State v. Nicholson

402 N.W.2d 463, 1987 Iowa App. LEXIS 1537
CourtCourt of Appeals of Iowa
DecidedJanuary 28, 1987
Docket85-1634
StatusPublished
Cited by1 cases

This text of 402 N.W.2d 463 (State v. Nicholson) is published on Counsel Stack Legal Research, covering Court of Appeals of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Nicholson, 402 N.W.2d 463, 1987 Iowa App. LEXIS 1537 (iowactapp 1987).

Opinions

SNELL, Judge.

On February 9, 1984, the appellant, Michael Alonzo Nicholson, was charged by trial information with first-degree theft by misappropriation. See Iowa Code sections 714.1(2) and 714.2(1) (1985). On March 23, 1984, Nicholson filed notice that he intended to rely on a defense of diminished responsibility and on April 18, 1984, the district court granted his application to hire an expert witness in support of that defense. On February 21, 1985, Nicholson filed a motion seeking to determine prior to trial the admissibility of evidence in support of his diminished responsibility defense. The district court ruled the evidence inadmissible because the defense of diminished responsibility is not available to a charge of theft by misappropriation, a general intent crime. Following a competency examination, trial commenced on September 24, 1985. Three days later, a jury found Nicholson guilty as charged. Nicholson’s motions for new trial and in arrest of judgment were overruled and he was sentenced to a suspended sentence not to exceed ten years and placed on a five-year probation. This appeal followed.

Nicholson contends that the district court’s order precluding him from introducing evidence in support of a diminished responsibility defense violates the due process guaranty contained in the fourteenth amendment to the federal constitution. This, argues Nicholson, is because that amendment prohibits the State from barring defense evidence that tends to rebut the mens rea element which the State must prove in order to convict. As Nicholson claims he was denied a constitutional protection, our review consists of an independent evaluation of the totality of the circumstances; this is equivalent to a de novo review. State v. Schubert, 346 N.W.2d 30, 32 (Iowa 1984); State v. Hatter, 342 N.W.2d 851, 854 (Iowa 1983).

It is axiomatic that an accused is presumed innocent of the charge and that this presumption extends to every element of the crime including the required mens rea. E.g., Taylor v. Kentucky, 436 U.S. 478, 98 S.Ct. 1930, 56 L.Ed.2d 468 (1978). Once a person is charged with violating the criminal law, due process requires the prosecution to prove beyond a reasonable doubt every fact necessary to constitute the crime charged before the accused may be convicted and subjected to punishment. E.g., In re Winship, 397 U.S. 358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970). In addition, we are cognizant of the fact that “[f]ew rights are more fundamental than that of an accused to present witnesses in his own defense.” Chambers v. Mississippi, 410 U.S. 284, 302, 93 S.Ct. 1038, 1049, 35 L.Ed.2d 297, 312 (1973). The power to define criminal conduct and to establish the [465]*465legal components of criminal liability, however, is vested in the legislature. E.g., Patterson v. New York, 432 U.S. 197, 97 S.Ct. 2319, 53 L.Ed.2d 281 (1977). It is within the legislature’s prerogative to formulate affirmative defenses and to limit these defenses to a particular category of crimes, so long as the basic rights of the criminally accused are not impaired. Id.

In State v. McVey, 376 N.W.2d 585 (Iowa 1985), our state supreme court, although not faced with the present constitutional issue, held that the defense of diminished responsibility is available only to specific intent crimes. Id. at 588; see also, Veverka v. Cash, 318 N.W.2d 447 (Iowa 1982) (diminished responsibility defense not available to general intent crimes). The court reached this result based upon its understanding of the legislative intent implicit in the then-recent codification of the definition of legal insanity. Id. at 588. Theft by misappropriation is not a specific intent crime. Eggman v. Scurr, 311 N.W.2d 77, 79-81 (Iowa 1981). Consistent with these decisions, the district court refused to allow Nicholson to present evidence in support of a diminished responsibility defense. Nicholson urges us to hold that ruling violative of due process.

Nicholson argues that denying him the opportunity to bring a diminished responsibility defense results in an unconstitutional ban of all evidence which would tend to factually rebut the element of guilty knowledge which the State must prove. See Iowa Code section 714.1(2) (1985); II Iowa Uniform Jury Instructions (Criminal) No. 1408 (1978). Nicholson desires to rebut that element by showing that he was “mentally unaware of his ... misuse of another’s property” due to mental illness. We note, however, that Nicholson made no attempt to raise the defense of insanity. Such a defense would have allowed him to introduce evidence tending to show that “at the time the crime [was] committed [he] suffer[ed] from such a diseased or deranged condition of the mind as to render [him] incapable of knowing the nature and quality of the act [he] commit[ted],...” Iowa Code section 701.4 (1985). Foregoing this defense, Nicholson opted to rely on the defense of diminished responsibility, a defense which only “permits proof of defendant’s mental condition on the issue of [defendant’s] capacity to form a specific intent in those instances in which the State must prove defendant’s specific intent as an element of the crime charged.” State v. Gramenz, 256 Iowa 134, 139, 126 N.W.2d 285, 288 (1964) (emphasis added). By definition then the defense of diminished responsibility was not available to Nicholson, charged as he was with a general intent crime. Consequently, it was Nicholson’s choice of defense, and not the district court’s application of our law defining the parameters of the defense of diminished responsibility, which resulted in the eviden-tiary prohibition in this case.

In the exercise of the right to present witnesses in his or her favor, the accused must comply with established rules of procedure designed to assure both fairness and reliability in the ascertainment of guilt and innocence. Chambers, 410 U.S. at 302, 93 S.Ct. at 1049, 35 L.Ed.2d at 313; State v. Conner, 241 N.W.2d 447, 458 (Iowa 1976). In Iowa, one such rule of procedure requires that if a criminal defendant plans to present an insanity defense, that defendant must give notice of that intention. Iowa R.Crim.P. 10(ll)(b)(l); 10(ll)(d). We are cognizant that Nicholson attempts to characterize the evidence he sought to introduce in the district court as evidence of “mental illness short of insanity.” He attempts to show, however, that he was “mentally unaware of his ... misuse of another’s property” due to his mental illness. This, we think, is an argument that, at the time the crime was committed Nicholson was legally insane. See Iowa Code § 701.4 (1985).

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State v. Nicholson
402 N.W.2d 463 (Court of Appeals of Iowa, 1987)

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402 N.W.2d 463, 1987 Iowa App. LEXIS 1537, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-nicholson-iowactapp-1987.