State v. Reynolds
Opinions
Opinion
TABLE OF CONTENTS
I. THE FACTS................. 18
II. GUILT PHASE ISSUES........... 24
A. Sufficiency of the Information .... 24
B. The Defendant’s Challenge to the Panel’s Interpretation of § 53a-54b (1) 28
C. Motion to Suppress Statements ... 35
1. The Search.............. 43
2. The Arrest.............. 46
3. Miranda Violation......... 50
4. The Defendant’s Claim of Involuntariness................ 53
D. The Court’s Limitation on the Defendant’s Right of Cross-Examination . 57
III. PENALTY PHASE ISSUES......... 61
A. Issues Concerning the Aggravating Factor Enumerated in § 53a-46a (h) (D.................... 61
1. Facial Constitutionality of § 53a-46a (h) (1).............. 61
2. The State’s Burden of Satisfying the “Same Felony” Element of § 53a-46a (h)(1)........... 67
3. The Right to a Jury Determination on the Existence of the Aggravating Factor Enumerated in § 53a-46a (h) (1).............. 83
[13]*134. The Sufficiency of Evidence of the Defendant’s Attempt to Commit the Crime of Sale of a Narcotic Substance During the Course of Committing the Capital Felony..... 87
B. Issues Concerning the Aggravating Factor Enumerated in § 53a-46a (h) (4).................... 89
1. Evidentiary Insufficiency...... 89
2. Denial of the Defendant’s Prepenalty Phase Motion to Dismiss the Aggravating Factor Enumerated in § 53a-46a (h) (4)........... 98
C. The Court’s Instructions on Reasonable Doubt............... 103
D. Effect of the Jury’s Invalid Finding as to the Existence of One Aggravating Factor on the Jury’s Finding as to the Existence of Another Aggravating Factor.................. 107
E. Three Judge Panel........... 110
F. Excusal of Juror for Cause...... 115
G. The Role of the Jury as Sentencer. . 120
H. The Right to a Bifurcated Penalty Phase Hearing............. 129
I. Issues Regarding the Mitigating Factors and Evidence........... 131
1. Evidence Establishing the Existence of One or More Mitigating Factors................ 131
2. Proof of Mitigating Value..... 136
3. Special Verdict Form—Mitigation 137
4. The Cumulative Effect of the Mitigating Evidence as an Independent Mitigating Factor.......... 138
5. Catchall Mitigating Factors .... 141
[14]*146. The Defendant’s Request to Present as an Independent Mitigating Factor the Inappropriateness of the Death Penalty Under the Circumstances of the Case...... 143
7. Mercy as a Mitigating Factor . . . 146
J. Vagueness Challenge to § 53a-46a (d) 148
K. State’s Use of Evidence Purportedly Admissible During the Guilt Phase Only................... 152
L. The Admissibility of Anthony Crawford’s Testimony............ 153
M. Alleged Juror Misconduct....... 156
N. Preliminary Determination of the Evidentiary Sufficiency of the Aggravating Factors............... 157
IV. PROSECUTORIAL MISCONDUCT..... 160
A. References to Officer Williams’ Family .................... 166
B. Inviting the Jury to Ignore the Law 176
C. Expression of Personal Opinions and Beliefs During Closing Arguments. . 199
D. Conclusion............... 214
V. MISCELLANEOUS ISSUES......... 217
A. Change of Venue............ 217
B. The Trial Court’s Denial of the Defendant’s Postverdict Motions for the Imposition of a Life Sentence and an Evidentiary Hearing in Connection Therewith........ 226
C. Mandatory Sentence Review..... 234
VL THE CONSTITUTIONALITY OF CONNECTICUT’S DEATH PENALTY STATUTES ..................... 235
VII. PROPORTIONALITY REVIEW....... 237
ADDENDUM.................... 252B
PALMER, J.
Officer Walter Williams of the Waterbury police department was on patrol in the vicinity of Orange and Ward Streets in Waterbury in the early morning hours of December 18, 1992, when he was fatally shot in the head at point blank range by the defendant, Richard Reynolds, whom Williams had stopped for questioning. The defendant fled but was apprehended and arrested shortly thereafter and charged with one count of capital felony in violation of General Statutes (Rev. to 1991) § 53a-54b (l)1 and one count of murder in violation of General Statutes § 53a-54a (a).2 A three judge panel (panel) consisting of West, Fasano and Keller, Js., found the defendant guilty of both counts and, thereafter, the trial court, Fasano, J. ,3 conducted the penalty phase hearing before [16] a jury pursuant to General Statutes (Rev. to 1991) § 53a-46a.4 At the conclusion of the penalty phase hearing, the jury returned a special verdict finding the existence [17] of two aggravating factors and no mitigating factors. In accordance with the panel’s finding of guilt and the juiy’s special verdict, the trial court rendered judgment [18] of guilty and sentenced the defendant to death.5 On appeal to this court, the defendant raises a total of fifty-two challenges to the judgment of conviction and to the sentence of death. We affirm both the judgment of conviction and the death sentence.
I
THE FACTS
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Opinion
TABLE OF CONTENTS
I. THE FACTS................. 18
II. GUILT PHASE ISSUES........... 24
A. Sufficiency of the Information .... 24
B. The Defendant’s Challenge to the Panel’s Interpretation of § 53a-54b (1) 28
C. Motion to Suppress Statements ... 35
1. The Search.............. 43
2. The Arrest.............. 46
3. Miranda Violation......... 50
4. The Defendant’s Claim of Involuntariness................ 53
D. The Court’s Limitation on the Defendant’s Right of Cross-Examination . 57
III. PENALTY PHASE ISSUES......... 61
A. Issues Concerning the Aggravating Factor Enumerated in § 53a-46a (h) (D.................... 61
1. Facial Constitutionality of § 53a-46a (h) (1).............. 61
2. The State’s Burden of Satisfying the “Same Felony” Element of § 53a-46a (h)(1)........... 67
3. The Right to a Jury Determination on the Existence of the Aggravating Factor Enumerated in § 53a-46a (h) (1).............. 83
[13]*134. The Sufficiency of Evidence of the Defendant’s Attempt to Commit the Crime of Sale of a Narcotic Substance During the Course of Committing the Capital Felony..... 87
B. Issues Concerning the Aggravating Factor Enumerated in § 53a-46a (h) (4).................... 89
1. Evidentiary Insufficiency...... 89
2. Denial of the Defendant’s Prepenalty Phase Motion to Dismiss the Aggravating Factor Enumerated in § 53a-46a (h) (4)........... 98
C. The Court’s Instructions on Reasonable Doubt............... 103
D. Effect of the Jury’s Invalid Finding as to the Existence of One Aggravating Factor on the Jury’s Finding as to the Existence of Another Aggravating Factor.................. 107
E. Three Judge Panel........... 110
F. Excusal of Juror for Cause...... 115
G. The Role of the Jury as Sentencer. . 120
H. The Right to a Bifurcated Penalty Phase Hearing............. 129
I. Issues Regarding the Mitigating Factors and Evidence........... 131
1. Evidence Establishing the Existence of One or More Mitigating Factors................ 131
2. Proof of Mitigating Value..... 136
3. Special Verdict Form—Mitigation 137
4. The Cumulative Effect of the Mitigating Evidence as an Independent Mitigating Factor.......... 138
5. Catchall Mitigating Factors .... 141
[14]*146. The Defendant’s Request to Present as an Independent Mitigating Factor the Inappropriateness of the Death Penalty Under the Circumstances of the Case...... 143
7. Mercy as a Mitigating Factor . . . 146
J. Vagueness Challenge to § 53a-46a (d) 148
K. State’s Use of Evidence Purportedly Admissible During the Guilt Phase Only................... 152
L. The Admissibility of Anthony Crawford’s Testimony............ 153
M. Alleged Juror Misconduct....... 156
N. Preliminary Determination of the Evidentiary Sufficiency of the Aggravating Factors............... 157
IV. PROSECUTORIAL MISCONDUCT..... 160
A. References to Officer Williams’ Family .................... 166
B. Inviting the Jury to Ignore the Law 176
C. Expression of Personal Opinions and Beliefs During Closing Arguments. . 199
D. Conclusion............... 214
V. MISCELLANEOUS ISSUES......... 217
A. Change of Venue............ 217
B. The Trial Court’s Denial of the Defendant’s Postverdict Motions for the Imposition of a Life Sentence and an Evidentiary Hearing in Connection Therewith........ 226
C. Mandatory Sentence Review..... 234
VL THE CONSTITUTIONALITY OF CONNECTICUT’S DEATH PENALTY STATUTES ..................... 235
VII. PROPORTIONALITY REVIEW....... 237
ADDENDUM.................... 252B
PALMER, J.
Officer Walter Williams of the Waterbury police department was on patrol in the vicinity of Orange and Ward Streets in Waterbury in the early morning hours of December 18, 1992, when he was fatally shot in the head at point blank range by the defendant, Richard Reynolds, whom Williams had stopped for questioning. The defendant fled but was apprehended and arrested shortly thereafter and charged with one count of capital felony in violation of General Statutes (Rev. to 1991) § 53a-54b (l)1 and one count of murder in violation of General Statutes § 53a-54a (a).2 A three judge panel (panel) consisting of West, Fasano and Keller, Js., found the defendant guilty of both counts and, thereafter, the trial court, Fasano, J. ,3 conducted the penalty phase hearing before [16] a jury pursuant to General Statutes (Rev. to 1991) § 53a-46a.4 At the conclusion of the penalty phase hearing, the jury returned a special verdict finding the existence [17] of two aggravating factors and no mitigating factors. In accordance with the panel’s finding of guilt and the juiy’s special verdict, the trial court rendered judgment [18] of guilty and sentenced the defendant to death.5 On appeal to this court, the defendant raises a total of fifty-two challenges to the judgment of conviction and to the sentence of death. We affirm both the judgment of conviction and the death sentence.
I
THE FACTS
The panel reasonably could have found the following facts. In late 1992, the defendant, also known as “Kilt,” resided with his girlfriend, Karen Smith, and her four children, in Smith’s apartment on the second floor of 47 Wood Street in Waterbury. The defendant, a convicted drug dealer, was a member of a cocaine trafficking organization that used Smith’s apartment to process and package crack cocaine (cocaine) for sale to street level dealers. Other members of the organization included its leader, Kneshon Carr, and Anthony Crawford, Robert Bryant and Terry Brown.
[19] The members of Carr’s organization were together at Smith’s apartment early in the morning of December 18,1992, preparing cocaine for sale. The defendant and Crawford were each given approximately 175 bags of cocaine, worth about $3500, for sale to an individual located at an apartment on Locust Street. The two men left Smith’s residence and headed for Locust Street shortly before 4 a.m. Before leaving Smith’s apartment, however, Crawford loaded a .38 caliber semiautomatic pistol and handed it to the defendant, who put it in his right coat pocket. The defendant was carrying cocaine in his left coat pocket.
When the defendant and Crawford reached Orange Street on their way to Locust Street, they crossed paths with Margaret Powell, who previously had purchased cocaine from both the defendant and Crawford. Crawford offered to sell Powell some cocaine, but Powell declined because she had no money.
As the defendant and Crawford were approaching the intersection of Orange and Ward Streets, Officer Williams, who was on patrol alone in a marked police cruiser, turned onto Ward Street from Orange Street and parked near the intersection of those two streets. Williams was in uniform and wearing a bulletproof vest. Upon observing the defendant and Crawford, Williams exited his vehicle and ordered the two men to “[g]et up against” the cruiser. Crawford ignored Williams’ command and kept walking. The defendant complied with Williams’ order. Specifically, the defendant stopped and placed his left hand on the hood of the cruiser. The defendant, however, kept his right hand in his right coat pocket.
Williams, who was standing behind and slightly to the left of the defendant, repeatedly instructed the defendant to remove his right hand from his coat pocket. The defendant, however, refused to do so. Wil[20] liams then took hold of the defendant’s right arm in an effort to remove the defendant’s hand from his coat pocket. Williams could not wrest the defendant’s hand from the pocket, however, and, as Williams released his grip on the defendant, the defendant took his left hand off the hood of the cruiser and bumped his left elbow against Williams’ chest, which was protected by a bulletproof vest. The defendant then withdrew the pistol that he was carrying from his right coat pocket, spun around, and shot Williams behind the left ear from a distance of between one and two feet. Williams fell to the ground, and Crawford and the defendant fled the scene, returning to Smith’s apartment. As the defendant and Crawford ran, the defendant turned and fibred between three and six additional gunshots in Williams’ direction.6 Upon arriving at Smith’s apartment, the defendant told Bryant that he realized that he had to shoot Williams in the head when he bumped Williams’ chest and learned that Williams was wearing a bulletproof vest.7
Jesse Strohecker was driving north on Orange Street at about 4 a.m. the same day when he noticed a police cruiser parked at the intersection of Orange and Ward Streets.8 As Strohecker drove through the intersection, he saw Williams lying in the road. Strohecker stopped, [21] exited his car and approached Williams. Strohecker knelt down next to Williams and asked him if he was okay. Williams took a deep breath and said: “I’ve been hit. . . . I’ve been hit . . . .” Williams then started mumbling unintelligibly, and his body began to shake. Strohecker used the police radio in Williams’ cruiser to request assistance for Williams.
Officers Timothy Jackson and John Perugini were riding together in a cruiser approximately two blocks from the shooting when they heard Strohecker’s request for assistance on their radio. They arrived at the scene within one minute of receiving Strohecker’s transmission. Jackson ran to Williams and knelt beside him. Williams grasped Jackson’s shoulder for three to five seconds and attempted unsuccessfully to speak. Officer Joseph Flaherty arrived soon after Jackson and Perugini and observed that Williams’ eyes were open and that he was moving his arms or head. Williams’ lips also were moving, but it was impossible to discern what, if anything, he was saying. Flaherty and a second officer removed Williams’ equipment belt with Williams’ handgun still secured in its holster.
Moments later, an ambulance arrived and transported Williams, who, by that time, was unconscious, to Saint Mary’s Hospital in Waterbury. Williams lapsed into a coma at approximately 5:30 a.m. and died at 7 p.m. from complications resulting from the gunshot wound to his head.
The defendant was apprehended and charged with one count of capital felony in violation of § 53a-54b (1) and one count of murder in violation of § 53a-54a (a). The court, Murray, J., held a probable cause hearing in accordance with article first, § 8, of the state constitution, as amended by article seventeen of the amendm[22] ents,9 and General Statutes § 54-46a,10 at which the court, Murray, J., found probable cause to believe that the defendant had committed the crimes with which he was charged. Thereafter, the state notified the defendant of three aggravating factors that it intended to prove at the defendant’s penalty phase hearing, namely, that the defendant had committed the capital felony: (1) “during the . . . attempted commission of ... a felony and he had previously been convicted of the same felony”; General Statutes (Rev. to 1991) § 53a-46a (h) (1); (2) in such a manner as “knowingly [to create] a grave risk of death to another person in addition to the victim of the offense”; General Statutes (Rev. to 1991) § 53a-46a (h) (3); and (3) “in an especially heinous, cruel or depraved manner . . . .” General Statutes (Rev. to 1991) § 53a-46a (h) (4). The defendant waived his right to a jury trial and elected to be tried by a three judge court in accordance with General Statutes § 53a-45.11
[23] Prior to trial, the defendant filed a motion to suppress certain statements that he had made to the police during the investigation of the shooting of Williams. After an evidentiary hearing, the court, Kulawiz, denied the defendant’s motion to suppress. The defendant also filed a motion for a change of venue, which the trial court denied following an evidentiary hearing.
