State v. Rice, Nero, Miller White & Goodson v. State

136 A.3d 720, 447 Md. 594
CourtCourt of Appeals of Maryland
DecidedMay 20, 2016
Docket96/15
StatusPublished
Cited by17 cases

This text of 136 A.3d 720 (State v. Rice, Nero, Miller White & Goodson v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Rice, Nero, Miller White & Goodson v. State, 136 A.3d 720, 447 Md. 594 (Md. 2016).

Opinion

BARBERA, C.J.

On April 12, 2015, Freddie Gray suffered an injury while in police custody; one week later, he died from those injuries. The State charged six Baltimore City police officers with crimes in connection with the events leading up to Mr. Gray’s death — Officer William Porter, Officer Caesar Goodson, Sergeant Alicia White, Lieutenant Brian Rice, Officer Edward Nero, and Officer Garrett Miller. The first of those officers to face trial was Officer Porter. His trial began on November 30, 2015, and, after the jurors could not reach a verdict, it ended in a mistrial on December 16, 2015. At the heart of this appeal is whether Officer Porter, who the State has indicated it will retry, can now be compelled by the State, before his retrial, to provide immunized testimony against the remaining officers. In the cases of Officer Goodson and Sergeant White, the trial court granted the State’s motion to compel Officer Porter’s testimony. In the cases of Lieutenant Rice, Officer Nero, and Officer Miller, the trial court denied that same motion.

*604 On March 8, 2016, we issued two Per Curiam Orders affirming the judgments of the Circuit Court in Officer Good-son’s and Sergeant White’s cases; reversing the judgments of the Circuit Court in the cases of Lieutenant Rice, Officer Nero, and Officer Miller; and lifting the stays in each case to allow the trials to move forward. We now explain our reasons for those Orders. We hold that the State’s compelling Officer Porter to testify in the trials of his fellow officers, under the grant of use and derivative use immunity, does not violate Officer Porter’s privilege against compelled self-incrimination under the Fifth Amendment to the United States Constitution and Article 22 of the Maryland Declaration of Rights. We further hold that the trial court lacks the discretion to deny a properly pled motion to compel immunized testimony and that the denial of such a motion constitutes a final judgment from which the State can appeal immediately.

H

Witness Immunity

Most lawyers and lay people alike learn from law school, television, or movies that all persons in this country enjoy a privilege to be free from compelled self-incrimination. What many may not know is that the prosecutor may supplant that privilege through the grant of immunity to one whose testimony is sought in a criminal trial. Indeed, the Supreme Court of the United States has recognized that the power of the State to compel a witness to testify is at the core of the proper functioning of our criminal justice system. Kastigar v. United States, 406 U.S. 441, 443-44, 92 S.Ct. 1653, 32 L.Ed.2d 212 (1972). A witness’s constitutional privilege, guaranteed by the Fifth Amendment to the United States Constitution and Article 22 of the Maryland Declaration of Rights, is preserved through application of immunity statutes, which balance the witness’s privilege against compelled self-incrimination with the legitimate power of government to compel persons to testify. U.S. Const. amend. V (“No person ... shall be compelled in any criminal case to be a witness against him *605 self[.]”); Md. Decl. of Rts. art. 22 (“That no man ought to be compelled to give evidence against himself in a criminal case.”). Because “many offenses are of such a character that the only persons capable of giving useful testimony are those implicated in the crime,” immunity statutes have been referred to as “part of our constitutional fabric.” Kastigar, 406 U.S. at 446-47, 92 S.Ct. 1653 (quoting Ullmann v. United States, 350 U.S. 422, 438, 76 S.Ct. 497, 100 L.Ed. 511 (1956)).

Three varieties of immunity have developed in Anglo-American jurisprudence, each offering varied levels of protection to the witness. “Use” immunity offers the least protection — although the State is barred from using any immunized testimony against the witness in a later criminal prosecution, the State is not precluded from using evidence derived from that testimony. See id. at 454, 92 S.Ct. 1653 (providing that use immunity statutes do not “prevent the use of [the witness’s] testimony to search out other testimony to be used in evidence against him or his property, in a criminal proceeding” (quoting Counselman v. Hitchcock, 142 U.S. 547, 564, 12 S.Ct. 195, 35 L.Ed. 1110 (1892))). On the other end of the spectrum is “transactional immunity,” which precludes the State from prosecuting the witness for any conduct arising out of the substance of the witness’s testimony. In re Criminal Investigation No. 1-162, 307 Md. 674, 684, 516 A.2d 976 (1986). Between those two ends is “use and derivative use” immunity, where the State is precluded from using in a later prosecution both the witness’s compelled testimony and any information directly or indirectly derived from that testimony. Id.

The Supreme Court held in Counselman that use immunity does not afford a witness sufficient protection to supplant the Fifth Amendment privilege. 142 U.S. at 564, 12 S.Ct. 195. The Court concluded that use immunity does not protect the witness to the same extent that a claim of the privilege would protect him because it does not “prevent the use of his testimony to search out other testimony to be used in evidence against him.” Id. at 564-65, 12 S.Ct. 195. Because the Court *606 also stated that a valid immunity statute “must afford absolute immunity against future prosecution for the offence to which the question relates,” that decision was long interpreted to mean that transactional immunity was required to preserve a witness’s Fifth Amendment privilege. See id. at 586, 12 S.Ct. 195 (emphasis added); see also Pillsbury Co. v. Conboy, 459 U.S. 248, 275, 103 S.Ct. 608, 74 L.Ed.2d 430 (1983) (Blackmun, J., concurring in the judgment) (noting that the courts interpreted Counselman as requiring transactional immunity).

The Supreme Court clarified in Kastigar, however, that use and derivative use immunity is coextensive with the scope of a witness’s Fifth Amendment privilege and transactional immunity is not required to pass constitutional muster. See 406 U.S. at 453, 92 S.Ct. 1653 (“Transactional immunity, which accords full immunity from prosecution for the offense to which the compelled testimony relates, affords the witness considerably broader protection than does the Fifth Amendment privilege.”). The Court explained that a grant of immunity need only provide that level of protection that the exercise of the privilege itself would offer. Id. at 453-54, 92 S.Ct. 1653. Because the Fifth Amendment privilege is designed to prevent the witness from “being forced to give testimony leading to the infliction of penalties affixed to criminal acts,” immunizing the witness’s “compelled testimony, as well as evidence derived directly and indirectly therefrom, affords this protection.” Id. at 453, 92 S.Ct.

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Bluebook (online)
136 A.3d 720, 447 Md. 594, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-rice-nero-miller-white-goodson-v-state-md-2016.