State v. Rojas-Martinez

2005 UT 86, 125 P.3d 930, 539 Utah Adv. Rep. 58, 2005 Utah LEXIS 133, 2005 WL 3110677
CourtUtah Supreme Court
DecidedNovember 22, 2005
Docket20030668
StatusPublished
Cited by22 cases

This text of 2005 UT 86 (State v. Rojas-Martinez) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Rojas-Martinez, 2005 UT 86, 125 P.3d 930, 539 Utah Adv. Rep. 58, 2005 Utah LEXIS 133, 2005 WL 3110677 (Utah 2005).

Opinions

[931]*931NEHRING, Justice:

¶ 1 This case presents the question of whether the court of appeals correctly determined that Mr. Rojas-Martinez’s defense counsel provided ineffective assistance by advising him, an undocumented foreign national, that he “might or might not” be deported if he pleaded guilty to a sexual battery charge, even though the offense was automatic cause for deportation under federal law. We reverse.

FACTUAL AND PROCEDURAL HISTORY

¶2 Tomas G. Rojas-Martinez was accused of touching the breast of a sixteen-year-old juvenile, over her clothing and without her consent. On May 28, 2002, he was charged with one count of sexual battery, which is a class A misdemeanor under Utah Code Ann. § 76-9-702(3) (Supp.2000). Mr. Rojas-Martinez’s guilty plea triggered, however, additional consequences to the penalties permitted for a class A misdemeanor. Under federal immigration law, specifically section 101 of the Immigration and Nationality Act, sexual abuse of a minor is classified as an aggravated felony and therefore a deportable offense. 8 U.S.C. § 1101(a)(43)(A) (Supp.2003); 8 U.S.C. § 1277(a)(2)(A)(iii).1

¶ 3 When Mr. Rojas-Martinez entered his guilty plea, the trial judge made appropriate inquiry to satisfy himself that Mr. Rojas-Martinez understood the English language and conducted the review of rights that Mr. Rojas-Martinez was surrendering as required by rule 11 of the Utah Rules of Criminal Procedure.2 The trial court accepted Mr. Rojas-Martinez’s guilty plea and sentenced him to 365 days in jail. Soon thereafter, Mr. Rojas-Martinez was subjected to deportation proceedings.

¶4 Mr. Rojas-Martinez timely moved to withdraw his guilty plea. At the hearing on this motion, Mr. Rojas-Martinez’s counsel testified that Mr. Rojas-Martinez expressed concern over the effect of the guilty plea on his immigration status. Counsel responded by telling Mr. Rojas-Martinez that “as this was a misdemeanor, sometimes the INS does not deport because of lack of resources or for whatever reason, they do not deport, but ... he could not count on that, that they do have the authority to deport him.”

¶ 5 The trial court ruled that, prior to the plea hearing, Mr. Rojas-Martinez’s counsel had “informed [him] that [a] guilty plea and conviction could lead to deportation, but it might or might not.” Concluding that Mr. Rojas-Martinez counsel “did not affirmatively misrepresent the [deportation] consequences of ... Defendant’s guilty plea,” the trial court denied the motion.

¶ 6 Mr. Rojas-Martinez appealed to the Utah Court of Appeals, arguing that the trial court erred in denying his motion to withdraw his guilty plea. To support his claim, he argued that (1) he received ineffective assistance of counsel because his counsel misstated the law regarding deportation and the consequences of a guilty plea, (2) his consent was “involuntary” and invalid due to the incompetent advice, and (3) the trial court failed to comply with rule 11 of the Utah Rules of Criminal Procedure by failing to provide an interpreter during the plea proceedings. See State v. Rojas-Martinez, 2003 UT App 203, ¶ 11 nn. 5-6, 73 P.3d 967.

[932]*932¶ 7 The court of appeals reversed the trial court’s finding that counsel’s advice did not constitute ineffective assistance of counsel based on the United States Supreme Court’s two-pronged test articulated in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Rojas-Martinez, 2003 UT App 203, ¶¶ 10-11, 73 P.3d 967. To support its conclusion, the court reasoned that although the crime is only a misdemean- or under Utah law, federal immigration law classifies a sexual offense with a minor as an aggravated felony, which eliminates any discretion the government would otherwise have to waive deportation. Id. ¶ 9. Because Mr. Rojas-Martinez was advised that he “might or might not be deported,” the appellate court held that counsel provided inadequate assistance when he affirmatively misrepresented the legal consequences of his guilty plea. Id. ¶ 10. The court also found that Mr. Rojas-Martinez was prejudiced by counsel’s misrepresentation because the misstatement created a reasonable probability that, but for the advice, the result of the proceeding would have been different. Id. ¶ 11. Faced with Mr. Rojas-Martinez’s affidavit that he would have “gone to trial [to] prove [his] innocence,” the court of appeals concluded that counsel’s actions did in fact prejudice Mr. Rojas-Martinez. Id.

STANDARD OF REVIEW

¶ 8 “On certiorari, ‘we review the decision of the court of appeals and not that of the trial court.’ Furthermore, ‘we review the decision of the court of appeals for correctness.’ ” Harris v. Albrecht, 2004 UT 13, ¶ 8, 86 P.3d 728 (quoting Collins v. Sandy City Bd. of Adjustment, 2002 UT 77, ¶ 11, 52 P.3d 1267).

ANALYSIS

¶ 9 Mr. Rojas-Martinez argues that he was denied his Sixth Amendment guarantee of counsel when his counsel misinformed him of the deportation consequences of a guilty plea to the charged offense. Amendment VI of the United States Constitution states: “In all criminal prosecutions, the accused shall ... have the assistance of counsel for his defense.” U.S. Const. Amend. VI. The Supreme Court extended this constitutional right to include effective assistance of counsel in McMann v. Richardson, 397 U.S. 759, 771 n. 14, 90 S.Ct. 1441, 25 L.Ed.2d 763 (1970), holding that the promise made by the amendment would be hollow if defendants were “left to the mercies of incompetent counsel.” The generalized principle that the right to counsel included the guarantee of effective counsel spawned the two-pronged test of effectiveness announced in Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). The Strickland test weighs whether (1) “counsel’s performance was deficient below an objective standard of reasonable professional judgment, and (2) counsel’s performance prejudiced the defendant.” Id. The Court also noted that ineffective assistance of counsel claims may be defeated upon a finding by the court that either prong was not satisfied. Id. at 697, 104 S.Ct. 2052.

¶ 10 This court has previously adopted the Strickland test when deciding a challenge to a guilty plea based on ineffective assistance of counsel in State v. Martinez, 2001 UT 12, ¶ 16, 26 P.3d 203 (following Hill v. Lockhart, 474 U.S. 52, 58, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985), which stated that “the two-part Strickland v. Washington test applies to challenges to guilty pleas based on ineffective assistance of counsel”). This appeal is our first experience in addressing an ineffective assistance of counsel challenge based on an alleged failure to provide accurate information about the collateral consequences of a guilty plea.

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State v. Rojas-Martinez
2005 UT 86 (Utah Supreme Court, 2005)

Cite This Page — Counsel Stack

Bluebook (online)
2005 UT 86, 125 P.3d 930, 539 Utah Adv. Rep. 58, 2005 Utah LEXIS 133, 2005 WL 3110677, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-rojas-martinez-utah-2005.