The trial then was held before the panel, which found the defendant guilty of both capital felony and murder. Thereafter, the defendant elected to have the penalty phase hearing held before a jury rather than the panel.12 The jury returned a special verdict finding that the state had established two aggravating factors, namely, that the defendant had committed the capital felony during the attempted commission of a felony having previously been convicted of the same felony, and that the defendant had committed the capital felony in an especially heinous, cruel or depraved manner. General Statutes (Rev. to 1991) § 53a-46a (h) (1) and (4). The jury also found, however, that the state did not satisfy its burden of proving that the defendant had committed the capital felony in such a manner as knowingly to create a grave risk of death to another person in addition to Officer [24] Williams. General Statutes (Rev. to 1991) § 53a-46a (h) (3). Finally, the jury found that the defendant did not satisfy his burden of proving any mitigating factors. The trial court rendered judgment in accordance with the jury’s special verdict, sentencing the defendant to death in connection with the defendant’s conviction of capital felony.13 This appeal followed.
II
GUILT PHASE ISSUES A
Sufficiency of the Information
The defendant contends that he is entitled to a new probable cause hearing because the information, in which he was charged with the crime of capital felony in violation of § 53a-54b (l),14 failed to allege an essential element of that offense, namely, that Officer Williams was “acting within the scope of his duties” at the time he was murdered. We disagree.15
On December 21, 1992, the state filed a short form information charging the defendant with the crime of capital felony in violation of § 53a-54b (1). On February 3,1993, in response to the defendant’s motion for a bill of particulars, the state filed a long form information charging the defendant with the crime of capital felony [25] as well as the crime of murder in violation of § 53a-54a (a). The state alleged in the long form information that the defendant “did commit the crime of [murder] . . . in that on or about [December 18, 1992], at approximately 4:00 a.m., at or near the intersection of Orange and Ward Streets . . . the [defendant], with the intent to cause the death of another person, [namely, Officer Williams] a member of the Waterbury . . . [p]olice [department, caused the death of [Officer Williams] by shooting him in the head with a handgun.” With respect to the capital felony count, the state alleged in relevant part that the defendant “did commit [murder] of a member of the local police department, [namely, Officer Williams] . . . .” After a hearing conducted in accordance with article first, § 8, of the Connecticut constitution, as amended by article seventeen of the amendments,16 of the Connecticut constitution and § 54-46a,17 the trial court, Murray, J., found probable cause to try the defendant on the capital felony and murder charges.
The defendant claims for the first time on appeal that he is entitled to a new probable cause hearing because the information did not specify that Williams was “acting within the scope of his duties”; General Statutes (Rev. to 1991) § 53a-54b (1); when the defendant shot and killed him. The defendant further maintains that “a proper finding of probable cause ... is a constitutional prerequisite to the exercise of trial jurisdiction over a person charged with [the] crime [of capital felony],” and, as a consequence of the “deficiency in the state’s charging document, there was no such probable cause finding with respect to the acting within the scope of duties element [of] the capital felony charge . . . .” [26] (Internal quotation marks omitted.) According to the defendant, this alleged deficiency vitiated the finding of probable cause, thereby requiring a new probable cause hearing.
The defendant’s argument is unavailing for two reasons. First, the defendant waived his claim inasmuch as he had failed to raise it in the trial court. “The defendant correctly asserts that a finding of probable cause is necessary to establish that a court has jurisdiction to try a suspect as to a certain charge. See State v. Mitchell, 200 Conn. 323, 332, 512 A.2d 140 (1986). As we stated in State v. John, 210 Conn. 652, 665 n.8, 557 A.2d 93, cert. denied, 493 U.S. 824, 110 S. Ct. 84, 107 L. Ed. 2d 50 (1989), however, our reference in State v. Mitchell, [supra, 330], to a determination of probable cause as a prerequisite to subsequent jurisdiction to hear the trial pertains, not to subject matter jurisdiction, but only to jurisdiction over the person of the defendant. General Statutes § 54-46a (a) expressly allows the waiver of a preliminary hearing to determine probable cause, so it obviously cannot be essential for subject matter jurisdiction. Accordingly, like other defects relating to jurisdiction of the person, any infirmity in the evidence presented at a probable cause hearing is deemed to be waived if not seasonably raised.” (Internal quotation marks omitted.) State v. Hafford, 252 Conn. 274, 309-10, 746 A.2d 150, cert. denied, 531 U.S. 855, 121 S. Ct. 136, 148 L. Ed. 2d 89 (2000). Having failed to raise a claim in the trial court that the evidence did not comport either with the charge or the allegations contained in the information, the defendant is barred from raising such a claim on appeal.
The defendant’s claim fails for a second, more fundamental reason. The particular allegations contained in an information do not limit or otherwise define the scope of the trial court’s responsibility to determine whether probable cause exists to proceed with the pros[27] ecution of an accused charged with an offense punishable by death or life imprisonment. In other words, it is the responsibility of the court, pursuant to § 54-46a, to determine whether there is probable cause to believe that the defendant committed the offense with which he has been charged. In the present case, the state charged the defendant with committing, inter alia, the crime of capital felony. Consequently, the trial court was responsible for determining whether the evidence adduced at the probable cause hearing was sufficient to warrant the continued prosecution of the defendant on the capital felony charge, and the trial court properly upheld its responsibility.
Under the view advanced by the defendant, the probable cause hearing may be used as a vehicle to test the sufficiency of the allegations contained in the information. That simply is not a purpose of a probable cause hearing. The probable cause hearing is designed to safeguard an accused’s rights by requiring the state to demonstrate, at an early stage of the prosecution, that the evidence of the defendant’s guilt is sufficient to warrant a prosecution in connection with the particular charge.
Moreover, the defendant’s argument regarding the variance between the “acting within the scope of his duties” language of § 53a-54b (1) and the allegations contained in the information, reflects a fundamental misperception of the purpose of the information. That purpose is not to set the parameters of the probable cause hearing but, rather, to “inform the defendant of the charge against him with sufficient precision to enable him to prepare his defense and to avoid prejudicial suxprise and to make the charge definite enough to enable [the defendant] to plead his acquittal or conviction in bar of any future prosecution for the same offense . . . .” (Internal quotation marks omitted.) State v. McMurray, 217 Conn. 243, 249, 585 A.2d 677 (1991). Thus, contrary to the defendant’s claim, there [28] is no substantial relation between the information, on the one hand, and the probable cause hearing, on the other. Inasmuch as the defendant’s claim is predicated on the erroneous premise that such a relation exists, his claim must fail.18
B
The Defendant’s Challenge to the Panel’s Interpretation of § 53a-54b (1)
The defendant next claims that the panel improperly determined that, in order to satisfy the element of § 53a-54b (1) requiring proof that Officer Williams had been “acting within the scope of his duties” when he conducted a Terry19 stop of the defendant,20 the state was [29] required to prove merely that he was acting in the discharge of his official duties as a police officer at that time. The defendant claims that § 53a-54b (1) requires proof both that Williams was acting within the scope of his duties as a police officer when he was murdered and that his conduct was lawful. The defendant further claims that the state failed to satisfy its burden of proof in that respect because the evidence was insufficient to establish that Williams’ investigative stop of the defendant comported with the dictates of the fourth amendment to the United States constitution. The defendant claims, therefore, that his conviction of the crime of capital felony should be dismissed. The defendant further maintains that, even if the evidence established that Williams’ conduct was constitutionally permissible, the panel, in applying the wrong legal standard, failed to make such a finding and, consequently, the defendant is entitled to a new guilt phase hearing. We conclude that the state was required to prove only that Williams was acting in the good faith discharge of his official duties as a police officer when he stopped the defendant and attempted to subdue him.21 Because [30] the evidence adduced at the guilt phase hearing satisfied this statutory requirement, we need not, and, therefore, do not, address the defendant’s remaining two claims, both of which are predicated on an erroneous interpretation of § 53a-54b (1).
At the conclusion of its deliberations, the panel issued a memorandum of decision in which it found that Williams was acting within the scope of his duties as a member of the Waterbury police department when he was shot and killed by the defendant while investigating the activities of the defendant and Anthony Crawford. The panel also expressly stated, however, that it “makes no finding as to the legality of the stop [and] investigation, since it finds no authority for the defendant’s claim that the state must prove as an element of the crime of capital felony, that the officer was acting in the lawful performance of his duties at the time and place of the incident.” (Emphasis in original.) The defendant does not contest that Williams was on duty and acting in his capacity as a police officer when he stopped the defendant for investigative purposes. The defendant claims, rather, that § 53a-54b (1) applies only to law enforcement officers who, in the discharge of their official duties, act in accordance with constitutional requirements. We disagree.
[31] The defendant’s claim raises an issue of statutory construction and, therefore, our review is plenary. E.g., State v. Russo, 259 Conn. 436, 447, 790 A.2d 1132 (2002). It is axiomatic that, in construing statutes, our fundamental task is to ascertain and give effect to the apparent intent of the legislature. Id. “As with all issues of statutory interpretation, we look first to the language of the statute.” (Internal quotation marks omitted.) Gipson v. Commissioner of Correction, 257 Conn. 632, 639, 778 A.2d 121 (2001). On its face, the statutory language at issue, “acting within the scope of his duties”; General Statutes (Rev. to 1991) § 53a-54b (1); broadly encompasses any activity that falls within the officer’s official duties, which, of course, include the investigation of suspected criminal conduct. The language contains no limitation on the nature of that activity as long as it involves the discharge of the officer’s responsibilities as a sworn law enforcement officer. Thus, the wording of the statute strongly supports the conclusion that § 53a-54b (1) was intended to apply to circumstances such as those in the present case, in which the officer, acting in good faith, engages in an activity that falls within the officer’s official responsibilities, regardless of whether the officer’s conduct later may be found to have exceeded constitutional boundaries.
In interpreting statutes, we also look to the pertinent legislative history and circumstances surrounding the statute’s enactment, to the legislative policy the statute was designed to promote and to its relationship to existing legislation governing the same or related subject matter. E.g., State v. Vickers, 260 Conn. 219, 223-24, 796 A.2d 502 (2002). These considerations also lead us to reject the defendant’s construction of § 53a-54b (1) as unduly narrow.
It is clear- from the legislative history of § 53a-54b (1) that a primary purpose of that provision is to deter violence against police officers and certain other law [32] enforcement officers while they are performing their official duties. For example, during the Senate debate on the legislation implementing the current capital felony statutory scheme; see Public Acts 1973, No. 73-137 (P.A. 73-137); Senator George C. Guidera, the Senate chairman of the judiciary committee and a sponsor of the legislation, stated that the drafters of the bill had “selected those crimes in which there is a deterrent value to impose the death penalty.” 16 S. Proc., Pt. 4, 1973 Sess., p. 1871. In explaining that a principal purpose of the proposed legislation was to protect law enforcement officers, Guidera thereafter stated: “[W]e’re trying to protect, in this [b]ill, those individuals who are out on the street day in and day out who are trying to protect our lives and property including the police [men], the deputy sheriffs, the constables . . . and the Judiciary Committee simply felt that they should receive the protection that they are really due.” Id., pp. 1873-74.
Similarly, Representative James F. Bingham, also a member of the judiciary committee, explained during the debate on the proposed capital felony legislation in the House of Representatives that, “[i]t is the view of the judiciary committee that . . . the death penalty has deterrent value and that it may provide a measure of protection against incorrigible and dangerous individuals. The potential criminal will know that if his intended victims die, he may also die. The murderer of a member of the State Police ... or a local police department . . . will know that [he] may have to pay with [his] own [life] for any lives that [he] take[s].” 16 H.R. Proc., Pt. 6, 1973 Sess., p. 2975. Bingham further explained: “[T]he reason for this particular law is that society must be protected. We have come to this stage in our history in the [s]tate of Connecticut that society itself is crying out for protection and that those people who commit heinous crimes, such as the murder of a [33] policeman during the [performance] of his duties . . . must know that if they commit those crimes, the state will exact . . . the highest penalty.” Id., pp. 2976-77.
Our interpretation of the relevant statutory language of § 53a-54b (1) is consistent with the statute’s underlying purpose; when a police officer carries out his official duties—irrespective of whether his conduct eventually may be deemed to be unlawful—he is particularly vulnerable to the kind of murderous assault that the legislature sought to deter in enacting § 53a-54b (1). By contrast, the statutory construction urged by the defendant would thwart this legislative purpose because there is no logical reason why the legislature would have intended to deprive a police officer of this protection when that officer, acting in the good faith discharge of his duties, mistakenly engages in conduct that ultimately is determined to transgress constitutional boundaries. “It is not our practice to construe a statute in a way to thwart its purpose or lead to absurd results ... or in a way that fails to attain a rational and sensible result that bears directly on the purpose the legislature sought to achieve.” (Citation omitted; internal quotation marks omitted.) Colonial Penn Ins. Co. v. Bryant, 245 Conn. 710, 725, 714 A.2d 1209 (1998).
Furthermore, our construction of the phrase “acting within the scope of his duties” contained in § 53a-54b (1) is guided by our interpretation of General Statutes § 53a-167c,22 which categorizes an assault of a law enforcement officer “acting in the performance of his or her duties” as a class C felony. In explaining that phrase, we recently stated: “[A] police officer has the [34] duty to enforce the laws and to preserve the peace. Whether he is acting in the performance of his duty . . . must be determined in the light of that purpose and duty. If he is acting under a good faith belief that he is carrying out that duty, and if his actions are reasonably designed to that end, he is acting in the performance of his duties. . . . Although from time to time a police officer may have a duty to make an arrest, his duties are not coextensive with his power to arrest. [His] official duties may cover many functions which have nothing whatever to do with making arrests. . . . The phrase in the performance of his official duties means that the police officer is simply acting within the scope of what [he] is employed to do. The test is whether the ¡police officer] is acting within that compass oris engaging in a personal frolic of his own.” (Emphasis added; internal quotation marks omitted.) State v. Casanova, 255 Conn. 581, 592-93, 767 A.2d 1189 (2001), quoting State v. Privitera, 1 Conn. App. 709, 722, 476 A.2d 605 (1984). Thus, § 53a-167c simply requires evidence establishing that the police officer had been performing his or her official duties in good faith when the officer was assaulted. Under § 53a-167c, the state need not prove that the officer had been performing his duties lawfully when the officer was assaulted. For purposes of the present case, we see no material difference between the phrase “acting within the scope of his duties” contained in § 53a-54b (1) and the phrase “acting in the performance of his or her duties” contained in § 53a-167c. Consequently, we see no reason to impute a requirement into the former phrase that is not contained in the latter.23 Accordingly, we reject the [35] defendant’s claim that the panel improperly dispensed with an essential element of § 53a-54b (1).
