State v. Nickels

456 P.3d 795, 195 Wash. 2d 132
Washington Supreme Court·Decided January 30, 2020·No. 96943-4·Published·Cited by 5 cases

Opinion

This opinion was

IN CLIilKN OmCI fiied for record

ooun;jm( at^(3k..MonCSA^^ 3oao DATE.

«3 I) 2i« Susan L. Carlson

juai Supreme Court Clerk

IN THE SUPREME COURT OF THE STATE OF WASHINGTON STATE OF WASHINGTON, Petitioner, No. 96943-4

En Banc

DAVID EMERSON NICKELS, Filed JAN 3 y 2020 Respondent.

OWENS,J. — This case asks us to revisit the question of whether an elected county prosecutor's prior involvement in a defendant's case should presumptively disqualify the entire prosecutor's office from prosecuting the defendant in the same case. When we first addressed this question in State v. Stenger, we held that an elected prosecuting attorney's previous representation of a defendant in either the same case or a closely interwoven matter "should ordinarily" disqualify the entire prosecutor's office. Ill Wn.2d 516, 522, 760 P.2d 357(1988). The State argues the 2006 amendments to Washington's Rules ofProfessional Conduct(RPCs)— specifically, two amendments foreclosing office-wide imputations of conflicts for all government attorneys generally—superseded Stenger. But StengeNs narrowly crafted rule applies only to Washington's 39 elected county prosecutors who, despite

adequate screening, retain broad discretionary and administrative powers over their offices and employees. Accordingly, we hold that Stenger remains good law, and we affirm the Court of Appeals' decision disqualifying the Grant County Prosecuting Attorney's Office.

FACTS

The State charged David Nickels with first degree murder on June 16, 2010, in Grant County, Washington. Though represented by counsel. Nickels acquired additional legal assistance from a local criminal defense attorney. Garth Dano. The parties agree that Dano's involvement in Nickels' defense creates a conflict of interest requiring Dano's personal disqualification, but they dispute the scope of his involvement. The record establishes that Dano entered a notice of association of counsel and appeared on the record to receive a jury question and to receive the jury's verdict. The record further establishes that after Nickels' conviction in 2012,Dano conducted interviews with jurors and potential exonerating witnesses. Finally, via his counsel's uncontested affidavit. Nickels asserts Dano received privileged work product through his participation in crafting the defense's strategy and theory ofthe case, and his meeting personally with Nickels.

In 2014, while Nickels' appeal was pending, Dano was elected Grant County prosecutor. Subsequently, in 2017,the Court of Appeals reversed Nickels' conviction.

State V. Nickels, No. 31642-4-III(Wash. Ct. App. Feb. 28, 2017)(unpublished), http://www.courts.wa.gov/opinions/316424_unp.pdf. On remand, the Grant County Prosecuting Attorney's Office immediately sought to screen now-Prosecutor Dano.' Nickels moved to disqualify the entire office, arguing that under Stenger, Dano's prior involvement in his defense necessitated the blanket recusal.

The trial court denied Nickels' motion; but the Court of Appeals reversed and, applying Stenger, ordered the disqualification ofthe entire Grant County Prosecuting Attorney's Office. State v. Nickels, 7 Wn. App. 2d 491, 434 P.3d 535 (2019). Further, after determining that Stenger provided for an exception to the presumptive rule of disqualification in certain "extraordinary circumstances" and that we had not defmed what is "extraordinary," the Court of Appeals applied its own two-factor "extraordinary circumstances" test. Id. at 497, 501. The State sought our review, which was granted. State V. Nickels, 193 Wn.2d 1012(2019).

ISSUE

Does Stenger remain good law, presumptively requiring the disqualification of an entire prosecutor's office when the elected prosecutor is personally disqualified due to their previous involvement in the defendant's current case or other closely interwoven matter?

The adequacy of the State's current screening measures are not before us.

ANALYSIS

Whether attorney conduct violates the relevant RPCs is a question of law, which we review de novo. Eriks v. Denver, 118 Wn.2d 451, 457-58, 824 P.2d 1207 (1992).

