Dunn v. Northeast Helicopters Flight Services, LLC

CourtSupreme Court of Connecticut
DecidedMarch 21, 2023
DocketSC20626
StatusPublished

This text of Dunn v. Northeast Helicopters Flight Services, LLC (Dunn v. Northeast Helicopters Flight Services, LLC) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dunn v. Northeast Helicopters Flight Services, LLC, (Colo. 2023).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** TIM DUNN v. NORTHEAST HELICOPTERS FLIGHT SERVICES, LLC (SC 20626) Robinson, C. J., and McDonald, D’Auria, Mullins and Ecker, Js.

Syllabus

Pursuant to statute (§ 31-73 (b)), ‘‘[n]o employer . . . shall, directly or indi- rectly, demand, request, receive or exact any refund of wages, fee, sum of money or contribution from any person . . . upon the representation or the understanding that such refund of wages, fee, sum of money, contribution or deduction is necessary to secure employment or con- tinue in employment.’’

The plaintiff sought to recover damages for the allegedly wrongful termina- tion of his employment by the defendant, N Co., claiming that his termina- tion was in violation of the public policy articulated in § 31-73 (b). N Co., which operates a helicopter flight training school, originally hired the plaintiff as a flight instructor and later promoted him to the role of chief pilot. The plaintiff was an at-will employee, and his claim was based on the cause of action recognized by this court in Sheets v. Teddy’s Frosted Foods, Inc. (179 Conn. 471), for the discharge of an at-will employee when the employee can demonstrate a demonstrably improper reason for the discharge that is derived from the violation of public policy. The plaintiff, while employed at N Co., decided to pursue an opportunity to become a certified pilot examiner for the Federal Aviation Administration (FAA) after discussing the matter with B, N Co.’s owner. FAA examiners are sometimes affiliated with flight training schools, such as N Co., and charge fees in connection with conducting FAA examinations, which are paid directly by students seeking to secure pilot’s licenses. B agreed that the plaintiff should pursue the opportunity and that having an FAA examiner affiliated with N Co. would benefit the company. The plaintiff later asked B for a loan to attend a required FAA training program. B responded that he would lend the plaintiff the money on the conditions that the plaintiff pay him back with the future examination fees the plaintiff would collect after becoming an FAA examiner and that, after the loan was paid back, the plaintiff pay N Co. 50 percent of the future examination fees he collected. The plaintiff did not respond to B’s proposal or accept a loan from him. Subsequently, the plaintiff explained to R, an employee of N Co. and B’s wife, that he chose to pay for the training expenses himself because he did not want to share the future examination fees and that he wanted to keep the FAA examiner position separate from his employment with N Co. R responded by stating that B said that the plaintiff no longer worked for N Co. The parties filed separate motions for summary judgment on the wrongful termination claim. The trial court denied the plaintiff’s motion and granted N Co.’s motion, and the Appellate Court upheld the trial court’s decision, concluding that § 31-73 (b) was inapplicable to the undisputed facts of this case because the share of future examination fees demanded by N Co. could not be attributed to the employment relationship but, rather, involved unrealized funds from a future business venture between the parties. In the alternative, the Appellate Court concluded that, even if § 31-73 (b) was applicable, the plaintiff failed to present sufficient evidence to support his assertion that N Co. violated § 31-73. On the granting of certification, the plaintiff appealed to this court.

Held that the Appellate Court incorrectly concluded that § 31-73 (b) was inapplicable and that the plaintiff failed to present sufficient evidence to support his wrongful termination claim:

1. This court concluded that the phrase ‘‘sum of money,’’ as used in § 31- 73 (b), encompasses any quantity or amount of currency, or a similar recognized measure of value, and is not limited to money derived from or directly related to the employment relationship, and that the share of examination fees demanded by B constituted a sum of money under the statute:

The term ‘‘sum of money’’ set forth in § 31-73 (b) was unambiguous insofar as neither the statute’s plain language nor this court’s previous interpretations of the statute have limited the form the sum of money must take, and the legislature’s use of a series of terms, which ranged in specificity from ‘‘wages’’ to ‘‘sum of money,’’ demonstrated that, if the legislature had wanted to narrow the application of the statute, it could have chosen a narrower term or omitted the broad term ‘‘sum of money’’ altogether.

Moreover, the statutory language did not include any requirement that the sum of money be derived from the employment relationship itself, the legislature was presumed to have used such broad language to prevent an employer from eliciting any form of payment from a prospective employee as a condition of employment or from an employee as a condi- tion of continued employment, and the legislature’s separation of the terms ‘‘sum of money’’ and ‘‘refund of wages’’ in § 31-73 (b) plainly manifested its intent to prohibit conduct in addition to that of a request or demand for wages.

2. This court concluded that the phrase ‘‘representation or . . . understand- ing,’’ as used in § 31-73 (b), encompasses both expressed representations and mutual understandings, as well as implicit representations by and unilateral understandings of the employer, and that the representation or understanding need not be explicitly communicated to the employee, but, rather, the employer may have a unilateral understanding that the employee’s acquiescence to the demand or request for a sum of money is necessary for continued employment:

As the legislature chose to use both the terms ‘‘representation’’ and ‘‘understanding’’ in § 31-73 (b), it indicated an intention for each term to encompass different forms of conduct.

In view of the common usage of the term ‘‘understanding’’ and the absence of any statutory language or legislative history to the contrary, this court declined to impose a requirement that the ‘‘understanding’’ contemplated by § 31-73 (b) be mutual and, instead, interpreted the statute to permit either a mutual understanding between the employer and the employee or prospective employee, or a unilateral understanding on the part of the employer, and this interpretation was consistent with the statute’s purpose of protecting employees or prospective employees from employers who may seek to exploit the asymmetrical power dynamic inherent in the employer-employee relationship by conditioning employment or continued employment on financial demands or requests.

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Dunn v. Northeast Helicopters Flight Services, LLC, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dunn-v-northeast-helicopters-flight-services-llc-conn-2023.