State v. Phillips

272 N.E.2d 347, 27 Ohio St. 2d 294, 56 Ohio Op. 2d 174, 1971 Ohio LEXIS 432
CourtOhio Supreme Court
DecidedJuly 21, 1971
DocketNo. 70-407
StatusPublished
Cited by83 cases

This text of 272 N.E.2d 347 (State v. Phillips) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Phillips, 272 N.E.2d 347, 27 Ohio St. 2d 294, 56 Ohio Op. 2d 174, 1971 Ohio LEXIS 432 (Ohio 1971).

Opinion

Duncait, J.

In the Court of Appeals, the appellant raised this assignment of error: “The court sustained the state’s objection to questions put to the state’s witnesses on cross-examination as to the identity of their informer.” The Court of Appeals held that the facts of this case do not require such a disclosure. We reverse.

In our decision in State v. Roe (1971), 26 Ohio St. 2d 243, Justice Corrigan discussed the value of, and the reasons for the legal genesis of the qualified privilege to withhold from disclosure the identity of persons who furnish information of violations of law to officers charged with the enforcement of that law. Scher v. United States (1938), 305 U. S. 251, 254; In re Quarles (1894), 158 U. S. 532; Vogel v. Gruaz (1884), 110 U. S. 311, 318.

Roviaro v. United States (1957), 353 U. S. 53, 60, cited in our recent decision in State v. Roe, supra, well communicates the delicate balancing of our societal inter.est in the apprehension of criminals with the fundamental fairness that must be extended to those charged with crimes. That balance is so fine that a determination must come only [298]*298after a thorough analysis of the facts of each case. Appreciating the fact that the holding in Roviaro was a reversal of a conviction under a federal statute, rather than a constitutional decision dictating the course of state law, and therefore not binding on this court, the grasp of the problem and the legal solution in Roviaro are persuasive.

This court has pronounced a similar rule. It has been held that the state has the privilege to withhold the identity of an informer, unless the disclosure would be helpful and beneficial to the accused in making a defense to a criminal charge lodged against him. State v. Beck (1963), 175 Ohio St. 73 (reversed on other grounds, 379 U. S. 89). Language somewhat similar is. used in Roviaro, supra, where it is stated, at page 60: “Where the disclosure of an informer’s identity * * * is relevant and helpful to the defense of an accused, or is essential to a fair determination of a cause, the privilege must give way.”

It is interesting to note the standards used in Roviaro when evaluating the need for disclosure of an informer’s identity as a defensive necessity. At page 62 therein the . opinion states:

“Whether a proper balance renders nondisclosure erroneous must depend on the particular circumstances of each case, taking into consideration the crime charged, the possible defenses, the possible significance of the informer’s testimony, and other relevant factors.”

Further at page 63, in discussing the import of the informer’s potential value to the trial, the court said, “The circumstances of this case demonstrate that John Doe’s ■ possible testimony was highly relevant and might have been helpful to the defense.”

In the case at bar, after the decision of the Court of ‘¡Appeals, Phillips remains convicted of the unlawful possession of narcotics for sale, and conspiring to possess ■ narcotics.

. Two of the steps in the ladder of circumstances which . can reasonably be said to provide the jury, with the inference that appellant was in possession of narcotics for sale, [299]*299is the evidence of the two “buys” of narcotics by the informer. There is no specific evidence identifying any person from whom the informer purchased drugs on the afternoon of October 4, 1967. Pertaining to the afternoon sale, the trier of the facts knew only that the informer entered the motel, returned to the police officers, stated that he had been required to “shoot” the narcotics in the motel, and that appellant had in his possession five dollars of the marked money with which the purchase was consummated. Appellant was connected with this particular sale of narcotics only through the activity of the informer. The presence of other facts in evidence from which inferences could be drawn, such as that appellant was involved in possession of narcotics for sale, does not lessen the impact of the evidence of the afternoon sale.

However, a key part of the state’s case against appellant hinged upon his possession of “marked” money which the informer allegedly used for the purchase of narcotics. That being the case, the examination of the informer would be relevant, and could well have been extremely helpful to Phillips.

In this case, the informer was the sole witness to the claimed sales of narcotics. He had the knowledge which might have been helpful to Phillips, who was not shown by the evidence to have been present at either sale.

In State v. Beck, supra (175 Ohio St. 73), Judge Zimmerman, in distinguishing Roviaro v. United States, supra (353 U. S. 53, 77), used this language: “This case is distinguishable from that of Roviaro v. United States, 353 U. S. 53, 1 L. Ed. (2d) 639, 77 S. Ct., 623, where the informer not only gave information but took an active part personally in trapping and apprehending the offender.” (Emphasis added.) A similar basis of distinction of the instant case from Beck exists.1 Unlike the Beck fact pattern, in this case the informer personally took an active part in the [300]*300transaction which, led to appellant’s apprehension. Moreover, appellant presented an active defense.2

Knowledge of the transactions, in which the informer personally participated, is relevant to providing appellant with a fair determination of his guilt or innocence. The disclosure of his identity is necessary to accomplish this purpose.

In the Court of Appeals, appellant claimed error when the trial court did not dismiss Patty Amos as a code-fendant. She was dismissed, however, at the conclusion of the state’s case for the reason that she was 17 years of age. Even if error, and we make no such finding, we find no prejudice to Phillips. She did not testify, although she was present in the courtroom, which fact does not indicate prejudice to appellant.

In the Court of Appeals, as in this court, appellant submitted that the trial court erred in failing to sustain his motion to suppress evidence claimed to have been found as a result of an illegal search and seizure.

Were the mandates of Chimel v. California (1969), 395 U. S. 752, retroactive? We would have no difficulty in determining that the search and seizure here were unlawful in that the scope of the search was overbroad as incident to the arrests. But Chimel has been held to be only applicable prospectively (Williams v. United States [1971], 39 L. W. 4365). Consequently, we must examine these facts in the light of an earlier established constitutional standards.

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Bluebook (online)
272 N.E.2d 347, 27 Ohio St. 2d 294, 56 Ohio Op. 2d 174, 1971 Ohio LEXIS 432, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-phillips-ohio-1971.