State v. Rodriguez-Ramirez

2015 UT 16, 345 P.3d 1165, 2015 Utah LEXIS 38, 779 Utah Adv. Rep. 105, 2015 WL 337576
CourtUtah Supreme Court
DecidedJanuary 27, 2015
Docket20120857
StatusPublished
Cited by7 cases

This text of 2015 UT 16 (State v. Rodriguez-Ramirez) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Rodriguez-Ramirez, 2015 UT 16, 345 P.3d 1165, 2015 Utah LEXIS 38, 779 Utah Adv. Rep. 105, 2015 WL 337576 (Utah 2015).

Opinion

*1166 Justice LEE,

opinion of the Court:

T1 This is an interlocutory appeal in a pending criminal case against Bruno Rodriguez-Ramirez. In this case and in several others related to it, we consider the applicability of legislative amendments to the Indigent Defense Act (IDA), Utah Code sections Ti-32-101 through -704. The amended provisions override this court's construction of the prior version of the statute in State v. Parduhn, 2011 UT 55, ¶¶ 23-30, 283 P.3d 488, by foreclosing an indigent defendant in a criminal action from retaining private counsel while requesting public defense resources from the government. See Utan Copr § T7-32-303(2). They do so by generally conditioning an indigent defendant's eligibility for such resources on the retention of publicly funded counsel. Id.

T2 The question in this and related cases 1 is the applicability of these amendments to cases filed or pending around the time the statute became effective (May 8, 2012). In the criminal case against Rodrignez-Ra-mirez, the district court denied his request for government-funded defense resources on the ground that the 2012 amendments were "procedural" and accordingly deemed to apply to this case. We affirm, but on a somewhat different ground. First, we identify the conduct being regulated by the IDA-the exercise of a mature right to indigent defense resources. And second, because the law in effect at the time that Rodriguez-Ramirez exercised that right was the amended version of the IDA, we affirm the district court's decision applying the 2012 amendment.

I

13 Rodriguez-Ramires stands charged with two counts of sodomy on a child and one count of aggravated sexual abuse of a child. The criminal information in this case was filed on May 25, 2012. Rodriguez-Ramirez retained private counsel, who entered his appearance on May 31, 2012. The case was bound over for trial on a preliminary hearing. Then, on September 7, 2012, Rodriguez-Ramirez filed a motion for funding for necessary defense resources, asserting that he was indigent and required funding for an investigator and an expert witness.

T4 In support of his motion, Rodriguez, Ramirez asserted that the version of the IDA in effect at the time of his alleged offenses controlled the disposition of his motion for funding. And because that version of the law had been construed by this court to "expressly contemplate ] the provision of defense resources to indigent defendants separate and apart from the provision of counsel," State v. Parduhn, 2011 UT 55, ¶ 26, 283 P.3d 488, he claimed a vested right to the application of that law to the disposition of his motion.

15 Salt Lake County intervened and opposed the motion. . The County agreed that Rodriguez-Ramirez was indigent, but asserted that the 2012 amendments to the IDA applied to this case and foreclosed the request for resources unless Rodriguez-Ramirez agreed to be represented by a public defender.

T6 The district court denied Rodriguez Ramirez's motion. It did so on the basis of its conclusion that the IDA regulated a matter of "procedure" and accordingly controlled the disposition of the motion. Because Rodriguez-Ramirez had stipulated that he could not clear the high bar for qualifying for funding for defense resources while being represented by private counsel, see UtTax Cope § 77-82-803(1)(b), the district court denied the motion and refused to award any funding for an investigator or an expert witness. -

T7 Rodriguez-Ramirez filed a petition for interlocutory appeal, which we granted. We review the district court's decision de novo, according no deference to its legal determination of which version of the IDA applies to Rodriguez-Ramirez's motion. See Vorher v. Henriod, 2013 UT 10, ¶ 6, 297 P.3d 614 (stating that the applicability of a statute is a matter of statutory interpretation, and thus a question of law, which we review de novo).

II

T8 Rodriguez-Ramirez challenges the district court's application of the 2012 *1167 amendments to the resolution of his motion. His arguments are twofold. First, he contends that the IDA is "substantive" law, and thus that his rights thereunder vested as of the time of his alleged conduct giving rise to the criminal charges against him. Second, and alternatively, he asserts that his right to funding vested as of the date he retained private counsel in connection with the prosecution's request for custodial interrogation.

T 9 We disagree on both counts, and affirm (but on grounds somewhat distinct from those relied on by the district court). In our prior decisions in this field, we have "sometimes" suggested that "amendments to procedural statutes are ... retroactive because they apply presently to cases whose causes of action arose in the past." State v. Clark, 2011 UT 23, ¶ 13, 251 P.3d 829. But our cases ultimately stand for a "simpler proposition"-that "we apply the law as it exists at the time of the event regulated by the law in question." Id.

{10 The point we made in Clark is that the line between substance and procedure is not ultimately an exception to the rule against retroactivity. It is simply a tool for identifying the relevant "event" being regulated by the law in question:

Thus, if a law regulates a breach of contract or a tort, we apply the law as it exists when the alleged breach or tort cccurs-i.e., the law that exists at the time of the event giving rise to a cause of action. Subsequent changes to contract or tort law are irrelevant. Similarly, if the law regulates a motion to intervene, we apply the law as it exists at the time the motion is filed. A change in the procedural rule would not apply retroactively to prior motions to intervene. We would not expel a party for failure to conform to a newly amended intervention rule in her prior motions.

Id.

€ 11 This framework dictates an affirmance of the district court's decision in this case. The key question is the identification of the relevant "event" being regulated by the law in question. And here that event is the assertion of a mature request for government-funded defense resources.

{12 The event at issue is not the alleged conduct of Rodriguez-Ramirez that gave rise to the criminal charges against him. The IDA, after all, does not define the elements of sodomy or aggravated sexual abuse of a child or dictate a sentence for, or other consequence of, such conduct. See Landgraf v. USI Film Prods., 511 U.S. 244, 269-70, 114 S.Ct. 1483, 128 LEd.2d 229 (1994) (explaining that a law is understood as retroactive if it "attaches new legal consequences to events completed before its enactment"). Instead, the IDA regulates Rodrignez-Ramirez's activity in the course of the eriminal proceedings against him. It prescribes, specifically, the terms and conditions of the provision of government-funded defense resources long guaranteed as an adjunct to the right to counsel under the Sixth Amendment of the United States Constitution. See Britt v. North Carolina, 404 U.S. 226, 227, 92 S.Ct.

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Bluebook (online)
2015 UT 16, 345 P.3d 1165, 2015 Utah LEXIS 38, 779 Utah Adv. Rep. 105, 2015 WL 337576, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-rodriguez-ramirez-utah-2015.