State v. POUNDSTONE

2011 UT App 341, 263 P.3d 1204, 692 Utah Adv. Rep. 62, 2011 Utah App. LEXIS 337, 2011 WL 4599639
CourtCourt of Appeals of Utah
DecidedOctober 6, 2011
Docket20090597-CA
StatusPublished
Cited by1 cases

This text of 2011 UT App 341 (State v. POUNDSTONE) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. POUNDSTONE, 2011 UT App 341, 263 P.3d 1204, 692 Utah Adv. Rep. 62, 2011 Utah App. LEXIS 337, 2011 WL 4599639 (Utah Ct. App. 2011).

Opinion

MEMORANDUM DECISION

ROTH, Judge:

¶1 Defendant Brian William Poundstone raises several issues challenging his entry of a plea to aggravated kidnapping, a first degree felony, see Utah Code Ann. § 76-5-302(1)(b)(iv), (8) (2008). We affirm.

¶2 After Poundstone was charged by information with aggravated kidnapping and aggravated assault, his trial counsel requested time to complete a competency evaluation. See generally Jacobs v. State, 2001 UT 17, ¶ 12, 20 P.3d 382 ("A mentally incompetent defendant can provide no defense, and proceedings against such a defendant do not comport with due process." (internal quotation marks omitted)). Counsel later told the district court, "[I've] made a decision not to file the request for a competency evaluation [because] ... Poundstone is fully cognizant of...." Counsel's explanation was, however, cut off by the district court. Thereafter, the issue of Poundstone's competency was not raised again by either his trial counsel or the district court, and Poundstone eventually entered a plea to aggravated kidnapping. Poundstone now asserts that he was not competent to enter a plea and argues that the district court committed plain error and that his trial counsel was ineffective for failing to pursue a competency hearing.

[1] ¶3 In arguing that the district court committed plain error by failing to sua sponte order a competency hearing, Pound-stone asserts that it should have been obvious to the district court that a competency hearing was necessary because prior to entering his plea Poundstone had exhibited a pattern of behavior that raised the question of whether he was competent. See generally State v. Munguia, 2011 UT 5, 112, 258 P.3d 1082 (“To demonstrate plain error, a defendant must establish that ... an error exists ... [that] should have been obvious to the trial court.” (internal quotation marks omitted)); Jacobs, 2001 UT 17, 13, 20 P.3d 382 (“A trial court must hold a competency hearing when there is a substantial question of possible doubt as to a defendant's competency at the time of the guilty plea.” (internal quotation marks omitted)). The State, however, argues that Poundstone's claim of plain error “suffers from two insurmountable problems.” First, the State asserts that Poundstone has "fai[led] to provide any record support for the information on which he relies" to establish his questionable behavior. See generally State v. Theison, 709 P.2d 807, 309 (Utah 1985) (per curiam) ("Appellant has the burden when raising objections on appeal to see that the record contains the materials necessary to support his appeal. We cannot *1206 speculate on the existence of facts that do not appear in the record. When crucial matters are not included in the record, the missing portions are presumed to support the action of the trial court."). Second, the State asserts that Poundstone is unable "to establish that such information ever reached the trial court." See generally Jacobs, 2001 UT 17, 1 18, 20 P.8d 382 ("[I]n determining whether a trial court [improperly] denied ... a competency hearing. ..., we consider only those facts that were before the [trial] court when the plea was entered." (second omission and last alteration in original) (citation and internal quotation marks omitted)). Poundstone responds by asserting that "[i]t is clear from the record ... that at some point [his] behavior ... was communicated to the [district court], because [the court] queried ... if a psychosexual report was needed" after accepting his plea. 1 Based only on this, Pound-stone asserts that "[c]ertainly by that point, the [district cJourt had a basis for sua sponte, ordering a competency hearing." However, as the State asserts, it is "purely speculative" whether the district court knew of Pound-stone's behavior, and the existence of his purported behavior is not evidenced in the record. We therefore cannot conclude that the district court was aware of any error regarding the issue of Poundstone's competency. 2

¶4 Poundstone similarly argues that his trial counsel's performance was deficient because she failed to pursue a competency evaluation. See generally Munguia, 2011 UT 5, ¶ 13, 253 P.3d 1082 (“[T]o prove ineffective assistance of counsel, [a] defendant must show ... that counsel's performance was objectively deficient. ...” (second alteration in original)). Poundstone, however, faces the same obstacle in mounting his ineffective assistance of counsel claim as his plain error claim. Although it is more reasonable to assume that Poundstone's trial counsel would be aware of his purported behavior, the only record evidence supporting that assumption is the fact that counsel initially requested that the court allow time to pursue a competency evaluation. But despite that initial request, Poundstone's trial counsel eventually decided against pursuing a competency evaluation, having concluded that Poundstone was "fully cognizant." Although the entire explanation for why she chose not to pursue a competency evaluation is not on the record, the information that is provided suggests-as is presumed in ineffective assistance of counsel claims-that Poundstone's trial counsel made a decision in the exercise of her professional judgment not to pursue a competency evaluation. See generally State v. C.D.L., 2011 UT App 55, ¶ 13, 250 P.3d 69 ("Trial counsel's actions ... are presumed to be part of a sound trial strategy ... within the wide range of reasonable professional assistance." (second omission in original) (internal quotation marks omitted)), cert. denied, 255 P.3d 684 (Utah 2011). And as we have discussed, there is no record evidence of any of the purported behavior that Pound-stone asserts should have spurred his counsel to follow through with a competency hearing. See generally id. I 39 ("[The burden of proving that counsel was ineffective is placed firmly upon the defendant," and "an inadequate record ... will be construed in favor of a finding that counsel performed effectively." (internal quotation marks omitted)); see also Munguia, 2011 UT 5, ¶ 30, 253 P.3d 1082 ("[PJlroof of ineffective assistance of counsel cannot be a speculative matter but must be a demonstrable reality." (internal quotation marks omitted)). Given the lack of record evidence for Poundstone's claim combined with the strong presumption of effectiveness *1207 that is afforded to trial counsel, see id. ("When reviewing ineffective assistance of counsel claims, we strongly presume that trial counsel provided adequate assistance and that any action complained of was sound trial strategy."), we cannot conclude that Poundstone's trial counsel was ineffective in failing to pursue a competency hearing.

¶5 Poundstone next argues that the district court erred in accepting his plea and abused its discretion in denying his subsequent motion to withdraw his plea. See generally State v. Lovell, 2011 UT 36, ¶ 7, 686 Utah Adv. Rep. 18, 262 P.3d 808 ("[Thhe ultimate question of whether the [trial] court strictly complied with constitutional and procedural requirements for entry of a ... plea is a question of law that is reviewed for correctness." (second alteration in original) (internal quotation marks omitted)); State v. Beckstead, 2006 UT 42, ¶ 7, 140 P.3d 1288 (providing that challenges to the denial of a motion to withdraw a guilty plea are generally reviewed for an abuse of discretion).

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Bluebook (online)
2011 UT App 341, 263 P.3d 1204, 692 Utah Adv. Rep. 62, 2011 Utah App. LEXIS 337, 2011 WL 4599639, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-poundstone-utahctapp-2011.