C
Motion to Suppress Statements
The defendant claims that the trial court, Kulawiz, J.,24 improperly denied his motion to suppress incriminating statements that he had made at police headquarters in response to questioning by investigating officers. In particular, the defendant contends that the statements should have been suppressed because they were the product of his illegal arrest, which, the defendant maintains, itself, was the product of an illegal search of the apartment in which he resided. The defendant further contends that he did not make the challenged statements voluntarily, and that they were obtained in violation of his rights under Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966). We reject the defendant’s claim that the court improperly denied his motion to suppress.
[36] The essential facts relevant to the defendant’s claim are set forth in the memorandum of decision of the court denying the defendant’s motion to suppress. “At approximately 4 a.m. on December 18, 1992, Officer . . . Williams of the Waterbury police department was shot in the head at the intersection of Orange Street and Ward Street and later that morning died from said injuries. Upon learning that [Joselyn Campos] was a possible witness, officers spoke with . . . Campos, who told officers at the scene and thereafter at headquarters, that she had observed two black males walking on Orange Street at approximately 4 a.m. and that she then heard gunshots and saw the same two men running down Ward Street. She stated to police that she saw them run into one of three houses that she pointed out to [Detective Sergeant Neil] O’Leary. . . . O’Leary testified that he ordered police to seal off the area and search houses pointed out by Campos. [Investigating] [o]fficers checked buildings and reported [that] nobody [was] considered a suspect. A call was received by police at around 6:30 a.m. that someone at 227 Walnut Street in the third floor apartment might have some information concerning the shooting. . . . O’Leary, [Detective Peter] Keegan and others went to that address [where they] found . . . Lucinda Crawford, George Washington and Robert ‘Po’ Bryant. . . . Lucinda Crawford told . . . O’Leary that . . . Bryant had information about the shooting. . . . O’Leary talked with . . . Bryant who told him that he had been at Karen Smith’s apartment on the second floor at Ward Street when [a man] he knew as Anthony Crawford and a guy he knew as ‘Kilt’ ran up the stairs to the apartment and said [that they had just shot a cop].
“At about 7:30 a.m. on December 18, 1992 . . . O’Leary . . . [Sergeant James] Griffin . . . Keegan [and two other police officers accompanied by Bryant] went to 47 Ward Street, one of the three buildings that [37] had been pointed out by Campos earlier. Officers had their guns drawn as they knocked on the door.25 . . . Smith answered the door and O’Leary told her why the police were there and she allowed them to enter.26 Directly in front of the door was a bed occupied by a black male. O’Leary told the male to get out of the bed. In response to the officer, he said his name was David Robinson .... [In fact, his real name was Richard Reynolds, the defendant.] Another black male was on the couch in the living room. This man gave his name as Jamal James. [In fact, his real name was Anthony Crawford.] [The] [p]olice [then] told Robinson to go into the living room. [The] [officers no longer had guns drawn at this point. [The] [p]olice asked for identification and the men said they had none. The man identifying himself as Jamal James gave a date of birth of November 7, 1974, and stated that he was twenty years old.
“While O’Leary was asking [for the] identity of [the] men, Keegan summoned [O’Leary] into the next room where Smith had [informed the officers] that the men were Anthony Crawford and David Robinson, known as ‘Kilt.’ Both men denied knowledge of the shooting. [Investigating officers] asked them where they had been earlier and they stated that they both had been at the apartment all night. O’Leary informed them that a police officer had been shot and seriously injured. O’Leary asked them if they were willing to go to police headquarters. Both agreed to go. [The investigating] [officers [38] asked them to put on shoes. The two men were not handcuffed and at no time [did they ask] to leave. [The] [officers proceeded to take [both men] to separate cars to transport them to headquarters.
“Immediately after they had left the apartment and before they were transported to headquarters . . . Smith told . . . Keegan that at about [3:50 a.m.] she was in bed sleeping when ‘Kilt’ . . . jumped in her bed, his heart pounding and said [that he] ‘shot a cop.’ . . . Keegan stayed with . . . Smith at Ward Street until [Smith] had [made child care arrangements].
“At about 8 a.m., [the] defendant and [Anthony] Crawford arrived at headquarters and were taken in through the police entrance rather than the public entrance. [The] [defendant and Crawford were placed in separate interview rooms. At about 8:20 [a.m.] . . . Smith arrived at headquarters. The [m]ayor and various officials were at headquarters. Officers [James] Egan and [James Clary] interviewed Crawford. . . . Keegan and . . . Griffin interviewed . . . Smith . . . and [another officer] interviewed Bryant.
“From about 8 a.m. until 10 a.m., [the] defendant was in a room by himself in police headquarters. O’Leary asked him if he wanted a soda or coffee or to use the bathroom during that time.
“Between 8 and 10 a.m., statements were being taken from Crawford and Bryant. At about 10:15 [a.m.] O’Leary decided to interview [the] defendant after others had said that [the] defendant had shot [Williams]. Inspector John Maia in the presence of . . . O’Leary read [the] defendant his [Miranda]
Footnotes
The defendant also claims, with respect to the aggravating factor enumerated in § 53a-46a (h) (4), that the trial court improperly: (1) declined to require the state to provide the defendant with a bill of particulars setting forth the facts underlying that aggravating factor; (2) instructed the jury that it could find that that aggravating factor was satisfied upon proof of [90] the intentional infliction of extreme psychological pain or torture beyond that necessarily accompanying the killing; (3) instructed the jury in such a manner as to suggest that the state need not establish that the defendant has the specific intent to cause such pain or torture; (4) used the term “heinous, cruel or depraved” in its jury instructions concerning the aggravating factor; (5) failed to instruct the jury regarding the state’s burden of proving beyond a reasonable doubt that Officer Williams was conscious when the defendant allegedly had caused him extreme pain or torture beyond that necessarily accompanying the killing; and (6) failed to instruct the jury that, to establish the aggravating factor enumerated in § 53a-46a (h) (4), the state was required to prove conduct by the defendant that is distinct from the conduct that caused Williams’ death. In light of our conclusion regarding the evidentiary insufficiency of the aggravating factor enumerated in § 53a-46a (h) (4), we need not reach the defendant’s additional claims.
The state also alleged that the defendant intended to inflict, and Williams suffered, extreme physical pain or torture beyond that necessarily accompanying the underlying killing. At the conclusion of the state’s case at the penalty phase hearing, however, the trial court determined that the state had failed to adduce evidence from which the jury reasonably could find that Williams had suffered such extreme physical pain or torture. Accordingly, the trial court did not submit that claim to the jury, and it is not an issue on appeal.
In Cobb II, supra, 251 Conn. 285, which was decided after the penalty phase hearing in the present case, we stated that the aggravating factor of § 53a-46a (h) (4) also could be satisfied by proof that “the defendant was callous or indifferent to the extreme physical or psychological pain, suffering or torture that his intentional conduct in fact inflicted on the victim.” Id., 445. The trial court did not instruct the jury in accordance with this alternate application of § 53a-46a (h) (4), and, consequently, we do not consider it in reviewing the defendant’s claim of evidentiary insufficiency.
The defendant also claims that the evidence was insufficient to warrant a finding that Williams had suffered extreme psychological pain or torture as a result of the additional gunshots that the defendant fired at Williams as the defendant was fleeing the scene. Because we conclude that the evidence did not support the jury’s finding that the defendant intended to inflict such extreme psychological pain or torture on Williams, we need not and, therefore, do not reach this claim.
General Statutes (Rev. to 1991) § 53a-46b (b), as amended by Public Acts 1992, No. 92-260, § 23, provides in relevant part: “The supreme court shall affirm the sentence of death unless it determines that ... (2) the evidence fails to support the finding of an aggravating factor specified in subsection (h) of section 53a-46a . . . .”
There was no testimony either as to the precise period of time between the first shot at close range and the additional gunshots, or the length of time that it had taken the defendant to discharge those gunshots as he was fleeing. Because the defendant fled immediately after firing the first shot, and because there is nothing in the record to suggest that the defendant stopped or paused as he was running and shooting, it is reasonable to conclude that all of the additional gunshots were fired within a matter of seconds. This conclusion is supported by the state’s characterization of the evidence, set forth in its brief submitted to this court, as establishing that the defendant “chose to flee immediately, firing wildly at [Williams] as he did so.”
Indeed, the panel made this finding at the conclusion of the guilt phase of the trial.
The state does not claim that the defendant’s intent changed after he already had begun firing the additional gunshots in Williams’ direction as he was fleeing. The seminal time period, therefore, is the brief interval after the defendant had shot Williams at close range and before he had fired the additional gunshots while fleeing the crime scene.
In support of its contrary contention, the state relies on two capital felony cases, State v. Rhines, 548 N.W.2d 415, 452 (S.D.), cert. denied, 519 U.S. 1013, 117 S. Ct. 522, 136 L. Ed. 2d 410 (1996), and State v. Zagorski, 701 S.W.2d 808, 814 (Term. 1985), cert. denied, 478 U.S. 1010, 106 S. Ct. 3309, 92 L. Ed. 2d 722 (1986), in which the evidence was deemed sufficient to establish that the defendants had tortured their respective victims. Because those cases bear no factual similarity to the present case, they provide no support for the state’s contention. In Rhines, the defendant was burglarizing a donut shop when the victim unexpectedly entered the premises. State v. Rhines, supra, 451. After stabbing the victim in the abdomen and again in the back, the defendant forced the victim into a storage room, where he ignored the victim’s pleas for mercy and medical attention. Id. Although the victim remained passive in apparent acknowledgment of his impending death, the defendant seated the victim on a pallet, bound his hands tightly behind his back, placed his head between his knees and proceeded to thrust a knife into the base of his skull. Id. The evidence also indicated that the victim had endured certain wounds that were “caused or exacerbated by [the victim’s] agonized struggle before his death.” Id., 452. In Zagorski, the defendant shot his two victims and then also “slit their throats, leaving them to bleed to death in the woods.” State v. Zagorski, supra, 814. The court concluded that, although the victims ultimately died of the gunshot wounds, “[the] [defendant's actions were an infliction of gratuitous violence, and needless mutilation of [the] victims who were already helpless from fatal wounds . . . .” Id. In contrast to the present case, the prosecuting authorities adduced ample evidence in Rhines and Zagorski from which the juries could find, without resort to speculation or conjecture, that the defendants intended to torture their respective victims.
See footnote 4 of this opinion for the text of § 53a-46a (h) (4).
The defendant moved to dismiss all of the aggravating factors alleged by the state. The panel denied the motion in its entirety.
The defendant objected to the introduction of the autopsy photographs on the ground that the prejudicial effect of the photographs outweighed their probative value.
See footnote 6 of this opinion and accompanying text.
We have concluded that the evidence adduced by the state was insufficient to support the jury’s determination that the defendant had intentionally inflicted extreme psychological pain or torture on Williams beyond that necessary to accomplish the Mlling. See part III B 1 of this opinion. The defendant does not contend, however, that the panel improperly denied his motion to dismiss the aggravating factor enumerated in § 53a-46a (h) (4) in advance of the penalty phase hearing on the ground of evidentiary insufficiency with respect to the state’s claim that the defendant intentionally caused Williams extreme psychological pain or torture beyond that necessary to accomplish the killing.
As we have indicated, the defendant sought to preclude the state from introducing the autopsy photographs into evidence at the penalty phase hearing on the ground that they were unduly prejudicial. The thrust of the defendant’s claim on appeal, however, is that the state would not have been able to introduce those photographs if the panel had granted the defendant’s motion to dismiss the aggravating factor enumerated in § 53a-46a (h) (4) prior to the penalty phase hearing. The defendant does assert on appeal, however, that any probative value of the autopsy photograph depicting Williams’ head with his scalp peeled back is outweighed by the photograph’s prejudicial effect. The defendant is not entitled to review of this claim, however, because he has not adequately briefed it. See, e.g., Abington Ltd. Partnership v. Heublein, 257 Conn. 570, 586-87 n.29, 778 A.2d 885 (2001). Moreover, the defendant cannot prevail on the merits of his claim. “This court . . . has held that photographic evidence is admissible where the photograph has a reasonable tendency to prove or disprove a material fact [103] in issue or shed some light upon some material inquiry. . . . Therefore, it is not necessary to show that the photographic evidence is essential to the case in order for it to be admissible. ... In determining whether photographic evidence is admissible, the appropriate test is relevancy, not necessity. ... In addition, this court consistently has stated that even potentially inflammatory photographic evidence may be admitted if, in its discretion, the trial court determines that the probative value of the evidence outweighs its prejudicial effect.” (Citations omitted; internal quotation marks omitted.) State v. Kelly, 256 Conn. 23, 64-65, 770 A.2d 908 (2001). “The test for determining whether [such] evidence is unduly prejudicial is not whether it is damaging to the defendant but whether it will improperly arouse the emotions of the jury. . . . [T]he trial court’s discretionary determination that the probative value of [the] evidence is not outweighed by its prejudicial effect will not be disturbed on appeal unless a clear abuse of discretion is shown. . . . [BJecause of the difficulties inherent in this balancing process . . . every reasonable presumption should be given in favor of the trial court’s ruling. . . . Reversal is required only whe[n] an abuse of discretion is manifest or whe[n] injustice appears to have been done.” (Internal quotation marks omitted.) State v. Wargo, 255 Conn. 113, 141-42, 763 A.2d 1 (2000). We cannot say that the trial court abused its broad discretion in permitting the state to use several of the autopsy photographs, including the photograph that graphically depicted Williams’ scalp. Although that particular photograph is indeed gruesome, we conclude that the jury, which properly was cautioned by the trial court regarding the nature and purpose of the photograph, was capable of viewing the photograph with dispassion and in accordance with the trial court’s instructions.
The trial court instructed the jury on reasonable doubt as follows: “Now, the phrase ‘reasonable doubt’ has no technical or unusual meaning. You can arrive at the real meaning of it by emphasizing the word ‘reasonable.’ A reasonable doubt is a doubt for which there exists a reasonable basis arising out of evidence or the lack of evidence. It is a doubt which is more than a guess or surmise. It’s not a conjecture or a fanciful doubt. A reasonable [104] doubt is not a doubt which is raised by someone simply for the sake of raising doubts nor is it a doubt suggested by the ingenuity of counsel or any of the jurors which is not justified by the evidence or the lack of evidence. A reasonable doubt is a doubt based on reason and not on the mere possibility of innocence. It is a doubt for which you can in your own mind conscientiously give a reason. Reasonable doubt, in other words, is a real doubt, an honest doubt, a doubt which has its foundation in the evidence or the lack of evidence. It’s the kind of doubt which in the serious affairs which concern you in everyday life you would pay heed to and attention to.
