State v. Nichols

600 N.W.2d 484, 8 Neb. Ct. App. 654, 1999 Neb. App. LEXIS 241
CourtNebraska Court of Appeals
DecidedAugust 31, 1999
DocketA-99-041
StatusPublished
Cited by10 cases

This text of 600 N.W.2d 484 (State v. Nichols) is published on Counsel Stack Legal Research, covering Nebraska Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Nichols, 600 N.W.2d 484, 8 Neb. Ct. App. 654, 1999 Neb. App. LEXIS 241 (Neb. Ct. App. 1999).

Opinion

Per Curiam.

In the appeal of Robbie L. Nichols, the Attorney General has filed a “Suggestion of Remand,” which we now resolve. The record contains obvious error by the county court for Dawson County which went uncorrected by the Honorable John P. Murphy of the Dawson County District Court. Judge Murphy announced during his review of the county court conviction: “I don’t care what they [the Nebraska Court of Appeals] say.”

FACTUAL BACKGROUND

Nichols was charged in the Dawson County Court with leaving the scene of an injury accident in violation of Neb. Rev. Stat. § 60-697 (Reissue 1998). When he first appeared in court, the *655 county court conducted a “mass arraignment,” where all defendants present were advised simultaneously of their constitutional rights. The bill of exceptions recites that Nichols was present, and he answered affirmatively when the county court judge asked if he understood “the complaint and penalty and Constitutional Rights.” Nichols then indicated he would hire counsel, and some 6 weeks later, he appeared again before the Dawson County Court.

At this later appearance, a plea agreement was briefly discussed with counsel whereby Nichols would plead no contest. The county court asked only three questions of Nichols: (1) whether he understood that a no contest plea was the same as a guilty plea except for civil liabilities, (2) whether anyone had threatened him or done anything to get him to enter the plea, and (3) if he understood that “there’s no trial if the court accepts your plea.” The county court then asked the county attorney to provide a factual basis concerning the crime, which was done. There was no further discussion of what constitutional rights Nichols was surrendering if he entered a no contest plea. And, the record shows that Nichols never actually entered a plea. Nonetheless, the county court said it would accept the nonexistent plea, and a presentence investigation was ordered. Nichols was thereafter sentenced to 6 months in the county jail.

Nichols perfected his appeal to the Dawson County District Court, and in a statement of errors, he alleged that his plea had not been knowingly, intelligently, or voluntarily made. When the matter was orally argued before Judge Murphy, Nichols’ counsel cited the case of State v. Hays, 253 Neb. 467, 570 N.W.2d 823 (1997). Counsel argued that under Hays, the record must affirmatively show that the defendant understands that by pleading guilty he is waiving the right to confront witnesses against him, his right to a jury trial, and his privilege against self-incrimination. Counsel then continued: “The Nebraska Supreme Court has said that’s error unless he specifically waives that issue in this appeal or statement of errors. But the case I gave the Court, which was a 1998 case of the Court of Appeals .. ..” At this point, the district court interrupted counsel and stated, “I don’t care what they say.” That ended counsel’s presentation. The district court took the matter under advisement, and on *656 December 22, 1998, filed an order in which it stated, “The Court, upon a review of the record, cannot find any error in the record committed by the Dawson County Court.” Nichols then appealed to this court.

SUGGESTION OF REMAND

After Nichols’ brief was filed, the Attorney General’s office filed a “Suggestion of Remand.” This pleading concedes that the record does not show that Nichols entered a plea of any kind. The State also concedes that the record does not affirmatively show that Nichols understood he was waiving his right to confront witnesses or his privilege against self-incrimination, “as required by State v. Fochtman, 7 Neb. App. 532, 584 N.W.2d 468 (1998), State v. Belmarez, 254 Neb. 467, 577 N.W.2d 264 (1998), State v. Hays, 253 Neb. 467, 570 N.W.2d 823 (1997), and State v. Irish, 223 Neb. 814, 394 N.W.2d 879 (1986).” The State suggests that the “most expeditious means by which to resolve the issues in this appeal is to remand this matter to the County Court of Dawson County for the purpose of further proceedings consistent with the above noted authority.”

DISCUSSION

There is no question that Nichols’ appeal has merit, and the State’s suggestion that we immediately remand the matter is well taken. Nichols never entered any plea. Moreover, the Dawson County Court did not ensure that Nichols understood that a plea would surrender his constitutional protections, a procedure required by well-established authority, including State v. Hays, supra, and State v. Fochtman, 7 Neb. App. 532, 584 N.W.2d 468 (1998), petition for further review overruled 255 Neb. xxix. That authority requires not only that the defendant enter a plea, but that when he does so, the record affirmatively establishes an intelligent and voluntary waiver of certain constitutional rights.

In State v. Hays, supra, it was held that it is plain error for a trial judge to accept a criminal defendant’s guilty or no contest plea without an affirmative showing that it was intelligent and voluntary. In other words, a guilty plea is valid only if the record affirmatively shows that the defendant understands *657 that by pleading guilty he waives his right to confront witnesses against him, his right to a jury trial, and his privilege against self-incrimination, or otherwise affirmatively shows an express waiver of said rights. A no contest plea is the equivalent of a guilty plea. State v. Kitt, 232 Neb. 237, 440 N.W.2d 234 (1989).

In this court’s decision in State v. Fochtman, supra, released August 25, 1998, we emphasized the difference between advising a defendant of his rights as required by State v. Irish, 223 Neb. 814, 394 N.W.2d 879 (1986), and determining whether that same defendant understands that those rights are waived by pleading guilty. Of direct application here, relying on State v. Hays, 253 Neb. 467, 570 N.W.2d 823 (1997), we found that the trial court erred by failing to ascertain that Fochtman understood that by pleading guilty he was waiving his right to confront witnesses, his right to a jury trial, and his privilege against self-incrimination.

The plea-taking procedure used by the Dawson County Court was obviously flawed.

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Bluebook (online)
600 N.W.2d 484, 8 Neb. Ct. App. 654, 1999 Neb. App. LEXIS 241, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-nichols-nebctapp-1999.