State v. Folsom

2015 UT 14, 345 P.3d 1161, 2015 Utah LEXIS 30, 779 Utah Adv. Rep. 110, 2015 WL 337571
CourtUtah Supreme Court
DecidedJanuary 27, 2015
Docket20120532
StatusPublished
Cited by8 cases

This text of 2015 UT 14 (State v. Folsom) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Folsom, 2015 UT 14, 345 P.3d 1161, 2015 Utah LEXIS 30, 779 Utah Adv. Rep. 110, 2015 WL 337571 (Utah 2015).

Opinion

Justice LEE,

opinion of the Court:

T1 This is an interlocutory appeal in a pending criminal case against Daniel J. Folsom. In this case and in several others related to it, we consider the applicability of legislative amendments to the Indigent Defense Act (IDA), Utah Code sections 77-32, 101 through -704. The amended provisions override this court's construction of the prior version of the statute in State v. Parduhn, 2011 UT 55, ¶¶ 23-30, 283 P.3d 488, by foreclosing an indigent defendant in a eriminal action from retaining private counsel while requesting public defense resources from the government. See Utax Code § 77-32-303(2). They do so by generally conditioning an indigent defendant's eligibility for such resources on the retention of publicly funded counsel. Id.

1 2 The question in this and related cases 1 is the applicability of these amendments to certain cases filed or pending at the time the statute became effective (May 8, 2012). In the criminal case against Folsom, the district court denied his request for government-funded defense resources on the ground that the 2012 amendments were "procedural" and accordingly deemed to apply retroactively to this case.

13 We reverse. First, we identify the conduct being regulated by the IDA-the exercise of a mature right to indigent defense resources. And second, because the law in effect at the time that Folsom exercised that *1163 right was the pre-amended version of the IDA, we reverse the district court's decision applying the 2012 amendment.

I

T4 Folsom stands charged with murder. The criminal information in this case was filed on December 19, 2011. On the following day, Folsom was declared indigent and was appointed counsel through the Salt Lake Legal Defender Association (SLLDA). On the day after that, however, Folsom elected to retain private counsel instead.

T5 Folsom proceeded with trial preparation with private counsel for several months. Then, on May 83, 2012, he filed a motion asking the district court to order the provision of government-funded defense resources. Folsom asked, specifically, that the state provide funding for: (1) defense investigative services, (2) a forensic toxicologist, (8) DNA testing, (4) a forensic pathologist, (5) transcripts, (6) a wound-identification expert, and (7) a neurosurgeon. In Folsom's view, all of these resources were essential in light of the complexity of the ease and seriousness of the charges. And because the IDA amendments were not to go into effect until five days after the motion was filed (on May 8), Folsom insisted that they did not apply.

16 The district court denied Folsom's motion. It did so on the basis of its conclusion that the IDA regulated a matter of "procedure" and thus that the statute applied retroactively to cases pending on its effective date. Folsom then asked us to review the district court's decision on an interlocutory appeal. We agreed to do so, granting Folsom's petition as well as several others raising similar questions. We review the district court's decision de novo, according no defer-enee to its legal determination of which version of the IDA applies to Folsom's motion. See Vorher v. Henriod, 2013 UT 10, ¶ 6, 297 P.3d 614 (stating that the applicability of a statute is a matter of statutory interpretation, and thus a questions of law, which we review de novo).

II

17 The question before us concerns which version of the IDA applies to Folsom's motion for government-funded defense resources. Before the 2012 amendments, the IDA was interpreted by this court to "expressly contemplate[] the provision of defense resources to indigent defendants separate and apart from the provision of counsel." State v. Parduhn, 2011 UT 55, ¶ 26, 283 P.3d 488. Under the 2012 amendments, however, the government "may not provide defense resources for a defendant who has retained private counsel," except in limited cireum-stances not implicated on this appeal. UTaX Cope § 77-32-303(2).

8 Folsom's appeal challenges the district court's retroactive application of the 2012 amendment to the resolution of his motion. He characterizes the IDA's regulation of defense resources as a "substantive" matter, in that it dictates a defendant's eligibility "to receive State-paid defense resources while being represented by a private attorney." And because he conceives of the right to such resources as both significant and "vested," Folsom finds error in the district court's decision deeming the IDA's amendments as matters of procedure subject to retroactive application. See State v. Johnson, 2012 UT 68, ¶¶ 12-13, 290 P.3d 21 (characterizing as "substantive" statutes that "enlarge, eliminate, ... destroy, ... [or] govern[] the scope of a [party's] vested or contractual rights" (internal quotation marks omitted)).

T9 The State, for its part, defends the district court's decision. It asserts that the terms and conditions of the defense resources provided by the government to an indigent defendant is "procedural" in the sense of constituting an element of the "practice and procedure or the legal machinery by which the substantive law is ... made effective." See Harvey v. Cedar Hills City, 2010 UT 12, ¶ 14, 227 P.3d 256 (internal quotation marks omitted). And it argues, alternatively, that the statute should apply retroactively as a provision that merely "clarifies" an earlier legislative pronouncement. See Johnson, 2012 UT 68, ¶ 16, 290 P.3d 21.

[ 10 We reverse, but on grounds somewhat distinct from those advanced by Folsom. In *1164 our prior decisions in this field, we have "sometimes" suggested that "amendments to procedural statutes are ... retroactive because they apply presently to cases whose causes of action arose in the past." State v. Clark, 2011 UT 28, ¶ 13, 251 P.3d 829. But our cases ultimately stand for a "simpler proposition"-that "we apply the law as it exists at the time of the event regulated by the law in question." Id.

{11 The point we made in Clark is that the line between substance and procedure is not ultimately an exception to the rule against retroactivity. It is simply a tool for identifying the relevant "event" being regulated by the law in question:

Thus, if a law regulates a breach of contract or a tort, we apply the law as it exists when the alleged breach or tort occurs-ie., the law that exists at the time of the event giving rise to a cause of action. Subsequent changes to contract or tort law are irrelevant. Similarly, if the law regulates a motion to intervene, we apply the law as it exists at the time the motion is filed. A change in the procedural rule would not apply retroactively to prior motions to intervene. We would not expel a party for failure to conform to a newly amended intervention rule in her prior motions.

Id.

T 12 This framework dictates a reversal of the district court's decision in this case. The key question is the identification of the relevant "event" being regulated by the law in question. And here that event is the assertion of a mature request for government-funded defense resources.

{13 The event at issue is not the alleged conduct of Folsom that gave rise to the murder charge against him.

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Cite This Page — Counsel Stack

Bluebook (online)
2015 UT 14, 345 P.3d 1161, 2015 Utah LEXIS 30, 779 Utah Adv. Rep. 110, 2015 WL 337571, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-folsom-utah-2015.