“Now, of course, absolute certainty in the affairs of life is never attainable and the law does not require absolute certainty on the part of a jury before you return a verdict finding an aggravant. The state does not have to prove a factor beyond all doubt or to a mathematical or absolute certainty. What the law does require, however, is that, after hearing all of the evidence, if there is something in that evidence or lack of evidence which leaves in the minds of a jury as reasonable men and women a reasonable doubt about the aggravating factor, then the accused must be given the benefit of doubt and found not to have committed that factor. Any conclusion reasonably to be drawn from the evidence which is consistent with the accused not having committed the aggravating factor must prevail. If there is no reasonable doubt, then the jury must find that the accused committed the aggravant. The test is one of reasonable doubt, a doubt based on reason and common sense.”
Because the defendant did not object at trial to the portions of the jury charge that he now challenges on appeal, he seeks to prevail on his claim of instructional impropriety under State v. Golding, 213 Conn. 233, 567 A.2d 823 (1989), in which we held that a defendant can prevail on an unpreserved constitutional claim “only if all of the following conditions are met: (1) the [105] record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation clearly exists and clearly deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt.” (Emphasis in original.) Id., 239-40. Although the record is adequate for our review of the defendant’s constitutional claim, he cannot prevail because, as we explain hereinafter, he has not demonstrated that the challenged portions of the trial court’s charge were constitutionally infirm.
In State v. Delvalle, 250 Conn. 466, 475, 736 A.2d 125 (1999), this court again rejected a constitutional challenge to the “ingenuity of counsel” language. We observed, however, that, when viewed in isolation, the phrase “conceivably could misdirect the jury’s attention . . . .” (Internal quotation marks omitted.) Id., quoting State v. Taylor, supra, 239 Conn. 504. To avoid any possibility of juror confusion in the future, we directed our trial courts, [107] pursuant to our supervisory authority over the administration of justice, to refrain from using the “ingenuity of counsel” language in subsequent cases. State v. Delvalle, supra, 475-76. Because our decision in Delvalle was not released until after the penalty phase hearing in the present case, our admonition in Delvalle regarding the “ingenuity of counsel” language is inapplicable for purposes of our analysis.
See footnote 4 of this opinion for the text of § 53a-46a (h) (1).
In Webb I, supra, 238 Conn. 389, we concluded that the jury’s finding of the existence of the aggravating factor enumerated in § 53a-46a (h) (4) was predicated upon an improper instruction regarding that aggravating factor. See id., 475. In the present case, by contrast, we have concluded that the jury improperly found the existence of that aggravating factor on the basis of insufficient evidence.
Of course, the state also was required to prove, pursuant to § 53a-46a (h) (1), that the defendant previously had been convicted of the felony sale of a narcotic substance. In light of the defendant’s stipulation that he had [109] a prior felony conviction for the sale of a narcotic substance in New York, the court properly instructed the jury that the state had satisfied its burden of proving that element of the aggravating factor.
See footnote 4 of this opinion for the text of § 53a-46a (d).
Although the state alleged the existence of this aggravating factor, the jury rejected the state’s allegation.
The defendant also argues that the jury’s finding of the aggravating factor enumerated in § 53a-46a (h) (4) prejudiced him in regard to the jury’s consideration of the aggravating factor enumerated in § 53a-46a (h) (1) because “the jurors might well have rejected something as mitigating only because of their erroneous belief that the capital offense was aggravated in two different ways and may well have not reached that same decision if they had actually known that there was only one properly found aggravating factor.” (Emphasis in original.) We reject this argument because it would require us to conclude that the jury ignored the court’s thorough instructions on the law pertaining to the aggravating and mitigating factors and the manner in which the jury was to determine their existence or nonexistence. We refuse to draw such a conclusion in the absence of some indication that the jury failed or declined to follow the court’s instructions. See, e.g., State v. Ancona, 256 Conn. 214, 219, 772 A.2d 571 (2001).
See footnote 4 of this opinion for the text of § 53a-46a (b).
Inasmuch as the defendant’s claim gives rise to an issue of statutory construction, our review is plenary. E.g., State v. Russo, supra, 259 Conn. 447. As we previously have indicated, the process of statutory construction requires us to ascertain the intent of the legislature as reflected in the language of the statute, its legislative history, the policy that the statute [111] was designed to implement and the statute’s relationship to other relevant legislative provisions and common-law principles. E.g., State v. Russo, supra, 447-48.
General Statutes § 54-82 (a) provides: “In any criminal case, prosecution or proceeding, the party accused may, if he so elects when called upon to plead, be tried by the court instead of by the jury; and, in such case, the court shall have jurisdiction to hear and try such case and render judgment and sentence thereon.”
General Statutes § 53a45 (b) provides in relevant part: “If a person indicted for murder or held to answer for murder after a [probable cause] hearing . . . waives his right to a jury trial and elects to be tried by a court, the court shall be composed of three judges designated by the Chief Court Administrator or his designee, who shall name one such judge to preside over the trial. Such judges, or a majority of them, shall have power to decide all questions of law and fact arising upon the trial and render judgment accordingly.”
General Statutes § 54-82 (b) provides: “If the accused is charged with a crime punishable by death or imprisonment for life and elects to be tried by the court, the court shall be composed of three judges to be designated by the Chief Court Administrator, or his designee, who shall name one such [112] judge to preside over the trial. Such judges, or a majority of them, shall have power to decide all questions of law and fact arising upon the trial and render judgment accordingly.”
As this court has observed in construing the precursor to § 54-82 (b); Public Acts 1921, c. 267, § 2, codified at General Statutes (1930 Rev.) § 6477; “[t]he court is by this statute substituted for the jury and fulfills in the trial of a criminal cause without a jury the duties of both court and jury.” State v. Frost, 105 Conn. 326, 329, 135 A. 446 (1926).
General Statutes (Rev. to 1972) § 53a-46 provides in relevant part: “(a) When a defendant has been found guilty of murder, there shall thereupon be further proceedings before the court or jury on the issue of penalty. Such proceedings shall be conducted before the court or jury which found the defendant guilty. ...”
General Statutes (Rev. to 1972) § 53a-46 was repealed with the enactment of § 53a-46a. See Public Acts 1973, No. 73-137, §§ 4, 15.
we refer to M.K. by his initials to protect his legitimate privacy interests. See, e.g., State v. Dehaney, 261 Conn. 336, 346 n.8, 803 A.2d 267 (2002).
The defendant also maintains that the trial court improperly excused a prospective alternate juror, C.D., for cause on the basis that C.D. had indicated during voir dire that she was uncertain about whether she could render a decision that would result in a sentence of death. We do not reach this claim, however, because all twelve regular jurors had been selected prior to the voir dire of C.D., and those twelve jurors, at the conclusion of the evidence, deliberated and reached a verdict in the case. Thus, no alternate jurors were needed to reach a verdict. Consequently, the defendant’s claim concerning C.D. is moot because C.D. would not have participated in the jury deliberations even if the trial court had not excused her for cause.
General Statutes § 54-82f provides: “In any criminal action tried before a jury, either party shall have the right to examine, personally or by his counsel, each juror outside the presence of other prospective jurors as to his qualifications to sit as a juror in the action, or as to his interest, if any, in the subject matter of the action, or as to his relations with the parties thereto. If the judge before whom the examination is held is of the opinion from the examination that any juror would be unable to render a fair and impartial verdict, the juror shall be excused by the judge from any further service upon the panel, or in the action, as the judge determines. The right of such examination shall not be abridged by requiring questions to be put to any juror in writing and submitted in advance of the commencement of said action.”
Practice Book § 42-12 provides: “Each party shall have the right to examine, personally or by counsel, each juror outside the presence of other [117] prospective jurors as to qualifications to sit as a juror in the action, or as to interest, if any, in the subject matter of the action, or as to relations with the parties thereto. If the judicial authority before whom such examination is held is of the opinion from such examination that any juror would be unable to render a fair and impartial verdict, such juror shall be excused by the judicial authority from any further service upon the panel, or in such action, as the judicial authority determines. The right of such examination shall not be abridged by requiring questions to be put to any juror in writing and submitted in advance of the commencement of the trial.”
As the court stated in Wainwright, this standard “does not require that a juror’s bias be proved with unmistakable clarity. This is because determinations of juror bias cannot be reduced to question-and-answer sessions which obtain results in the manner of a catechism. What common sense should have realized experience has proved: many venire[persons] simply cannot be asked enough questions to reach the point where their bias has been made unmistakably clear; these venire[persons] may not know how they will react when faced with imposing the death sentence, or may be unable to articulate, or may wish to hide their true feelings. Despite this lack of clarity in the printed record, however, there will be situations where the trial judge is left with the definite impression that a prospective juror would be unable to faithfully and impartially apply the law. . . . [Consequently] deference must be paid to the trial judge who sees and hears the [prospective] juror.” (Internal quotation marks omitted.) Wainwright v. Witt, supra, 469 U.S. 424-26.
In support of his claim that M.K. should not have been excused for cause, the defendant relies almost entirely on M.K.’s response to questioning during voir dire that he could be a fair fact finder. The defendant, however, ignores the fact that M.K also expressed strong misgivings about his ability to remain fair and objective to the state owing to his belief that capital punishment is morally wrong.
The trial court instructed the jury in relevant part as follows:
“Now, as you have been told during the course of these proceedings, the court will impose the death penalty only if the state proves at least one aggravating and the defendant fails to prove any mitigating factors. If no aggravating or if any mitigating factor is proven, the court will impose a penalty of life without the possibility of release.
“The evaluation of aggravating and mitigating factors involves two different burdens of proof. The state has the burden of proving an aggravating factor beyond a reasonable doubt while the defendant has the burden of proving a mitigating factor by a preponderance of the evidence. . . .
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“Now, as you are aware, the defendant in this case stands convicted of the charge of capital felony. . . . It’s the law of this state that the penalties for an individual found guilty of a capital felony shall be either death or a sentence of life without the possibility of release. These two sentences are [121] the only possible alternatives.
“The first sentence, the sentence of death, means exactly what it says, that the defendant will be put to death by the state of Connecticut.
“The second sentence, life without the possibility of release, means just what it says, that the defendant will spend the rest of his natural life imprisoned by the state of Connecticut. That’s the law. You, the jury, will make the determination of facts which will result in the court imposing one or the other of the above-stated sentences. Specifically, you will be asked to determine the existence or nonexistence of aggravating and mitigating factors based upon the evidence adduced at the hearing. The existence or nonexistence of these factors will dictate the ultimate sentence. You must recognize that your decision is not one of simply making objective factual findings. Rather, you are, in fact and in law, actually making the decision whether the defendant should be sentenced to life imprisonment with no possibility of release or to death. Your response, therefore, is truly of immense proportion as you are no doubt aware. Basically, if you find the state has proven the existence of an aggravant beyond a reasonable doubt and are further satisfied that the defense has failed to prove any mitigating factor by a preponderance of the evidence, then the court will impose the death penalty. If the state fails to prove an aggravating [factor] or the defense proves any mitigating factor, the court will then impose a sentence of life without the possibility of release.
“I will now explain to you in detail the process of evaluating the evidence with respect to the above-described factors.
“Now, if you find the state has failed to prove each one of the three aggravating] factors beyond a reasonable doubt, then this court, will impose the penalty of life without the possibility of release. If you find the state has proven one or more of the alleged aggravating] factors beyond a reasonable doubt, then you will go on to consider whether the defendant has proven any mitigating factor by a preponderance of the evidence as I’ve explained that phrase to you. Mitigating factors are such as do not constitute a defense or excuse for the capital felony committed by the defendant but which, in fairness and mercy, may be considered as tending either to extenuate or reduce the degree of . . . culpability or blame for the crime or to otherwise constitute a basis for a sentence of less than death.
“Mitigating factors basically consist of two types. Number one, factors concerning the defendant’s character, background or history, and, number two, factors concerning the facts and circumstances of the crime itself. You must consider the evidence with respect to both types of mitigating factors without prejudice [toward] either. In other words, you should consider the evidence presented with an open mind as to either type of mitigating fact.
“Now, in this case, the defense claims that it has established by a prepon[122] derance of the evidence, firstly, a statutory mitigating factor. Statutory mitigating factors are certain circumstances listed in our General Statutes which, if proven to you by a preponderance of the evidence, are, as a matter of law, mitigating factors. These circumstances are statutory mitigating factors and do not limit the factors you may determine are mitigating in nature. The statutory mitigating factors are intended to insure that the death penalty is not imposed in certain situations.
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“Now, the list I just read to you was a list of nonstatutory mitigating factors alleged by the defendant. With respect to these claimed nonstatutory factors, you must determine, first, whether one or more such factors have been proven by a preponderance of the evidence to exist and, second, whether using your individual judgments any such factor or factors are mitigating in fairness and mercy tend to either extenuate or reduce the degree of [the defendant’s] culpability or blame for the offense or otherwise constituted a basis for a sentence of less than death.
“Now, in determining whether the factor is mitigating, you may consider it in the context of all the facts and circumstances of the case including the nature of [the] capital felony itself and all the surrounding circumstances. Mitigation should not be considered in a vacuum. Thus, the process of determining the existence or nonexistence of mitigating factors differs from the process of determining the existence or nonexistence of aggrava[ting] factors. The state has the burden of proving the elements of one or more of the statutory aggrava[ting] factors beyond a reasonable doubt while the defense has the burden of proving the statutory mitigating factors by a preponderance of the evidence. And with respect to nonstatutory mitigating factors alleged, first, the facts constituting the alleged factor by a preponderance of the evidence, and, second, that the fact or facts proven constitute a mitigating factor as that phrase has been defined for you. So, with respect to the statutory mitigating factor, the defendant’s burden is to prove it by a preponderance of the evidence. . . . With respect to the list of factors I read to you thereafter, those are nonstatutory factors which, first, the defense has to prove they exist and, second, has to—and, second, you decide whether or not in your judgment they constitute mitigating factors once you are satisfied as to their existence.
“Furthermore, in addition to any of the statutory and nonstatutory mitigating factors claimed by the defendant, you may give mitigating force to any fact taken alone or in conjunction with any—or facts presented providing, of course, you are satisfied [as] to the existence of the fact or facts by a preponderance of the evidence and that the facts are mitigating in nature as that term has been defined for you. Furthermore, you may consider the cumulative impact of some or all of the evidence offered in mitigation as constituting the equivalent of a mitigating factor. You are bound by our law [123] and by your oath as jurors to consider any mitigating factor, whether statutory or nonstatutory, as well as any other mitigating evidence presented concerning the defendant’s character, background and history, or the nature and circumstances of the offense.
“If you find any mitigating factor to exist, then this court will impose the penalty of life without the possibility of release. If you find any aggravant to exist and no mitigating factor to exist, the court will impose the penalty of death. If you find that no mitigation exists, you must each individually agree that no mitigating circumstance exists in the case.