1. The 2006 Amendments to RFC 1.10(d) and Comment 2 to RFC 1.11 Do Not Supersede Stenger's Narrow Rule

In Stenger, the defendant moved to disqualify the entire prosecutor's office after the Clark County prosecutor—^the defendant's former counsel—sought the death penalty. 111 Wn.2d at 518-19. During his service as defendant's counsel, the elected prosecutor was privy to the defendant's privileged information. Id. at 519. Subsequently, as elected prosecutor, he directly participated in and administered over multiple aspects of the defendant's prosecution before his eventual withdrawal and attempted screening. Id. at 519-520. In our analysis, we recognized that "privileged information obtained by the prosecuting attorney when he was the defendant's counsel in the previous case could well work to the accused's disadvantage in this case." Id. at 522. Accordingly, we held:

Where the prosecuting attorney (as distinguished from a deputy prosecuting attorney) has previously personally represented the accused in the same case or in a matter so closely interwoven therewith as to be in effect a part thereof, the entire office of which the prosecuting attorney is administrative head should ordinarily also be disqualified from prosecuting the case.

Id. Notably, in announcing this rule, we clarified that office-wide disqualification was "neither necessary nor wise" when a deputy prosecuting attorney was personally disqualified. Id. at 523. Thus, contrary to the characterizations of amici for the State, StengeNs rule does not apply to all public law offices generally or the Washington Attorney General's Office specifically; it applies only to elected county prosecutors, and then only when their offices seek to prosecute a defendant they previously represented in either the same case or a closely interwoven matter.

Nearly two decades after our decision in Stenger, RPC 1.10 and 1.11 were substantively amended. Relevant here, these rules now provide that a government lawyer's personal conflict of interest is no longer imputed to their entire office. See RPC 1.10(d); RPC 1.11 cmt. 2.^ The State asserts these amendments to the rules superseded Stenger. Accordingly, the State argues the Court of Appeals' reliance on Stenger's rule of presumptive disqualification—^not the general policy of screening advanced by the current RPCs—^was error.

In support, the State relies on Wallace v. Evans, 131 Wn.2d 572, 934 P.2d 662 (1997), but neither Wallace nor its progeny is dispositive here. In Wallace, we held that a significant change in the rules may supersede our prior decisions interpreting a preamendment version ofthose rules. Id. at 576-77. However,Stenger's rule of

^ RPC 1.10(d) states in part that "[t]he disqualification of lawyers associated in a firm with former or current government lawyers is governed by Rule 1.11." RPC 1.11 comment 2 states in part that "[bjecause of the special problems raised by imputation within a govemment agency, paragraph (d) does not impute the conflicts of a lawyer currently serving as an officer or employee of the government to other associated govemment officers or employees, although ordinarily it will be prudent to screen such lawyers."

presumptive disqualification was not interpreting a prior version of RPC 1.10 or RPC 1.11, relying instead on two out-of-state decisions for its reasoning. See Stenger, 111 Wn.2d at 522 n.l3 (citing People v. Lepe, 164 Cal. App. 3d 685, 688, 211 Cal. Rptr. 432(1985); State v. Tippecanoe County Court, 432 N.E.2d 1377, 1379(Ind. 1982)).

Free access — add to your briefcase to read the full text and ask questions with AI

State v. Nickels, 456 P.3d 795, 195 Wash. 2d 132 (Wash. 2020).

456 P.3d 795 (State v. Nickels) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

State Of Washington v. Christopher Lynn Spanjer
Court of Appeals of Washington, 2026
State of Washington v. Patrick West
Court of Appeals of Washington, 2026
Ryan M. Day v. Tacoma RV Center, Inc.
Court of Appeals of Washington, 2025
State of New Jersey v. Daishon I. Smith
New Jersey Superior Court App Division, 2024
State Of Washington, V Robert Glen Carpenter
Court of Appeals of Washington, 2021
Plein v. USAA Cas. Ins. Co.
Washington Supreme Court, 2020
Personal Restraint Petition Of Bradley David Knox
Court of Appeals of Washington, 2020