State v. Carter

651 N.E.2d 965, 72 Ohio St. 3d 545
Ohio Supreme Court·Decided July 26, 1995·No. No. 94-10·Published·Cited by 1,418 cases

Opinion

Moyer, C.J.

Appellant has raised twenty-eight propositions of law. We have reviewed each and, for the reasons stated below, find that none justifies reversal of appellant’s conviction of the crimes of aggravated murder and aggravated robbery. In addition, we have fulfilled our responsibilities to independently review the record, weigh the aggravating circumstance(s) against the mitigating factors, and examine the proportionality of a sentence of death in this case. Upon full review of the record we affirm appellant’s convictions and death sentence.

I

Hearsay

In his first proposition of law, appellant argues that the trial court committed prejudicial error in allowing several witnesses to testify as to statements allegedly made by appellant and his accomplice, Kenny Hill, over the defense’s objection on hearsay grounds.

1. James A. Landrum Jr. testified that he overheard Hill ask Landrum’s father prior to the UDF robbery where he (Hill) could obtain a gun and ammunition.

2. Charles Horton, age fifteen, testified that prior to the UDF robbery, he heard Carter and Hill generally discussing plans to “ro[b] a place.”

[549]*5493. Police Specialist David Feldhaus testified that, the day after the UDF robbery, Hill told Feldhaus that he (Hill) had the gun with him when he, Sims and Carter had discussed going out and trying to find a person to rob.

The state’s argument in response is twofold. The state argues (1) that this testimony did not constitute hearsay, and (2) that the statements were admissible pursuant to Evid.R. 801(D)(2)(e), which provides that statements “by a co-conspirator of a party during the course and in furtherance of the conspiracy upon independent proof of the conspiracy” do not fall within the definition of “hearsay.”

We consider separately the admissibility of each of the statements at issue.

A

Landrum’s Testimony

Evid.R. 801(C) defines “hearsay” as “a statement, other than one made by the declarant while testifying at trial or hearing, offered in evidence to prove the truth of the matter asserted.” (Emphasis added.) A witness is barred on hearsay grounds from testifying as to the statements made by another only when the statement is offered to prove the truth of the matter asserted in the statement, and only where the statement falls outside any exceptions to the rule against hearsay1 as set forth in, e.g., Evid.R. 803 and 804. See State v. Davis (1991), 62 Ohio St.3d 326, 344, 581 N.E.2d 1362, 1378 (admissibility of a written investigative report of the Drug Enforcement Administration not inadmissible hearsay because not offered to prove the truth of the matters contained therein, but as relevant to the knowledge and state of mind of the person in possession of the report).

Landrum testified that he overheard Hill question Landrum’s father as to where a gun and ammunition could be obtained. Hill’s questions do not fall within the definition of “hearsay” because they did not constitute “assertions.” An “assertion” for hearsay purposes “simply means to say that something is so, e.g., that an event happened or that a condition existed.” (Emphasis sic.) 2 McCormick on Evidence (4 Ed.1992) 98, Section 246. We hold that because a true question or inquiry is by its nature incapable of being proved either true or false and cannot be offered “to prove the truth of the matter asserted,” it does not constitute hearsay as defined by Evid.R. 801. Accord United States v. Vest [550] (C.A.1, 1988), 842 F.2d 1319; United States v. Lewis (C.A.5, 1990), 902 F.2d 1176; Washington v. State (1991), 87 Md.App. 132, 589 A.2d 493; Bustamante v. State (Ind.1990), 557 N.E.2d 1313. Hill’s questions fall into this nonassertive category, and Landrum could properly testify as to the fact that Hill asked them. The trial court properly allowed this testimony by James Landrum, Jr.

B

Horton’s Testimony

The state elicited testimony from Charles Horton that he overheard Carter and Hill discussing a plan to commit a robbery prior to April 6. The state contended at trial that this testimony was admissible pursuant to Evid.R. 801(D)(2)(e), which, in defining “hearsay,” excludes statements “offered against a party * * * by a co-conspirator of a party during the course and in furtherance of the conspiracy upon independent proof of the conspiracy.” (Emphasis added.) Thus, pursuant to the express terms of the rule, the statement of a co-conspirator is not admissible pursuant to Evid.R. 801(D)(2)(e) until the proponent of the statement has made a prima facie showing of the existence of. the conspiracy by independent proof. Inclusion of the phrase “upon independent proof of the conspiracy” in Evid.R. 801(D)(2)(e) distinguishes Ohio practice from practice under the Federal Rules of Evidence, and precludes a finding that the statement itself may be used to establish the existence of the conspiracy. See Giannelli, Ohio Rules of Evidence Handbook (5 Ed.1994) 211, 214. The record in the case at bar reflects that at the time Horton testified, the state had barely established that any relationship whatsoever existed between Carter and Hill, let alone that they were co-conspirators in a scheme to commit robberies. Thus, at the time Horton’s testimony was elicited, the requisite foundational prima facie showing of the existence of a conspiracy between Carter and Hill by independent proof had not been made by the state as required by Evid.R. 801(D)(2)(e), even though “independent proof of the conspiracy” was subsequently provided by the state through introduction into evidence of the defendant’s tape-recorded statement to police. Cf. State v. Milo (1982), 6 Ohio App.3d 19, 22-23, 6 OBR 44, 47, 451 N.E.2d 1253, 1257; State v. Jurek (1989), 52 Ohio App.3d 30, 35-36, 556 N.E.2d 1191, 1197. Any error in allowing Horton’s testimony pursuant to the co-conspirator rule is, however, harmless on this record. At trial the state introduced evidence of Carter’s taped confession and appellant fully admitted his involvement in the commission of the UDF robbery and other robberies on the night of the murder. Cf. Milo, supra. Error in admitting hearsay does not justify reversal where it is harmless. See State v. Sage (1987), 31 Ohio St.3d 173, 31 OBR 375, 510 N.E.2d 343.

[551] c

Police Specialist Feldhaus’ Testimony

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State v. Carter, 651 N.E.2d 965, 72 Ohio St. 3d 545 (Ohio 1995).

651 N.E.2d 965 (State v. Carter) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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