring opinion in Apprendi and because the United States Supreme Court had granted a petition for writ of certiorari to review its decision in McMillan v. Pennsylvania, 477 U.S. 79, 106 S.Ct. 2411, 91 L.Ed.2d 67 (1986), which was the foundation of our Supreme Court’s reasoning in Smith that the preponderance of the evidence standard applied. Smith, 2000-NMSC-005, ¶ 9, 128 N.M. 588, 995 P.2d 1030. We review Defendant’s arguments de novo. Id. ¶ 6.

{4} The United States Supreme Court has now decided Harris v. United States, 536 U.S. 545, 122 S.Ct. 2406, 153 L.Ed.2d 524 (2002). In Harris, the Court reaffirmed McMillan and upheld a court’s ability to increase a defendant’s minimum sentence by finding that the defendant brandished a firearm in the course of drug trafficking without proof beyond a reasonable doubt. Harris, 536 U.S. at 559-60, 122 S.Ct. 2406. As a result, Defendant’s challenge to the vitality of Smith and Elliott is unavailing.

{5} Nor are we persuaded by Defendant’s challenge of Almendarez-Torres, either because of Justice Thomas’s concurring opinion in Apprendi, or the level of the contest raised concerning the existence of prior convictions. As the State points out, the federal circuit courts have consistently rejected these contentions. See, e.g., United States v. Arellano-Rivera, 244 F.3d 1119, 1127 (9th Cir.2001) (holding both that Almendarez-Torres was not overruled by Apprendi and was not limited to facts in which the defendant does not contest prior convictions); United States v. Gomez-Estrada, 273 F.3d 400, 401 (1st Cir. 2001) (same); United States v. Martinez-Villalva, 232 F.3d 1329, 1331 (10th Cir.2000) (stating validity of Almendarez-Torres after Apprendi). As we stated in Elliott, “Apprendi by its express terms, does not apply to prior convictions.” Elliott, 2001-NMCA-108, ¶ 34, 131 N.M. 390, 37 P.3d 107.

{6} Defendant additionally argues in the alternative that he is entitled to have a jury find the facts of his prior convictions beyond a reasonable doubt under Article II, Sections 12 and 18 of the New Mexico Constitution. Under State v. Gomez, 1997-NMSC-006, 122 N.M. 777, 932 P.2d 1, our courts may decide an issue based on the state constitution if the right involved is not protected by the federal constitution and the state constitution provides greater protection than its federal counterpart because: the federal analysis is flawed; there are structural differences between the state and federal governments; or the state constitution has distinctive characteristics. Id. ¶¶ 19, 21. We conduct our analysis de novo. State v. Attaway, 117 N.M. 141, 145-46, 870 P.2d 103, 107-08 (1994) (stating that threshold constitutional issues are reviewed de novo).

{7} Defendant contends that all three grounds for deviating from the federal constitution are present in this case. As to the first, that the Almendarez-Torres analysis is flawed, as we have discussed, we do not agree. In Elliott, this Court adopted Apprendi in analyzing the issue under the federal constitution, and Defendant has not cited any authority which has accepted his arguments. Nor are the federal analogs undeveloped, as the federal circuit court opinions cited above demonstrate. We also do not agree with Defendant’s argument that there are distinctive New Mexico characteristics because prior to 1983 New Mexico statutes permitted a jury to determine facts concerning prior convictions necessary for habitual offender sentencing. Contrary to Defendant’s assertion, this abandoned prior law does not reflect a “long-standing tradition of respecting the rights of individuals to a greater extent than does federal law.” The legislature changed the law more than twenty years ago.

Proof Regarding Prior Colorado Conviction

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Cite This Page — Counsel Stack

Bluebook (online)
2004 NMCA 046, 89 P.3d 92, 135 N.M. 420, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-sandoval-nmctapp-2004.