* ** *
“Now, in a few minutes, the decision in this case will be in your hands. If I made any reference in my charge to the position of the state or the defendant, I assure you it’s not my intention to convey to you directly or indirectly how the court feels as to what should be the outcome of the case. The decision rests in your hands. You will apply the law as I explained it to you to the facts found by you and render your verdict. It’s not within your province to be affected by the consequences your verdict may have upon the participants in this trial or anyone else. The defendant relies on you to consider his claims, to evaluate carefully all the evidence and to render a verdict in his favor if the facts and the law require such a verdict. The state, likewise, looks to you to deal with this case fairly, firmly and honestly, and to render a verdict in its favor if the facts and the law require.”
The defendant’s request to charge provides in relevant part: “[Although you will be presented with certain factual questions for your resolution, the central task you are about to undertake is not exclusively one of fact-finding. Instead, what our law now asks you to undertake is nothing loss than exercising your own individual judgment as to what the appropriate sentence is in this case. . . .
“[T]he determination of sentence is not my job; it is your job. The legislature and the court do not and cannot control the sentencing decision you make. It is in your power to make the sentencing decision in this case according to the law I give you and it is your responsibility to do so. . . .
“While our statute guides your decision by using the concepts of aggravating and mitigating factors, you must recognize that your decision is not one of simply making objective factual findings; rather, you are, in fact and in law, actually making the awesome decision of whether the defendant should be sentenced to life imprisonment with no possibility of release or to death .... That is your function in this case and it is your responsibility. Neither I as the judge . . . nor the legislature decide the appropriate sentence for [the defendant]; you do. Your task is the serious one of determining whether the defendant should die at the hands of the state. . . .
“[T]he law does not require any juror to vote for the death penalty unless, upon your personal evaluation of the evidence, you decide that death is the appropriate penalty under all the facts and circumstances of the case. You, the jurors, ultimately must determine the punishment that is appropriate in this particular case.
* * *
“ [I] t is crucial that you understand that even in this situation the legislature [126] cannot make the decision about whether the defendant should die or not. You cannot rely on your findings to avoid having to make the hard decision about whether death is really appropriate. Our law will not tolerate someone being put to death while there is some doubt by any of the jurors that death is the appropriate sentence for that individual in light of all the circumstances. If you are not convinced that death is the appropriate sentence, you can find a non-statutory mitigating factor on that basis alone. You should only return a verdict resulting in the death sentence if you are convinced that death is the appropriate sentence under all of the circumstances of this case.”
The defendant also requested the court to instruct the jury as follows: “In conclusion, it is my duty once more to remind you of the gravity of your task in this case. . . .
“The responsibility for determining the existence of the factors upon which the defendant’s liability for the imposition of the death penalty depends is exclusively yours, not mine, and indeed the responsibility for deciding whether death or life imprisonment without possibility of release should be imposed is yours, within the confines of the law I have described for you.
“Remember that in capital cases the jury is to serve as the link between contemporary community values and standards of decency and the penal system, and that no man is to be condemned to death unless his fairly selected jury unanimously agrees that he should be.”
In 1992, when the defendant committed the capital felony that is the subject of this appeal, our death penalty scheme did not permit the weighing of aggravating and mitigating factors. As we have explained previously, under the statutory scheme applicable to the present case, a capital defendant cannot be sentenced to death if the capital sentences (1) does not find the existence of an aggravating factor; or (2) finds the existence of a mitigating factor. Only if the jury finds one or more aggravating factors and no mitigating factors will the defendant be sentenced to death. State v. Ross, supra, 230 Conn. 237-38. In 1995, the legislature amended our death penalty statutory scheme to permit the sentencer to weigh the aggravating factors against the mitigating factors. Public Acts 1995, No. 95-19, § 1; see General Statutes (Rev. to 2003) § 53a-46a (f) (“[i]f the jury or, if there is no jury, the [130] court finds that (1) none of the factors set forth in subsection (h) exist[s], (2) one or more of the aggravating factors set forth in subsection (i) exist and (3) (A) no mitigating factor exists or (B) one or more mitigating factors exist but are outweighed by one or more aggravating factors set forth in subsection (i), the court shall sentence the defendant to death”); General Statutes (Rev. to 2003) § 53a-46a (g) (“[i]f the jury or, if there is no jury, the court finds that (1) any of the factors set forth in subsection (h) exist, or (2) none of the aggravating factors set forth in subsection (i) exists, or (3) one or more of the aggravating factors set forth in subsection (i) exist and one or more mitigating factors exist, but the one or more aggravating factors set forth in subsection (i) do not outweigh the one or more mitigating factors, the court shall impose a sentence of life imprisonment without the possibility of release”).
Indeed, the defendant does not cite to any such statutory provision.
We note, however, that the relevant statutory provisions do not expressly prohibit a bifurcated penalty phase hearing.
The defendant submitted the following list of alleged mitigating factors:
“1. At the time of the offense, [the defendant’s] ability to conform his conduct to the requirements of law was significantly impaired, as the result of his diagnosis of Antisocial Personality Disorder, and that such impairment constitutes a statutory mitigating factor pursuant to Connecticut law.
“2. At the time of the offense, [the defendant’s] ability to conform his conduct to the requirements of law was impaired, so as to constitute a [nonstatutory] mitigating factor.
“3. [The defendant] was taken from New York to Jamaica to live with his ‘grandparents’ when he was six weeks old and, as a result, neither he nor his parents were able to participate in the ‘bonding’ that is essential during the early phases of healthy child development.
“4. [The defendant] was a quiet and well-behaved child while being raised in a healthy and nurturing environment by his ‘grandparents’ in Jamaica.
“5. As the ‘baby’ of the family in Jamaica, [the defendant] was the favored child of his ‘grandmother’ and received the kind of parental attention necessary to a child’s healthy development.
“6. [The defendant’s] ‘grandfather’ was loving and kind to [the defendant] . . . and contributed to [the defendant’s] healthy development in Jamaica.
“7. [The defendant’s] ‘grandfather’ was killed in a car accident when [the defendant] was approximately six years old, an event which was akin to losing one’s own father at that age since his ‘grandfather’ was the primary male figure in [the defendant’s] life at the time.
“8. [The defendant’s] only contact with his parents prior to coming to New York was during visits which included intimidation and humiliation by his father.
“9. [The defendant’s] misbehavior and legal problems only began after he left Jamaica and his ‘grandmother, ’ who had served as his mother in Jamaica, and was sent to live with his parents in New York when he was approximately eight years old.
“10. [The defendant] became the middle [child] of five children when he was brought to New York.
“11. [The defendant’s] parents worked the 4 p.m. to 11 p.m. shift plus second jobs and overtime throughout [the defendant’s] childhood.
“12. [The defendant’s] thirteen year old sister was responsible for all the children when their parents were at work during the afternoon and evening hours.
“13. [The defendant’s] family was the first black family in their neighborhood in New York.
“14. [The defendant] and his brothers and sisters were home alone when racially motivated attacks were directed at them.
“15. [The defendant’s] Jamaican dialect caused him language problems when he entered public school in New York City.
“16. [The defendant’s] father beat him severely and frequently.
“17. [The defendant’s] father fashioned rubber objects at work to beat [133] [the defendant] with.
“18. [The defendant’s] father used household objects such as a plastic baseball bat, a hammer and a [two by four] during beatings.
“19. [The defendant’s] father would lock [the defendant] in the basement and beat him until he was too tired to beat [the defendant] anymore.
“20. [The defendant’s] efforts to do better in school such as his graduation from elementary school were ignored.
“21. [The defendant’s] parents offered no praise or reward for positive behavior.
“22. [The defendant’s] father began throwing [the defendant] out of the house when [the defendant] was twelve years old.
“23. [The defendant] would live with friends or sleep in the park when his father 1hrew him out.
“24. [The defendant’s] father threw his mattress out the front door into the rain.
“25. When evicted by his father, [the defendant] could only return home to shower or eat when his father was not home.
“26. [The defendant’s] ‘grandmother,’ mother, [sister] Jackie, and other siblings disagreed with his father’s treatment of [the defendant] but were unable to stop the father’s mistreatment, beatings and evictions.
“27. The discovery that [the defendant’s] ‘grandmother’ was not his mother’s biological mother caused [the defendant] great confusion at a time when he was already experiencing profound problems at home.
“28. [The defendant’s] 'grandmother’ left the family home after this ‘discovery’ because of health problems, the pregnancy [of] [the defendant’s] aunt and disagreements with [the defendant’s] father on how to raise the boys.
“29. [The defendant] was not allowed to live regularly at his [parents’] home after the age of [fourteen],
“30. [The defendant’s] ‘grandmother’ died when [the defendant] was [fifteen] years old.
“31. [The defendant] was first arrested on January 4, 1984.
“32. [The defendant’s] behavior improved greatly when he was removed from his [parents’] custody and placed in a structured environment at [a] Youth Center.
“33. [The defendant] won a Black History Essay Contest and school awards while at [the] Youth Center.
“34. [The defendant’s] misbehavior and legal problems resumed when he returned home after being at [the] Youth Center.
“35. [The defendant] agreed to enter [a] religious school and his academic performance again improved greatly, although there were also reports of various behavioral problems.
“36. [The defendant’s] parents refused to allow him to five at home when he left [the religious school].
“37. [The defendant’s] father did not answer . . . letters [that the defendant had sent to him while the defendant was attending religious school] [134] in which [the defendant] apologized for Ms misbehavior and sought reconciliation.
“38. [The defendant] repeatedly told Karen Smith ‘I’m sorry, I’m sorry, I’m sorry . . . ’ immediately after shooting Officer Williams.
“39. [The defendant] admitted shooting . . . Williams immediately after Inspector Maia and Detective Keegan appealed to his conscience and told him to . . . [get it off Ms chest],
“40. That, because of considerations of fairness, the existence of the alleged aggravating factor mvolving the attempted sale of cocaine on December 18, 1992, if proven beyond a reasonable doubt, does not constitute a sufficient basis for [the defendant’s] execution in light of the fact that neither Anthony Crawford, Robert ‘Po’ Bryant, nor . . . Smith were ever prosecuted for attempting to sell, possess, or Mde the same drugs from the police.”
The defendant also alleged the following mitigating factor: “41. That, because of considerations of fairness, the existence of the alleged aggravating factor of creating a grave risk of death, if proven beyond a reasonable doubt, does not constitute a sufficient basis for [the defendant’s] execution m light of the fact that the person said to be at risk . . . Crawford, has stated that he was himself an accomplice to the alleged attempted sale of drugs wMch preceded the shooting.” Because the jury rejected the state’s claim regarding the existence of the aggravating factor to wMch this mitigatmg factor relates, this particular mitigating factor is not at issue in tins appeal.
See footnote 4 of this opirnon for the text of § 53a-46a (d).
The special verdict form provides in relevant part:
“SPECIAL VERDICT FORM
❖ * *
“MITIGATING FACTORS (Only to be considered if one or more aggravating factors have been proven beyond a reasonable doubt)
“Do you unanimously agree that there exists any mitigating factor concerning the character, background, or history of the defendant... or the nature and circumstances of the offense?
“ Yes, we the jury unanimously agree that there does exist a mitigating factor concerning the character, background, or history of the defendant ... or the nature and circumstances of the offense.
[138] :}; í¡í ijt
“ No . we the jury unanimously agree that no mitigating factor exists concerning the character, background, or history of the defendant ... or the nature and circumstances of the offense.”
The jurors were instructed to render a verdict by placing a checkmark on the appropriate line and to sign their names under the answer in the space provided.
It is important to note, however, that our statement in Breton II, supra, 235 Conn. 254-55, was not founded on constitutional principles but, rather, on sound policy considerations. Moreover, we did not release our decision in Breton II until after the trial in the present case had been concluded. Accordingly, the principle that we announced in Breton II regarding the necessity of giving a jury a written list of mitigating factors is not applicable to the present case.
The defendant claims that the court’s instruction was inadequate because its language was permissive rather than mandatory. Specifically, the defendant contends that the instruction allowed the jury to consider the cumulative effect of the mitigating evidence, whereas he was entitled to an instruction requiring the jury to do so. We disagree with the defendant’s interpretation of the court’s instruction. The instruction did not give the jury the option to consider the cumulative weight of the mitigating evidence, as the defendant contends. Rather, the court informed the jury that it was to treat the “cumulative impact” of the mitigating evidence as it would have treated any other claimed mitigating factor. In other words, the instruction did not advise the jury to decide whether to consider the cumulative effect of the mitigating evidence but, rather, directed the jury to determine whether it considered the cumulative effect of the evidence to be sufficiently mitigating so as to constitute a mitigating factor.
The defendant requested the court to instruct the jury in relevant part: “[These] mitigating factors refer to any other factor in the circumstances of the case or in the defendant’s character, history or background that a juror or jurors considers [sic] mitigating but which has not specifically [been] included on the written list prepared by the defense.
“Although you might be tempted to overlook these factors, you are instructed that you should not do so. These are very important factors. . . . In [your] position as the judges of the appropriate sentence, you must look at everything and consider everything. . . . [Y]ou as individuals or as a group, may perceive other factors of a mitigating nature that have not been expressly listed by the defendant’s counsel. You are obligated by our law to consider those factors and any other factors that occur to you even if they are not on this list.”
The defendant also requested the following jury instruction: “[Although you will be presented with certain factual questions for your resolution, the central task you are about to undertake is not exclusively one of fact-finding. Instead, what our law now asks you to undertake is nothing less than exercising your own individual judgment as to what the appropriate sentence is in this case. . . .
* ** *
“It is your responsibility to return special verdicts with regard to aggravating factors and mitigating factors. While our statute guides your decision by using the concepts of aggravating and mitigating factors, you must recognize that your decision is not one of simply making objective factual findings; rather, you are, in fact and in law, actually making the awesome decision of whether the defendant should be sentenced to life imprisonment with no possibility of release or to death .... Neither I as the judge, nor the legislature decide[s] the appropriate sentence for [the defendant]; you do.
“You, the jurors, ultimately must determine the punishment that is appropriate in this particular case. . . .
[145] * * *
“If you are not convinced that death is the appropriate sentence, you can find a non-statutoiy mitigating factor on that basis alone.”
In Golding, we held “that a defendant can prevail on a claim of constitutional error not preserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation clearly exists and clearly deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt.” (Emphasis in original.) State v. Golding, supra, 213 Conn. 239-40.
Practice Book § 60-5 provides in relevant part: “The court shall not be bound to consider a claim unless it was distinctly raised at the trial or arose subsequent to the trial. The court may in the interests of justice notice plain error not brought to the attention of the trial court. . . .” As we recently have reiterated, however, “[p]lain error review is reserved for truly extraordinary situations [in which] the existence of the error is so obvious that it affects the fairness and integrity of and public confidence in the judicial proceedings. . . . [Thus, a] defendant cannot prevail under [the plain error doctrine] . . . unless he demonstrates that the claimed error is both so clear and so harmful that a failure to reverse the judgment would result in manifest nvjustice.” (Citation omitted; internal quotation marks omitted.) State v. Whipper, 258 Conn. 229, 279-80, 780 A.2d 53 (2001).
