State v. Pandey

2018 Ohio 3020

• Court: Ohio Court of Appeals
• Decided: July 30, 2018
• Docket: 17 CA 40, 17 CA 41, 17 CA 42
• Status: Published

Opinion

[Cite as State v. Pandey, 2018-Ohio-3020.]

COURT OF APPEALS FAIRFIELD COUNTY, OHIO FIFTH APPELLATE DISTRICT

STATE OF OHIO JUDGES: Hon. John W. Wise, P. J. Plaintiff-Appellee Hon. W. Scott Gwin, J. Hon. Patricia A. Delaney, J. -vs- Case Nos. 17 CA 40, 17 CA 41, NAWAL PANDEY and 17 CA 42

Defendant-Appellant OPINION

CHARACTER OF PROCEEDING: Criminal Appeal from the Municipal Court, Case Nos. CRB 1602859, CRB 1602496, and CRB 1602497

JUDGMENT: Affirmed

DATE OF JUDGMENT ENTRY: July 30, 2018

APPEARANCES:

For Plaintiff-Appellee For Defendant-Appellant

DANIEL E. COGLEY SCOTT P. WOOD LANCASTER CITY PROSECUTOR CONRAD/WOOD P.O. Box 1008 120 East Main Street, Suite 200 Lancaster, Ohio 43130 Lancaster, Ohio 43130 Fairfield County, Case Nos. 17 CA 40, 17 CA 41, 17 CA 42 2

Wise, P. J.

{¶1} Appellant Nawal Pandey appeals his conviction and sentence entered in

the Fairfield County Municipal Court on seven first-degree misdemeanors for building and

maintenance code violations, following a bench trial.

{¶2} Appellee is State of Ohio.

STATEMENT OF THE FACTS AND CASE

{¶3} On July 27, 2016, Code Enforcement Officer Sean Fowler inspected two

properties located at 805 E. Main Street and 1940 E. Main Street within the City of

Lancaster. (T. at 5). At the 805 E. Main Street location, Mr. Fowler observed grass higher

than 10 inches, exterior sanitation issues, hazardous electrical systems, roofs and

drainage violations, and windows violations. At the 1940 E. Main Street location, Mr.

Fowler observed grass higher than 10 inches. (T. at 24-28). Following the inspections,

Mr. Fowler sent Appellant Nawal Pandey notices of all the violations by both certified mail

and e-mail. (T. at 22-24).

{¶4} On August 3, 2016, Mr. Fowler met with Appellant Pandey, who

acknowledged receiving the notices of violations. Appellant made assurances that

someone would be fixing the violations on the property within a few days.

{¶5} On August 19, 2016, the properties remained unchanged. (T. at 41). Mr.

Fowler photographed the violations on each property and submitted them to the City

Prosecutor's office to be reviewed for criminal charges.

{¶6} As a result, Appellant Pandey was charged with numerous violations of the

International Property Maintenance Code (hereinafter "IPMC"), which the City of Fairfield County, Case Nos. 17 CA 40, 17 CA 41 and 17 CA 42 3

Lancaster adopted by reference in Lancaster Codified Ordinance §1303.01, under three

different case numbers: CRB1602859, RB1602496, CRB 1602497.

{¶7} All three cases were consolidated for trial purposes, and after several

continuances, the cases proceeded to trial on June 22, 2017.

{¶8} At trial during its case-in-chief, the State established that the two properties

at issue were owned by U.S. Enterprises Two, LLC. (T. at 17). The State also established

that Appellant was the statutory agent for the LLC. (T. at 18). Evidence was also

presented that Appellant, as statutory agent, had been notified of the code violations, met

with city officials, and advised that the violations would be taken care of by someone.

When the violations were not remedied, Appellant was personally charged with criminal

offenses.

{¶9} At the conclusion of the State's case, Appellant moved for an acquittal,

pursuant to Criminal Rule 29, arguing the State did not prove Appellant's relationship to

the LLC, other than statutory agent, and did not prove Appellant had primary responsibility

to discharge the duties imposed by law on the LLC. (T. at 66-67). The trial court overruled

Appellant's motion for an acquittal. (T. at 70).

{¶10} During the defense case, Appellant testified that, with regard to the LLC,

there were four members, of which he was one of the minority owners with a 5% interest

only. Appellant testified the manager of the LLC was another individual who had 85%

ownership interest and made all decisions for the LLC. (T. at 77).

