State v. Roma

357 A.2d 45, 140 N.J. Super. 582
CourtNew Jersey Superior Court Appellate Division
DecidedMarch 17, 1976
StatusPublished
Cited by9 cases

This text of 357 A.2d 45 (State v. Roma) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Roma, 357 A.2d 45, 140 N.J. Super. 582 (N.J. Ct. App. 1976).

Opinion

140 N.J. Super. 582 (1976)
357 A.2d 45

STATE OF NEW JERSEY, PLAINTIFF,
v.
THOMAS ROMA, DEFENDANT.

Superior Court of New Jersey, Law Division (Criminal).

Decided March 17, 1976.

*584 Messrs. Shanley & Fisher, attorneys for Roland Reed, Ph.D. (Mr. Patrick Silva, appearing).

Messrs. Farber, Hughes & Krause, attorneys for defendant (Mr. John J. Hughes, appearing).

Mr. James T. O'Halloran, Hudson County Prosecutor, for the State. (Mr. William T. Petrina, Assistant Prosecutor, appearing).

YOUNG, J.C.C. Temporarily Assigned.

Should the statutory privilege granted marriage counselors be recognized when interposed in response to process served by both the prosecutor and defense counsel to compel the testimony and records of a counselor for use at a hearing on defendant's competency to stand trial on a charge of murder? N.J.S.A. 45:8B-29. This is the issue presented on the application of Roland Reed, Ph.D., a licensed marriage counselor, to quash a subpoena duces tecum served upon him by counsel for defendant and a subpoena ad testificandum served by the Prosecutor of Hudson County in this pending criminal action. Both the prosecutor as well as defense counsel argue that the marriage counselor may not invoke the privilege in the circumstances presented in this case. Defense counsel asserts that the records and the testimony are essential to a determination of the issues of competency as well as guilt.

Defendant Thomas Roma is charged in a four-count indictment with the premeditated slaying of his infant son John with a knife on or about August 16, 1975 in the City of Bayonne, and with the premeditated slaying of his wife Jean with an axe at the same time and place aforementioned. At a pretrial conference the court was advised that a major issue at the trial will be defendant's sanity at the time the acts alleged were committed. Preliminarily, the question of *585 the competency of defendant, now in Trenton Psychiatric Hospital, to stand trial will have to be determined. In preparation for the scheduled hearing into the issues here noted, Roland Reed, Ph.D., a licensed marriage counselor of the State of New Jersey and a Presbyterian minister, was served with subpoenas, as previously mentioned.

In his affidavit in support of the application to quash, Dr. Reed states that during the months of March through August 1975 he rendered marriage counseling to Thomas Roma and to his wife Jean, now deceased. Those conferences, Dr. Reed continues, were pursuant to his duties as a marriage counselor. To protect the communications of that relationship, Dr. Reed invokes the provisions of the Practicing Marriage Counseling Act, N.J.S.A. 45:8B-1 et seq., more particularly § 29 thereof which reads as follows:

Any communication between a marriage counselor and the person or persons counseled shall be confidential and its secrecy preserved. This privilege shall not be subject to waiver, except where the marriage counselor is a party defendant to a civil, criminal or disciplinary action arising from such counseling, in which case, the waiver shall be limited to that action.

This statute is also reported as Evid. R. 28A-1.

Counsel for the State argues that the privilege does not inure to the benefit of the marriage counselor, but only to the spouses, reasoning that it is only a husband or a wife who would be embarrassed by the unauthorized disclosure of the information imparted in confidence to the counselor. In the pending criminal action the wife is dead and the surviving husband, through his assigned counsel, pleads with the court to compel disclosure in support of his defense of insanity. Thus, he continues, there is no public policy to be served by enforcing the privilege in the circumstances. Moreover counsel for the State points to the provisions of N.J.S.A. 2A:84A for the principle that there is no interspousal privilege to the compulsion of testimony when a spouse or child of a spouse are the victims of a crime. Lastly, counsel argues *586 that the privilege should be restricted to situations in which there is no mutual consent by the spouses or by a surviving spouse.

Counsel for defendant not only adopts the reasoning of the State here summarized, but also contends that the privilege under review is a "hearsay type" of privilege confined to oral communications, whereas counsel intends to consult with Dr. Reed about his observations of the demeanor and appearance of defendant during the counseling sessions.

In response, counsel for Dr. Reed points to the plenary scope of the statutory language against waivability and argues that the very fact that the Legislature chose to insert an exception when the counselor is a party defendant indicates that the statute will admit none other.

The problem presented is a novel one in New Jersey and, as research indicates, in every other jurisdiction. The statute under review was the subject of comment in two reported cases. In Wichansky v. Wichansky, 126 N.J. Super. 156, 160 (Ch. Div. 1973), a matrimonial action, the court ruled that the Legislature intended to afford the privilege to all marriage counselors, whether they were licensed under the act or engaged in marriage counseling as part of their practice in another profession. In that action a subpoena directed to a psychologist who had done marriage counseling was quashed. More recently, the Appellate Division, in the course of phrasing appellant's argument, indicated in dictum that the statutory privilege of marriage counselors was not subject to compelled disclosure in a waiver situation. Kerr v. Kerr, 129 N.J. Super. 291, 294 (1974). That decision was also rendered in matrimonial litigation.

The rationale of the privilege to marriage counselors is that parties to troubled marriages should be encouraged to resort to counseling free of any inhibitions which might result from apprehension of disclosure. Wichansky v. Wichansky, supra 126 N.J. Super. at 160. Such apprehension is most likely to arise in the context of anticipated or pending matrimonial litigation, as the cases here cited confirm.

*587 There is no legislative history to assist the court; no legislative hearings were held nor was a statement of purpose appended to the bill. Apart from its circumstantial context, the language of N.J.S.A. 45:8B-29 reveals no underlying purpose that is readily applicable to the problems before the court.

This court concludes, contrary to the arguments of prosecutor and defense counsel, that the nonwaivability of the marriage counselor's privilege is not contingent upon the mutual waiver by both spouses or upon the waiver of a surviving spouse. However, this interpretation of the statute is not dispositive of the problem in the factual context of the pending case. In addition to the arguments raised by the parties, the court is on its own motion constrained to interpose an aspect of constitutional dimensions, namely, the Sixth Amendment right of defendant to have compulsory process to obtain witnesses in his favor, as well as his right under the Due Process Clause of the Fourteenth Amendment of the United States Constitution to have the opportunity to present an adequate defense. The impact of the application of the marriage counselor's privilege on the exercise of these rights will be discussed.

Due process of law requires that an accused be accorded the right to a fair opportunity to defend against the State's charges.

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357 A.2d 45, 140 N.J. Super. 582, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-roma-njsuperctappdiv-1976.