See footnote 4 of this opinion for the text of § 53a-46a (d).
Thg defendant filed a motion in limine seeking to preclude the state’s use of the challenged evidence during the penalty phase hearing. The trial court denied the defendant’s motion.
We therefore need not address the issue of whether the challenged evidence was relevant to one or more of the state’s proposed aggravating factors.
See footnote 4 of this opinion for the text of § 53a-46a (h) (1).
The comments to which the defendant refers appeared in an article in the April 24,1995 edition of the Connecticut Law Tribune entitled “Weighing Death.” E. Song, “Weighing Death,” 21 Conn. L. Trib., April 24, 1995, pp. 1, 20-21.
General Statutes § 53a-46b (b) provides in relevant part: “The Supreme Court shall affirm the sentence of death unless it determines that: (1) The sentence was the product of passion, prejudice or any other arbitrary factor . . . .”
Although subsection (b) of § 53a-46b was amended in 1995; see Public Acts 1995, Nos. 95-16, § 3, and 95-19, § 3, those amendments did not modify the text of subdivision (1) of that subsection. Thus, we refer to the current revision of § 53a-46b (b) (1) for ease of reference.
In fact, the state maintains that a review of the Connecticut Law Tribune article containing the purported comments; see footnote 133 of this opinion; clearly indicates, contrary to the defendant’s claim, that the jurors properly applied the law as instructed. We agree with the state that the comments attributed to the jurors do not, on their face, support the defendant’s contention of juror impropriety. Nevertheless, the defendant is free to bring his claim in the appropriate forum.
The defendant suggests that this hearing would be akin to a hearing in probable cause. See generally General Statutes § 54-46a.
We note that, prior to the penalty phase hearing, the defendant moved for the imposition of a sentence of life without the possibility of release on the ground that there was insufficient evidence to establish any of the three aggravating factors alleged by the state. In connection with that motion, the defendant urged the panel to afford the defendant a hearing, in the exercise of its “inherent jurisdiction and authority,” so that he could prove his claim of evidentiary insufficiency. The panel denied his motion without a hearing. The defendant does not challenge in this appeal the denial of his request for a hearing but, rather, contends that this court should require such hearings in future capital prosecutions in light of what he characterizes as “the tendency of this issue to escape appellate review.”
We note that we recently have rejected the contention that death-qualified jurors generally are more likely to convict than nondeath qualified jurors. State v. Griffin, supra, 251 Conn. 703-707.
The defendant, however, fails to account for the time that necessarily would be expended in conducting such hearings, which, undoubtedly, would be requested in most, if not all, death penalty cases.
Of course, a capital defendant already is statutorily entitled to a probable cause hearing with respect to the sufficiency of evidence supporting the state’s decision to charge the defendant with a capital felony. See generally General Statutes § 54-46a.
On occasions when the defendant did object to the alleged misconduct of the state’s attorney, we note that objection in our discussion of the defendant’s claim.
See footnote 127 of this opinion. The defendant’s prosecutorial misconduct claim is reviewable under Golding because the record is adequate for our review and the defendant alleges a violation of constitutional magnitude.
See footnote 128 of this opinion for the relevant text of Practice Book § 60-5, which sets forth the plain error doctrine. We reiterate that plain error review “is reserved for truly extraordinary situations [in which] the existence of the error is so obvious that it affects the fairness and integrity of and public confidence in the judicial proceedings. . . . [Thus, a] defendant cannot prevail under [the plain error doctrine] . . . unless he demonstrates that the claimed error is both so clear and so harmful that a failure to reverse the judgment would result in manifest injustice.” (Citation omitted; internal quotation marks omitted.) State v. Whipper, 258 Conn. 229, 279-80, 780 A.2d 53 (2001).
We may review a claim of prosecutorial misconduct under our inherent supervisory authority over the administration of justice even though the alleged impropriety does not rise to the level of a constitutional violation. [161] See, e.g., State v. Payne, 260 Conn. 446, 450-52, 797 A.2d 1088 (2002). “Appellate courts possess an inherent supervisory authority over the administration of justice. . . . The standards that [are] set under this supervisory authority are not satisfied by observance of those minimal historic safeguards for securing trial by reason which are summarized as due process of law .... Rather, the standards are flexible and are to be determined in the interests of justice. . . . [0]ur supervisory authority is not a form of free-floating justice, untethered to legal principle. . . . Rather, the integrity of the judicial system serves as a uniiying principle behind the seemingly disparate use of our supervisory powers. . . . Although [w]e previously have exercised our supervisory powers to direct trial courts to adopt judicial procedures . . . we also have exercised our authority to address the result in individual cases, notably those involving instances of prosecutorial misconduct because we recognize that such conduct, although not rising to the level of constitutional magnitude, is unduly offensive to the maintenance of a sound judicial process.” (Citations omitted; internal quotation marks omitted.) State v. Anderson, 255 Conn. 425, 438-39, 773 A.2d 287 (2001).
We note that the defendant also asserts that he is entitled to review of his claim under the so-called “special capital reviewability rule.” We previously have refused to adopt such a rule, however, concluding that our authority under State v. Golding, supra, 213 Conn. 239-40, the plain error doctrine and our inherent supervisory authority over the administration of justice, is “capacious enough to rectify any constitutional or nonconstitutional trial court errors that affect the outcome of a criminal case, capital or otherwise, and that, under those doctrines, require the reversal of the judgment.” Cobb II, supra, 251 Conn. 343-44 n.34. The defendant has failed to articulate any reason why we should adopt a rule of “special capital reviewability” in file present case and, consequently, we decline to do so.
It is undisput ed that a number of venirepersons from those panels ultimately were chosen to serve as jurors.
The defendant objected to the question on relevancy grounds. The trial court overruled the objection, and McLaughlan testified that he did not recall the name of Williams’ wife. McLaughlan was able to do so, however, after reviewing a document that had been prepared by the ambulance attendants and that already had been introduced as an exhibit by the defendant.
The defendant was bom in the United States, but was sent to Jamaica, along with his sister, to live with an elderly couple who the defendant believed to be his grandparents. The defendant learned many years later that they were not his grandparents, but we refer to them as the defendant’s grandparents for ease of reference. The defendant, who resided with his grandparents in Jamaica until he was approximately nine years old, was particularly close to his grandfather, who died when the defendant was approximately seven years old.
The defendant’s sister acknowledged, in response to the questions of the state’s attorney, that it is traumatic to lose a parent at a young age and that it is difficult being a single parent.
Collins responded that he was not aware of the circumstances surrounding Williams’ death.
The trial court overruled several objections made by the defendant in connection with this line of questioning. Collins thereafter suggested that, although there were parallels between the losses suffered by the two families, [169] the death of the defendant’s grandfather was accidental whereas Williams’ death was not.
Collins testified that the defendant denied having killed Williams.
por example, the state’s attorney argued: “Here’s a man, [Williams] a thirty-four year old man, a police officer who knows he’s just been shot in the head, lying there defenseless, by himself, and what does he hear while he’s lying there dying? More gunshots being fired at him. If that is not psychological pain, what is? And I don’t care if . . . Williams was conscious for five minutes, for ten minutes or for three minutes. He knew he was being shot at. He knew he was helpless. He knew he was going to die one week before Christmas. . . .” (Emphasis added.) The state’s attorney’s two other references to Christmas were of similar tone and import.
See footnote 4 of this opinion for the text of § 53a-46a (h) (4); see also part III B 1 of this opinion (discussing construction of the phrase “in an especially heinous, cruel or depraved manner” found in § 53a-46a [h] [4]).
The defendant challenges the propriety of this argument only insofar as it refers to Williams’ wife and family. The defendant does not claim that the remarks of the state’s attorney about the differences between real life and the movies otherwise was improper.
The defendant also claims that the introduction of the autopsy photographs into evidence was so prejudicial as to require a new penalty phase hearing. We address and reject this claim in part III B 2 of this opinion.
See footnote 4 of this opinion for the text of § 53a-46a (d).
In accordance with General Statutes (Rev. to 1991) § 53a-46a (f) and (g), a defendant must be sentenced to life imprisonment without the possibility of release as opposed to death if the fact finder finds 1he existence of a mitigating factor.
We also agree with the state that the fact that Williams had a wife and children was relevant to the nature and extent of his mental pain and suffering for the purpose of establishing the existence of the aggravating factor enumerated in § 53a-46a (h) (4).
In Booth v. Maryland, 482 U.S. 496, 107 S. Ct. 2529, 96 L. Ed. 2d 440 (1987), and South Carolina v. Gathers, 490 U.S. 805, 109 S. Ct. 2207, 104 L. Ed. 2d 876 (1989), the court previously had concluded that the eighth amendment bars victim impact evidence in capital cases. Payne overruled Booth and Gathers. Payne v. Tennessee, supra, 501 U.S. 830.
We note that the defendant did not address this argument by the state either in his initial brief to this court or in his reply brief.
We note, moreover, that prior to the closing arguments of counsel, the trial court instructed the jury that counsel’s “comments and their arguments do not constitute evidence in the case. ” At the conclusion of those arguments, the court again reminded the jury that “[t]he arguments and statements by the lawyers do not constitute evidence in the case.” The court further instructed the jury: “You are the sole judges of the facts. It’s your duty to find the facts. You are to recollect and weigh the evidence and form your own conclusions as to what those ultimate facts are. You may not go outside the evidence to find the facts. This means you may not resort to guesswork, conjecture, or suspicion and you must not be influenced by any personal likes, dislikes, opinions or prejudices.”
In addition, we note that, “[b]ecause the jury is empowered to exercise its discretion in determining punishment, it is wrong for the prosecutor to undermine that discretion by implying that he, or another high authority, has already made the careful decision required. This kind of abuse unfairly plays upon the jury’s susceptibility to credit the prosecutor’s viewpoint.” Brooks v. Kemp, 762 F.2d 1383, 1410 (11th Cir. 1985).
When interviewed by the police after the shooting, the defendant initially told them that his name was David Robinson.
The defendant relies primarily on State v. Rose, 112 N.J. 454, 548 A.2d 1058 (1988), to support his claim of impropriety. In Rose, the prosecutor had argued to the jury: “ [ W]hat you do here today is going to send a message. Everybody that lives in this [cjounty, everybody that lives in this [s]tate and you’re going to send a message and you’re going to say that the law is in place; we live by these laws; fortunately, some people die by these laws.” (Internal quotation marks omitted.) Id., 520. The prosecutor thereafter stated that the jury “must send a message out to everybody outside in this community, in this county, if you’re going to do what he did, remember, think about it ... . Let them know out there what happens if you’re going to do it. Let them know that the penalty has to be paid for the ultimate crime. Maybe they’ll think twice. Maybe they’ll think twice before they even go buy the damn gun and practice with it and threaten others with it.” (Internal quotation marks omitted.) Id. The court in Rose concluded that such statements improperly “focused the jury’s attention on matters extraneous to the aggravating and mitigating factors .... [Furthermore] [t]he emotional force of the prosecutor’s arguments posed a significant risk that the jury would be [186] diverted from its duty to determine [the] defendant’s punishment based on the evidence . . . Id., 521; cf. State v. Ramseur, 106 N.J. 123, 321, 524 A.2d 188 (1987) (improper for prosecutor to argue that death penalty was appropriate to protect society from “cruel, horrible, inhumane acts of murder”).
Although we acknowledge that the argument of the state’s attorney on this point was not a model of clarity, we are not persuaded that the jury was likely to have understood it as the defendant contends. See Donnelly v. DeChristoforo, supra, 416 U.S. 646-47 (“[C]losing arguments of counsel ... are seldom carefully constructed in toto before the event; improvisation frequently results in syntax left imperfect and meaning less than crystal clear. While these general observations in no way justify prosecutorial misconduct, they do suggest that a court should not lightly infer that a prosecutor intends an ambiguous remark to have its most damaging meaning or that a jury, sitting through [a] lengthy exhortation, will draw that meaning from the plethora of less damaging interpretations.”).
See footnote 4 of this opinion for the text of § 53a-46a (g) (2).
Consistent with our rules of practice; see Practice Book, 1978-1997, § 879, now Practice Book § 42-37; the trial court placed reasonable limits on the time that the state’s attorney and defense counsel were permitted to argue to the jury.
The investigating officers arrived at Smith’s apartment at approximately 7:30 a.m. on December 18.
Collins also testified, however, that the defendant’s comment to Smith after the shooting that he was sorry for what he had done seemed to constitute remorse for his conduct. Collins also noted that the defendant’s admission to the police suggested that the defendant was attempting to take responsibility for his actions.
By the time of trial, Keegan had left the Waterbury police department and was serving as an inspector for the office of the state’s attorney in the judicial district of Waterbury.
We presume that the use of the word “they” refers to the defendant and defense counsel.
See footnote 4 of this opinion for the text of § 53a-46a (c).
Henry, a psychologist, had testified for the defense that the defendant’s father, Cleveland Reynolds, was a very strict disciplinarian who regularly assaulted the defendant physically. Henry testified that, although Cleveland Reynolds’ purpose in meting out such severe punishment was to motivate the defendant rather than to harm him, it did not have its intended effect but, rather, seriously scarred the defendant emotionally.
Subsequent to the trial in the present case, this court, in State v. Malave, supra, 250 Conn. 738, abandoned the Secondino rule in criminal cases.
Furthermore, the evidence clearly established that the relationship between the defendant and his father was not a good one. Under the circumstances, therefore, it is highly likely that the jury would not have expected the defendant to call his father as a witness, notwithstanding any possible suggestion to the contrary. Consequently, there is no reasonable likelihood that the comments of the state’s attorney prejudiced the defendant.
We note that defense counsel also expressed Ms personal opinions in the first person during Ms closing argument. For example, during Ms first argument to the jury, defense counsel stated: “So when I put things on like the fact that the defendant was [a] middle child in New York, I think that is mi important, fact and I’ll talk more about the defendant’s life when I come back on my second half and I’ll explain why I think that’s an import,ant fact.” (Emphasis added.) In addition, during his final argument to the jury, defense counsel stated: “The person who does that stuff for the fun of it is the one that deserves to be executed and there is simply no evidence whatsoever that that was the intent in firing back at the officer. And I da'll’t think it was.” (Emphasis added.)
We note that the trial court also had informed the jury immediately prior to closing arguments that closing arguments are not evidence.
Crawford stated that he left the halfway house and traveled to North Carolina to be with his family and to avoid having to testify against the defendant.
Although Crawford stated that he was not aware of any agreement with the state in connection with the nolle of the escape charges, Crawford could not explain why those charges had been nolled.
Crawford testified that he was acquitted of the hindering prosecution charge.
We also note that the state’s attorney commenced his closing argument by advising the jury that its recollection of the facts, and not counsels’ comments on the evidence, is controlling. See part IV B 1 of this opinion. Although this kind of prefatory statement cannot legitimize otherwise improper argument, it has some bearing on the extent to which the improper remarles are deemed to be harmful. State v. Singh, supra, 259 Conn. 715.