{¶11} After hearing the evidence, the trial court found Appellant guilty on all counts

in the three cases. Fairfield County, Case Nos. 17 CA 40, 17 CA 41 and 17 CA 42 4

{¶12} On September 13, 2017, the trial court sentenced Appellant to a combined

jail sentence of 180 days, with 120 days suspended, and combined fine of $500.

{¶13} Appellant now appeals to this Court, assigning the following errors for

review:

ASSIGNMENTS OF ERROR

{¶14} “I. THE TRIAL COURT ERRED IN OVERRULING APPELLANT'S MOTION

TO DISMISS DUE TO A FAILURE TO STATE THE ESSENTIAL ELEMENTS OF THE

OFFENSES IN THE CHARGING INSTRUMENTS, AS REQUIRED BY CRIMINAL RULE.

{¶15} “II. THE TRIAL COURT ERRED IN OVERRULING APPELLANT'S

MOTION FOR ACQUITTAL AFTER THE STATE'S CASE.

{¶16} “III. THE TRIAL COURT'S VERDICT WAS AGAINST THE MANIFEST

WEIGHT OF THE EVIDENCE.”

I.

{¶17} In his first assignment of error, Appellant argues the trial court erred in

denying his motion to dismiss. We disagree.

{¶18} More specifically, in his motion to dismiss, Appellant argued that because

the State was alleging that he should be held personally responsible for the criminal

conduct of the LLC in this case, the criminal complaints were required to include language

contained in Lancaster Codified Ordinance 501.12:

(a) An officer, agent or employee of an organization as defined in

Section 501.11 may be prosecuted for an offense committed by such

organization, if he acts with the kind of culpability required for the

commission of the offense, and any of the following apply: Fairfield County, Case Nos. 17 CA 40, 17 CA 41 and 17 CA 42 5

(1) In the name of the organization or in its behalf, he engages in

conduct constituting the offense, or causes another to engage in such

conduct, or tolerates such conduct when it is of a type for which he has

direct responsibility;

(2) He has primary responsibility to discharge a duty imposed on the

organization by law, and such duty is not discharged.

(b) When a person is convicted of an offense by reason of this

section, he is subject to the same penalty as if he had acted in his own

behalf. (ORC 2901.24)

{¶19} We find Appellant’s argument to be without merit.

{¶20} Crim.R. 3 states that “[t]he complaint is a written statement of the essential

facts constituting the offense charged. It shall also state the numerical designation of the

applicable statute or ordinance. It shall be made upon oath before any person authorized

by law to administer oaths.” Crim.R. 3. “The purpose of a complaint filed in a criminal case

is to provide reasonable notice to the defendant of the nature of the offense.” State v.

Smith, 2017-Ohio-9283, ¶ 21. “A valid complaint “must contain * * * ‘a written statement

of the essential facts constituting the offense charged[,]’ ” and “ ‘may be in the words of

the applicable section of the statute, * * * or in words sufficient to give the defendant notice

of all the elements of the offense with which the defendant is charged.’ ” State v. Jones,

2016-Ohio-6987, 72 N.E.3d 63, ¶ 18, citing Crim.R. 3 and Crim.R. 7(B).

{¶21} In the case sub judice, Appellant was charged with multiple violations,

occurring on two separate properties: (1) Weeds - IPMC §302.4; (2) Exterior Property

Areas Sanitation- IPMC §302.1; (3) Electric Systems Hazards- IPMC §604.3; (4) Fairfield County, Case Nos. 17 CA 40, 17 CA 41 and 17 CA 42 6

Accessory Structures- IPMC §302.7; (5) Roofs and Drainage - IPMC 304.7; (6) Windows,

Skylight, and Door Frames- IPMC §304.13.

{¶22} Upon review of the Probable Cause Affidavits and charging instruments, we

find that all of the essential elements of the violations charges were included in the

complaints. The complaints were sufficient to place Appellant on notice that he was being

charged with certain criminal offenses and what the elements of those offenses were.

{¶23} Appellant’s first assignment of error is overruled.

II., III.

{¶24} In his second and third assignments of error, Appellant argues that his

convictions are against the manifest weight and sufficiency of the evidence. We disagree.

{¶25} An appellate court reviews a denial of a Crim.R. 29 motion for acquittal

using the same standard used to review a sufficiency of the evidence claim. See State v.