Although we necessarily have analyzed each of the defendant’s claims of prosecutorial misconduct separately, we are mindful that we must determine whether the “totality of the improprieties leads to the conclusion that the defendant was deprived of a fair trial.” State v. Singh, supra, 259 Conn. 728 (Borden, J., concurring and dissenting). We are not persuaded that the improprieties in the present case, considered in combination, rendered the defendant’s penalty phase hearing fundamentally unfair.
We reject the defendant’s claim of plain error for essentially the same reasons that we reject his due process claim.
The dissent does not conclude that the improprieties deprived the defendant of a fair trial. Rather, the dissent contends that we should reverse the defendant’s conviction in the exercise of our supervisory authority over the administration of justice. In support of this contention, the dissent asserts that the state’s attorney who committed the prosecutorial improprieties in the present case “is not new to findings of prosecutorial misconduct. . . .” Contrary to the suggestion of the dissent, however, that state’s attorney heretofore has not been found to have engaged in any prosecutorial impropriety that warranted reversal of a conviction either as a matter of due process or under the exercise of this court’s supervisory power. Indeed, the defendant does not suggest that the conduct of the state’s attorney in other cases constitutes a basis to vacate the death sentence in the present case. Furthermore, we are aware of only one case prosecuted by the office of the state’s attorney during this state’s attorney’s tenure of approximately seventeen years in that position that was reversed on the ground of prosecutorial misconduct; State v. Mills, 57 Conn. App. 202, 748 A.2d 818, cert. denied, 253 Conn. 914, 754 A.2d 163 (2000); and the assistant state’s attorney who engaged in that misconduct is no longer employed as a state’s attorney. Therefore, we disagree with the dissent’s statement that “nothing short of [217] reversal will deter [prosecutorial] misconduct [by the state’s attorney or his office] in the future.”
defendant sought to transfer the case to a judicial district other than the judicial district of Waterbury for the guilt phase of the case and, if found guilty of the capital murder charge, for the penalty phase hearing as well. Although the trial court denied the defendant’s motion for a change of venue prior to the guilt phase, the defendant again filed a motion for a change of venue for the penalty phase hearing after the panel had found him guilty of capital murder. Unless otherwise indicated, references to the defendant’s motion for a change of venue are to the motion that the defendant filed prior to the guilt phase of the case.
The court also noted that the defendant had not claimed that the television coverage of the case was either so prejudicial or extensive as to constitute a major factor in the court’s decision whether to grant the defendant’s motion for a change of venue.
The court stated: “The key concern for . . . consideration in this case is whether or not there is a sufficient pool of Waterbury area residents who are able to set aside whatever awareness or feelings about the case, or emotions regarding the family they may have . . . accord this defendant the presumption of innocence, and judge this case only on the evidence they hear or see in the courtroom. . . .
“The . . . survey does not lend itself to thought provoking analysis and response. It is as superficial a method of dealing with complicated issues [220] as can be imagined, and the necessarily vague categories of responses provide little helpful information relative to the more difficult issue.”
The defendant claims that the trial court improperly “concentrated on the issue of whether the defendant could receive a fair trial on the issue of guilt." (Emphasis in original.) We reject this contention because the defendant has failed to identify anything in the record or in the court’s memorandum of decision, and we are not aware of anything, to substantiate his claim.
The state did not object to the defendant’s request.
In addressing the defendant concerning his decision to entertain the idea of electing a trial by a three judge panel, the court stated in relevant part: “[I]nasmuch as it has been indicated that the reason lor this contemplat[ed] [change of election] is the court’s decision with respect to the change of venue issue, the court did, in fact, deny the change of venue, but. . . denied [it] without prejudice. This court has every intention of seeing to it . . . that you receive, number one, a fair panel, that is, a fair panel of jurors and a fair trial. And that’s going to be whether it’s here in Waterbury or whether it’s somewhere else. The court, after reviewing all the evidence including the surveys and everything else, indicated that it believes . . . that you can receive a fair trial in Waterbury. But I’m waiting—I’m willing to wait and see. Certainly, it’s been established that there’s a high degree of awareness [of the case among people residing in the judicial district of Waterbury]. And there’s a high degree of concern about the death penalty and these are issues that can all be taken up during the course of the voir dire procedure.”
After explaining the voir dire process and the opportunity (hat defense counsel would have to question prospective jurors during that process, the court continued: “The motion for change of venue was denied without prejudice. That means it’s still an open question. This voir dire proceeding means a lot to the court in terms of whether or not this case will proceed in Waterbury. I’m going to watch very carefully. Number one, if we can’t have a fair panel [in] Waterbury, this case will be moved. If the process will be so prolonged that it becomes ridiculous to continue seeking jurors to sit on this case [in] Waterbury, the case will be moved ... to another area. So, I want it clear before you make any decision simply based on the denial of the motion for change of venue what the court’s ruling is.”
In support of his claim that the trial court improperly denied his motion for a change of venue, the defendant refers to the decision of the three judge panel to grant his motion for a change of venue in connection with [225] the penalty phase hearing. Specifically, the defendant asserts that, because he sought and received a change of venue for the penalty phase hearing, he also was entitled to a change of venue for the guilt phase proceeding. This argument lacks merit for several reasons. First, the granting or denial of a motion for a change of venue involves the sound exercise of discretion. Consequently, in many cases, the decision of a court will not be subject to reversal even though another court might have decided the motion differently, as long as the court deciding the motion rationally could have decided as it did. More importantly, however, the panel rendered its decision to grant the defendant’s motion for a change of venue in connection with the penalty phase hearing nearly six months after the court rendered its decision on the defendant’s initial motion for a change of venue. In the interim, the defendant had been found guilty of the capital felony with which he had been charged and, as the panel explained in its memorandum of decision, “there ha[d] been a substantial change in circumstances since the end of May [when the defendant’s first motion for a change of venue was denied]. Jurors now will know that three judges [found] the defendant [guilty] of capital felony and murder. In May of [1994], when the [defendant’s motion for a] change of venue was denied, news coverage of the case had abated significantly since the date of the shooting. Since May, the trial of the guilt phase, which has just ended, has been the subject of extensive coverage in the media. The case frequently made the headlines in Waterbury’s major local newspaper.
“Media accounts relative to the police version, arrests, background of the suspects and courtroom proceedings before and during the trial of the guilt phase were straightforward, factual and not inflammatory or sensationalized. . . . Unfortunately, the gist of the media publicity subsequent to the [panel’s finding of] guilty . . . has been inflammatory, fomenting a virtual cry to battle to see that [the defendant] receives the death sentence. News accounts offered little perspective into the legal and factual issues which must be considered before the imposition of the death penalty.” The panel also referred to the upcoming second anniversary of . . . Williams’ death as a likely source of prejudicial publicity, as well as the continued activities of the Williams Petition Campaign for Justice, which had held fundraisers, circulated petitions and encouraged people to wear ribbons and T-shirts to urge support for the strengthening of Connecticut’s death penalty statutes. Finally, jury selection for the penalty phase hearing was scheduled to commence soon after the completion of the guilt phase and its attendant publicity; indeed, jury selection for the penalty phase hearing commenced less than three months after the conclusion of the guilt phase. Thus, in view of the publicity generated from the panel’s finding of guilty, the panel was required to consider the defendant’s second motion for a change of venue in a factual context entirely different from the factual context in which the [226] defendant’s first motion for a change of venue was decided. We therefore reject the defendant’s contention that the decision of the panel granting his subsequent change of venue motion lends support to his contention that the denial of his first motion constituted an abuse of discretion.
Article first, § 1, of the constitution of Connecticut provides: “All men when they form a social compact, are equal in rights; and no man or set of men are entitled to exclusive public emoluments or privileges from the community.”
Article first, §8, of the constitution of Connecticut provides: “In all criminal prosecutions, the accused shall have a right to be heard by himself and by counsel; to be informed of the nature and cause of the accusation; to be confronted by the witnesses against him; to have compulsory process to obtain witnesses in his behalf; to be released on bail upon sufficient security, except in capital offenses, where the proof is evident or the presumption great; and in all prosecutions by indictment or information, to a speedy, public trial by an impartial jury. No person shall be compelled to give evidence against himself, nor be deprived of life, liberty or property without due process of law, nor shall excessive bail be required nor excessive fines imposed. No person shall be held to answer for any crime, punishable by death or life imprisonment, unless on a presentment or an indictment of a grand jury, except in the armed forces, or in the militia when in actual service in time of war or public danger.”
See footnote 35 of this opinion for the text of article first, § 9, of the constitution of Connecticut.
Article first, §20, of the constitution of Connecticut provides: “No person shall be denied the equal protection of the law nor be subjected to segregation or discrimination in the exercise or enjoyment of his civil or political rights because of religion, race, color, ancestry or national origin.”
We previously have concluded that the infliction of cruel and unusual punishment is prohibited by the due process clauses of article first, §§ 8 and 9, of the state constitution. State v. Ross, supra, 230 Conn. 246.
General Statutes (Rev. to 1991) § 53a-46b, as amended by Public Acts 1992, No. 92-260, § 23, provides: “(a) Any sentence of death imposed in accordance with the provisions of section 53a-46a shall be reviewed by the supreme court pursuant to its rules. In addition to its authority to correct errors at trial, the supreme court shall either affirm the sentence of death or vacate said sentence and remand for imposition of a sentence in accordance with subdivision (1) of section 53a-35a.
“(b) The supreme court shall affirm the sentence of death unless it determines that: (1) The sentence was the product of passion, prejudice or any other arbitrary factor; (2) the evidence fails to support the finding of an aggravating factor specified in subsection (h) of section 53a-46a; or (3) the sentence is excessive or disproportionate to the penalty imposed in similar [228] cases, considering both the circumstances of the crime and the character and record of the defendant.
“(c) The sentence review shall be in addition to direct appeal and, if an appeal is taken, the review and appeal shall be consolidated for consideration. The court shall then render its decision on the legal errors claimed and the validity of the sentence.”
These data are the same data that Sedrick Cobb relied on in support of his claim that his death sentence should have been vacated on the ground that the death penalty is imposed in a racially arbitrary and discriminatory manner in Connecticut. Cobb I, supra, 234 Conn. 738-39 n.4. For purposes of the present case, Cobb’s claim and the defendant’s claim are similar in all material respects. Indeed, the defendant expressly represented in his motion for a hearing to present evidence in support of his motion for the imposition of a life sentence that the hearing “could be held in conjunction with” any hearing ultimately conducted in connection with Cobb’s claim. As we stated in Cobb I in explaining the data: “According to [Cobb], his preliminary data show that: (1) since 1973, prosecutors have charged a capital felony pursuant to General Statutes § 53a-54b in seventy-four cases, of which only eleven, or 15 percent, have involved the minder of a victim who was black, even though 40 percent of all murder victims in the state during that same time period were black; (2) since 1973, although there have been eighteen capital prosecutions for murder committed during the course of kidnapping, none was prosecuted where the victim was black; (3) during the same period, there have been twelve capital prosecutions for murder committed in the course of a sexual assault, and only one involved the murder of a black victim; (4) since 1973, twenty-eight cases have resulted in a conviction of capital felony, by verdict or plea, and eighteen of those twenty-eight have proceeded to a hearing on the imposition of the death penalty. Of the twenty-eight capital felony convictions, only four, or 14 percent, have involved the murder of a victim who was black, and of the [229] eighteen that have gone to a penalty phase hearing, only one, or 5.5 percent, has involved the murder of a black victim; (5) of the sixty-six capital convictions in which the guilt phase has been concluded, twenty-one involved black defendants and forty-five involved nonblack defendants. Of the black defendants, thirteen of twenty-one, or 62 percent, wore convicted of capital felonies and fifteen of forty-five, or 33 percent, non[black] defendants were so convicted. [Cobb] seeks the opportunity to demonstrate the number of kidnap murders of black victims and the number of sexual assault murders of black victims that were not prosecuted as capital felonies and to demonstrate the disproportionate treatment of those crimes as compared to the treatment of comparable crimes involving white victims.” Id.
Defense counsel informed the trial court, that preparation for the hearing “most likely [would take] four to six months . . . .”
Cobb presented his claim directly to this court under § 53a-46b (b) (3) and, therefore, had not created an adequate factual record in the trial court. Cobb I, supra, 234 Conn. 741. Consequently, we determined that Cobb would have been ineligible to proceed with his claim under § 53a-46b (b) (1). See id., 762. We nevertheless sanctioned Cobb’s use of a postappeal habeas corpus petition as a means of pressing his claim. Id., 762-63. We thereafter reaffirmed Cobb’s conviction in Cobb II, supra, 251 Conn. 521.
We underscore the fact that the trial court in the present case did not have the benefit of our decision in Cobb I when it denied the defendant’s request for an evidentiary hearing in connection with his claim.
Although we concluded in Cobb I that claims that call into question the manner in which the state’s death penalty statute is implemented are to be developed in the trial court and subject to an evidentiary hearing; see Cobb I, supra, 234 Conn. 762; we did not suggest or otherwise intimate that a court would be bound to postpone sentencing indefinitely, or for an unreasonably long period of time, in order to allow a capital defendant to obtain and analyze the necessary data prior to the imposition of sentence.
Although the defendant properly sought an evidentiary hearing on Ms claim in the trial court, we also have concluded that the postponement he sought simply was not reasonaMe. Under ordinary circumstances, such a procedural default might serve to bar Mm from raising Ms claim m a habeas proceeding. Cf. Cobb I, supra, 234 Conn. 763. In any event, tMs is not such a case. The uncertain state of the law when the defendant sought an evidentiary hearing, the difficult and time-consuming nature of the task of obtaining and evaluating the necessary data, and “the nature of the defendant’s claim of systemic racial bias, [as well as] the seriousness and finality of the death penalty, [all] counsel against raising any undue procedural barriers to review of such a claim.” Id.
See footnote 201 of this opimon.
Indeed, as we previously have indicated; see footnote 199 of this opinion; the defendant suggested, in his motion for a hearing to present evidence in support of his claim, that the hearing could be held in conjunction with any hearing ultimately conducted in regard to Cobb’s claim.
We do not intimate, however, whether any particular defendant or the state would be barred from litigating a claim of this nature in the consolidated habeas proceeding that we contemplate when that defendant desires to present a different variation of the claim or when the state has a different variation of its response to the defendant’s claim. Those will be discretionary matters of case management for both former Chief Justice Callahan and the habeas judge to resolve.
As we concluded previously in this opinion; see part III B 1 of this opinion; the evidence adduced at the penalty phase hearing was insufficient to support the jury’s finding regarding the existence of the aggravating factor enumerated in § 53a-46a (It) (4). To this extent, therefore, the defendant is entitled to prevail on his claim under § 53a-46b (b) (2).
This claim presupposes that the jurors unanimously have found that the state has proven the existence of at least one aggravating factor beyond a reasonable doubt.
At the time of the defendant’s trial, and in April, 1995, when the trial court rendered judgment sentencing the defendant to death, electrocution was the statutorily prescribed method of execution in this state. See General Statutes (Rev. to 1995) § 54-100 (“[t]he method of inflicting the punishment of death shall be by electrocution”); accord General Statutes (Rev. to 1993) § 54-100. After the defendant had been sentenced, however, legislation requiring that all executions that are carried out on or after October 1,1995, be accomplished by lethal injection, became effective. Public Acts 1995, No. [237]*23795-16, §§ 1, 5. Consequently, the defendant did not have an opportunity to challenge this method of execution during the trial court proceedings. In the brief that he Hied with this court in 1998, the defendant specifically claimed that he should be afforded an “opportunity to challenge the [constitutionality] of lethal injection as a method of execution.” In January, 2000, we concluded, in Webb II, supra, 252 Conn. 146,147, that lethal injection, as a method of execution, offends neither the eighth amendment’s prohibition against cruel and unusual punishment nor the prohibition against cruel and unusual punishment inherent in the due process clauses of article first, §§ 8 and 9, of the Connecticut constitution. In the defendant’s reply brief, which the defendant had filed with this court in 2001, he acknowledged our holding in Webb II, but provided us with no explanation as to why we should reconsider our holding in Webb II or why he should be afforded an opportunity to challenge in the trial court the constitutionality of lethal injection as a method of execution. Consequently, we treat his claim as a request for reconsideration of our determination in Webb II that lethal injection, as a method of execution, does not offend the eighth amendment to the United States constitution or article first, § § 8 and 9, of the Connecticut constitution. Id. As we have indicated, however, the defendant has offered no reason why we should depart from that determination, and, therefore, we decline to do so.
Section 53a-46b (b) provides two other grounds, in addition to disproportionality, for vacating a sentence of death. See General Statutes (Rev. [238] to 1991) § 53a-46b (b) (1) and (2) (“[t]he supreme court shall affirm the sentence of death unless it determines that: (1) The sentence was the product of passion, prejudice or any other arbitrary factor; [or] (2) the evidence fails to support the finding of an aggravating factor specified in . . . section 53a-46a”).
hi 1995, the legislature eliminated proportionality review by repealing § 53a-46b (b) (3). Public Acts 1995, No. 95-16, § 3 (P.A, 95-16). Prior to the filing of the briefs in the present case, the state moved to dismiss proportionality review, claiming that the repeal of § 53a-46b (b) (3) deprived this court of jurisdiction to undertake proportionality review in the present case even though the defendant had committed the capital felony in 1992, well before the passage of P.A. 95-16, § 3. We denied the state’s motion, adhering to our previous determination in Cobb II, supra, 251 Conn. 502, and Webb I, supra, 238 Conn. 491 n.71, that proportionality review remains available in all capital felony cases pending on April 12, 1995, the date on which P.A. 95-16, § 3, became effective. P.A. 95-16, § 5.
In Webb I, supra, 238 Conn. 389, we explained that comparative proportionality review can be performed in one of two ways: the frequency method, pursuant to which a reviewing court “uses a complicated method of statistical analysis that purports to quantify, with something like mathematical precision, the various factors leading to the imposition, or nonimposition, of the death penalty, and the frequency with which the death penalty is imposed in certain circumstances”; id., 511; and the precedent seeking approach, pursuant to which a reviewing court “compares the case before it to other cases in which defendants were convicted of the same or similar crimes, by examining the facts of the crimes, the defendants, and the aggravating and mitigating factors involved.” Id., 511-12. We concluded in Webb I that “our statute contemplates the precedent seeking method of comparative proportionality review.” Id., 513; see also Cobb I, supra, 234 Conn. 741 (proportionality review does not contemplate detailed statistical analysis of pool of comparable cases). Thereafter, in Cobb II, supra, 251 Conn. 506, we reaffirmed our adherence to the precedent seeking approach to comparative proportionality review. The defendant urges us to reconsider, once again, our use of the precedent seeking mode of analysis. We decline to do so because we are satisfied that that method is the correct one.
We note that neither the state nor the defendant has the burden of persuasion on the ultimate issue of disproportionality under § 53a-46b (b) (3). See Webb I, supra, 238 Conn. 508.
Practice Book § 67-6 provides: “(a) When a sentence of death has been imposed upon a defendant, following a conviction of a capital felony in violation of General Statutes § 53a-54b and the hearing upon imposition of the death penalty pursuant to General Statutes § 53a-46a, the briefs of the parties shall include a discussion of the issues set forth in General Statutes § 53a-46b (b), to wit, whether (1) the sentence was the product of passion, prejudice or any other arbitrary factor; (2) the evidence fails to support the finding of an aggravating circumstance specified in subsection (h) of § 53a-46a; and (3) the sentence is excessive or disproportionate to the penally imposed in similar cases, considering both the circumstances of the crime and the character and record of the defendant.
“(b) For the purpose of reviewing the issue of disproportionality pursuant to General Statutes § 53a-46b (b), the briefs of the parties shall contain appendices setting forth the circumstances of the crimes that are claimed to be similar to that of which the defendant has been convicted and the characters and records of the defendants involved therein so far as these are ascertainable from the transcripts of those trials and hearings on the imposition of the death penalty or may be judicially noticed. Only those capital felony cases that have been prosecuted in this state after October 1, 1973, and in which hearings on the imposition of the death penally have taken place, whether or not the death penally has been imposed, shall be deemed eligible for consideration as ‘similar cases,’ unless the court, on application of a party claiming that the resulting pool of eligible cases is inadequate for disproportionality review, shall modify this limitation in a particular case. Any such application shall identify the additional case or cases claimed to be similar and set forth, in addition to the circumstances of the crime and the character and record of the defendant involved, the provisions of the applicable statutes pertaining to the imposition of the death penalty with citations of pertinent decisions interpreting such provisions.
“Any such application shall be filed within thirty days after the delivery date of the transcript ordered by the appellant, or, if no transcript is required or the transcript has been received by the appellant prior to the filing of the appeal, such application shall be filed within thirty days after filing the appeal.”
The text of Practice Book § 67-6, with the exception of some technical alterations, was adopted in 1990, and appeared in Practice Book, 1978-97, § 4Ó66A. Section 4066A effectively was transferred to Practice Book, 1978-97, § 4064E, in 1996. In 1998, § 4064E was transferred to Practice Book § 67-6.
The defendant moved to expand the universe of cases to include “all cases prosecuted in Conned icut after October 1, 1973 in which a capital felony could have been charged . . . and which resulted in a homicide conviction, following a plea or trial.” We consistently have rejected similar requests in the past; see Webb I, supra, 238 Conn. 513; Cobb I, supra, 234 Conn. 735; State v. Ross, 225 Conn. 559, 561, 624 A.2d 886 (1993); and we denied the defendant’s motion as well. The defendant now seeks to have us reconsider our denial of his motion. Alternatively, the defendant maintains that, at a minimum, we should expand the universe to include “those cases that were charged as capital crimes, but for whatever reason did not proceed to a penalty [phase] hearing.” As we previously have explained; see, e.g., Webb I, supra, 238 Conn. 514-18; the expansion of the universe of cases [242] sought by the defendant is fundamentally incompatible with proportionality review as it is contemplated under § 53a-46b (b) (3). We therefore decline the defendant’s invitation to expand the universe of cases in the manner that he requests.
We previously have included State v. Johnson, supra, 253 Conn. 1, a case that, like the present case, involved the murder of a law enforcement officer acting within the scope of his duties, in the universe of eligible cases. See Webb I, supra, 238 Conn. 539. Subsequent to the issuance of our opinion in Webb I, however, this court vacated the death sentence that had been imposed in Johnson on the ground that the evidence was insufficient to support the jury’s finding of the existence of the aggravating factor that served as the basis for the imposition of the death penalty. State v. Johnson, supra, 56, 78, 81. Johnson, therefore, must be excluded from the universe of cases because “[t]he conclusion is inescapable . . . that a reversal that is based on insufficiency of the evidence to support the finding of an aggravant, which finding is the sine qua non of the imposition of the death penalty, will mandate the exclusion of the case from the universe of cases. In other [243] words, if it is authoritatively determined that the sentencing authority could not, as a matter of law, have imposed the death penalty based on the evidence before it, such a case cannot be deemed to be similar to the case under proportionality review.” (Internal quotation marks omitted.) Webb I, supra, 238 Conn. 520 n.83.
We denied the defendant’s motion insofar as he sought to include State v. Castonguay, 218 Conn. 486, 590 A.2d 901 (1991), in the universe of cases eligible for consideration.
The state suggests that the primary characteristic of the defendant’s criminal conduct is the use of a gun in the commission of a capital felony and, consequently, that the ultimate pool of cases applicable to our proportionality review includes those cases in which the underlying murder was committed with a firearm. We do not believe that this group of cases is sufficiently well defined to allow for meaningful proportionality review. In other words, those capital cases in which a firearm had been used to commit the murder would not give rise to a pool of cases substantially similar to the present case.
The defendant, however, does not seek to define the pool by reference to any one particular set or combination of criminal characteristics. Rather, [245] he proposes a number of possible alternatives, each of which demonstrates, according to the defendant, that this case is an “ ‘outlier.’ ” Cobb II, supra, 251 Conn. 510. We are persuaded, however, that the pool we have identified is the appropriate one.
We exclude Cobb II, King, Webb I, Lapointe, Ross, Daniels and Usry from the pool because those cases involve murders in connection with a kidnapping or sexual assault or both. Cobb II, supra, 251 Conn. 297-98, 300, 301-304 (kidnapping and sexual assault); State v. King, supra, 249 Conn. 647-49, 656 (kidnapping and sexual assault); Webb I, supra, 238 Conn. 398-99 (kidnapping); State v. Lapointe, supra, 237 Conn. 695-99 (kidnapping and sexual assault); State v. Ross, supra, 230 Conn. 191-92 (kidnapping and sexual assault); State v. Daniels, supra, 207 Conn. 377, 379 (sexual assault); State v. Usry, supra, 205 Conn. 301 (sexual assault). We eliminate Griffin, Breton II, Day, Steiger and Wood because the predominant criminal characteristic of those cases is the murder of multiple victims. State v. Griffin, supra, 251 Conn. 679-80; Breton II, supra, 235 Conn. 209; State v. Day, supra, 233 Conn. 817; State v. Steiger, supra, 218 Conn. 355; State v. Wood, supra, 208 Conn. 128. We exclude Peeler, Colon, West and Rizzo because those cases involve the murder of a person under the age of sixteen. See State v. Peeler, supra, Superior Court, Docket No. CR 99-148396; State v. Colon, supra, Superior Court, Docket No. CR 98-270986; State v. West, supra, Superior Court, Docket No. CR 98-109471; State v. Rizzo, supra, Superior Court, Docket No. CR 97-262883. None of the foregoing cases is substantially similar to the present case in its criminal characteristics to allow for the kind of comparative analysis necessary for meaningful proportionality review.
The state contends that we should not include Gonzalez in the pool of cases for proportionality review because the trial court in that case dismissed the aggravating factors on the ground of evidentiary insufficiency prior to a penalty phase hearing and, therefore, the court did not conduct a penalty phase hearing. We acknowledge the limited utility of including Gonzalez in the pool. Because the state did not challenge on appeal the trial court’s dismissal of the aggravating factors in Gonzalez, we never have reviewed that decision and, consequently, we also never have considered the sufficiency of the evidence that the state would have presented in support of its alleged aggravating factors. Moreover, we do not know what mitigating factors the jury might have found had they considered them. We nevertheless include Gonzalez for purposes of our proportionality review in light of the relatively small number of other cases in the pool of similar cases.
Although the conduct of the defendant in Iloyeson apparently was not carried out for pecuniary gain and although the trial court in Hoyeson did not conduct a penalty phase hearing because the state stipulated to the [246] existence of a mitigating factor, the capital felony with which the defendant was charged in Hoyeson was the murder of a police officer acting within the scope of his duties. We include Hoyeson in the pool solely because it is the only case, other than the present one: (1) involving the murder of a law enforcement officer acting within the scope of his duties; and (2) in which there has been no authoritative rejection of the evidentiary sufficiency of the aggravating factor forming the basis for the imposition of the death penalty. Cf. State v. Johnson, supra, 253 Conn. 81 (death sentence in connection with murder of police officer reversed on appeal due to evidentiary insufficiency of aggravating factor forming basis for imposition of that sentence).
We note that, in Ortiz, although a penalty phase hearing commenced following Ortiz’ conviction of capital felony, the state reversed its decision to seek the death penalty prior to the conclusion of that hearing and, consequently, the hearing was discontinued before the jury could make any findings with respect to the alleged aggravating and mitigating factors. Ordinarily, therefore, we would not include Ortiz in the universe of cases to be considered in connection with our proportionality analysis. See Webb I, supra, 238 Conn. 528. In light of the relatively small size of the pool of similar cases, however, we include Ortiz in that pool notwithstanding its limited value for purposes of proportionality review.
We assume, for purposes of our proportionality review, that Gonzalez had a pecuniary motive for the killings.
The state alleged two aggravating factors, namely, that: (1) during the commission of the offense, Gonzalez had created a grave risk of death to another person in addition to the victim of the offense; and (2) Gonzalez had committed the offense in an especially heinous, cruel or depraved manner.
Gonzalez’ trial, which took place in 1985; see State v. Gonzalez, supra, 206 Conn. 214; occurred well before this court’s decision in State v. Solek, supra, 242 Conn. 431-32, in which we indicated that a trial court does not have the authority to entertain a motion seeking a pretrial determination as to whether a defendant charged with the crime of capital felony is eligible to receive the death penalty. Indeed, we have rejected the defendant’s claim that he was entitled to a preliminary hearing on the sufficiency of the evidence supporting the existence of the aggravating factor enumerated in § 53a-46a (h) (4). See part III N of this opinion.
Correa came to this country from Colombia in 1989, one year prior to the commission of the murders.
Ortiz’ codefendant, Julio Diaz-Marrero, also was convicted of, inter alia, capital felony. A penalty phase hearing was conducted and, as in Ortiz’ case, the jury found the existence of an aggravating factor, namely, that DiazMarrero had committed the offense in an especially heinous, cruel and depraved manner. After the jury had indicated that it was deadlocked on the existence of a mitigating factor, the state informed the court that it would no longer seek the death penalty against Diaz-Marrero, and he, also, was sentenced to life in prison without the possibility of release.
Ordinarily, we would include Diaz-Marrero’s case, as we have included Ortiz’ case, in the pool of cases for purposes of proportionality review. Neither party has identified, however, what mitigating factors Diaz-Marrero had alleged, and the available record does not disclose them. In light of this factual lacuna, we are unable to engage in any meaningful comparative review of Diaz-Marrero’s case and the present case. We therefore do not include it in our analysis of the defendant’s claim of disproportionality under § 53a-46b (b) (3).
836 A.2d 224 (State v. Reynolds) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
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