Larry, 5th Dist. Holmes No. 15CA011, 2016-Ohio-829, ¶ 20, citing State v. Carter (1995),

72 Ohio St.3d 545, 553, 651 N.E.2d 965, 1995-Ohio-104.

{¶26} The legal concepts of sufficiency of the evidence and weight of the evidence

are both quantitatively and qualitatively different. State v. Thompkins, 78 Ohio St.3d 380,

1997–Ohio–52, 678 N.E.2d 541, paragraph two of the syllabus. The standard of review

for a challenge to the sufficiency of the evidence is set forth in State v. Jenks, 61 Ohio

St.3d 259, 574 N.E.2d 492 (1991). Therein, the Ohio Supreme Court held, “An appellate

court's function when reviewing the sufficiency of the evidence to support a criminal

conviction is to examine the evidence admitted at trial to determine whether such

evidence, if believed, would convince the average mind of the defendant's guilt beyond a

reasonable doubt. The relevant inquiry is whether, after viewing the evidence in a light Fairfield County, Case Nos. 17 CA 40, 17 CA 41 and 17 CA 42 7

most favorable to the prosecution, any rational trier of fact could have found the essential

elements of the crime proven beyond a reasonable doubt.” Id at paragraph two of the

syllabus.

{¶27} In determining whether a verdict is against the manifest weight of the

evidence, the appellate court acts as a thirteenth juror and “in reviewing the entire record,

weighs the evidence and all reasonable inferences, considers the credibility of witnesses,

and determines whether in resolving conflicts in evidence the jury ‘clearly lost its way and

created such a manifest miscarriage of justice that the conviction must be reversed and

a new trial ordered.’ ” State v. Thompkins, 78 Ohio St.3d 380, 387, 678 N.E.2d 541 (1997),

quoting State v. Martin, 20 Ohio App.3d 172, 175, 485 N.E.2d 717 (1983).

{¶28} “The weight to be given the evidence and the credibility of the witnesses

are primarily for the trier of the facts.” State v. DeHass (1967), 10 Ohio St.2d 230, 227

N.E.2d 212, at paragraph one of the syllabus. The trier of fact is in the best position to

judge the credibility of the witnesses.

{¶29} As set forth above, Appellant herein was charged with a number of building

and maintenance violations regarding two different properties. In his brief, Appellant is

not challenging whether the State met its burden as to the essential elements of those

offenses as contained in the Lancaster Codified Ordinances. Rather, Appellant argues

that the State failed to establish personal liability for the LLC by failing (1) to prove

Appellant’s relationship to the LLC and (2) whether Appellant had a primary responsibility

to discharge a duty imposed on the LLC by law. (Appellant’s brief at 5).

{¶30} At trial, the State presented the testimony of Mr. Fowler, who testified that

the only person he ever contacted regarding the subject properties was Appellant. (T. at Fairfield County, Case Nos. 17 CA 40, 17 CA 41 and 17 CA 42 8

20). He further testified that he mailed notices of the violations to Appellant and that

Appellant and was personally served the notices. (T. at 21). Mr. Fowler explained that

Appellant performed manual labor on the properties, and that he had witnessed Appellant

sweeping up and bagging items on the property. (T. at 28). Mr. Fowler also recalled

Appellant removing $50 from his wallet to pay Mr. Fowler for the sanitation department to

conduct a trash removal service on the properties. (T. at 28- 29).

{¶31} Mr. Fowler also stated that Appellant had assured him he would contact

someone to mow and clean up the properties. (T. at 41). According to Mr. Fowler,

Appellant held himself out as being able to do whatever he liked with the properties

because he held title to them and that he had even offered to donate the properties to the

city. (T. at 45, 58, and 64).

{¶32} In addition to the above testimony, the State also admitted into evidence

the Articles of Incorporation for US Enterprises Two, LLC. Evidence was also presented

establishing Appellant was the statutory agent for the LLC.

{¶33} Photographic evidence of the violations was also presented to the trial

court.

{¶34} Appellant, during his testimony, admitted that he was the manager of the

Company, and that his home address was the address listed for US Enterprises Two,

LLC. (T. at 72-73, 84). He also testified that he hired and paid people to help him with

the properties. Id. He also stated that he was the person people contacted when there

was a problem with one of the properties. (T. at 84-85). Fairfield County, Case Nos. 17 CA 40, 17 CA 41 and 17 CA 42 9

{¶35} Based on the foregoing, we find the State presented sufficient evidence to

prove each element of the offenses and that no manifest miscarriage of justice requires

the convictions be reversed.

{¶36} Appellant’s second and third assignments of error are overruled.

{¶37} Accordingly the judgment of the Municipal Court of Fairfield County, Ohio,

is affirmed.

By: Wise, P. J.

Gwin, J., and

Delaney, J., concur.

JWW/d 0709