State v. Fochtman

584 N.W.2d 468, 7 Neb. Ct. App. 532, 1998 Neb. App. LEXIS 136
CourtNebraska Court of Appeals
DecidedAugust 25, 1998
DocketA-97-1056, A-97-1057
StatusPublished
Cited by1 cases

This text of 584 N.W.2d 468 (State v. Fochtman) is published on Counsel Stack Legal Research, covering Nebraska Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Fochtman, 584 N.W.2d 468, 7 Neb. Ct. App. 532, 1998 Neb. App. LEXIS 136 (Neb. Ct. App. 1998).

Opinion

Hannon, Judge.

This opinion covers two related appeals by the appellant, Cory J. Fochtman. Pursuant to a plea bargain, Fochtman pled guilty and was convicted of unlawful distribution of marijuana, a Class III felony, and attempted possession of amphetamine, a Class I misdemeanor. The court sentenced Fochtman to not less than 3 nor more than 3 years 50 days’ imprisonment on the felony conviction (with credit for 49 days served) and 8 months in jail on the misdemeanor conviction, to be served concurrently. Fochtman now appeals on the basis that the State violated that part of the plea agreement in which the county attorney agreed to “make no recommendation at the time of the sentence.” On the basis of plain error, we reverse the convictions and sentences because Fochtman was not adequately advised of his privilege against self-incrimination before the court accepted his plea and remand the cause for further proceedings.

SUMMARY OF RECORD

The record in this case may be summarized as follows: In case No. 97-2, which composes the appeal in case No. A-97-1056, Fochtman was charged, in an information filed January 9, 1997, with two counts of unlawful distribution of methamphetamine, a Class III felony, one occurring on July 30, 1996, and the second on November 25. Under the plea agreement, this information was later amended to charge Fochtman only with attempted possession of amphetamine, a Class I misdemeanor. In case No. 97-11, which composes the appeal in case No. A-97-1057, Fochtman was charged, in an information filed on January 29, 1997, with unlawful distribution of mari *534 juana, a Class III felony, on July 17, 1996. Under the plea bargain, Fochtman pled guilty to this charge.

On February 3, 1997, Fochtman was arraigned on the original informations in both cases. The informations were separately read to Fochtman, and the court advised him as to the pleas available to him, but not of any rights. Fochtman pled not guilty to all charges.

On May 5,1997, Fochtman appeared with counsel before the court in both cases. A plea bargain was announced to the court which in substance provided that Fochtman agreed to plead guilty in case No. 97-11 to the charge of distribution of marijuana and plead guilty in case No. 97-2 to the amended charge of attempted possession of amphetamine, a Class I misdemeanor. In exchange, the remaining charges would be dismissed and the State would make no recommendation at the time of sentencing.

Subsequently, the court read the amended information in case No. 97-2 to Fochtman, advised him of the pleas available to him, and then asked him how he wanted to plead. Fochtman stated that he wished to plead guilty to the charges. The court then repeated the process with the remaining charge in case No. 97-11. Again, Fochtman pled guilty. The court then promptly called Fochtman as a witness on behalf of the court, had him duly sworn, and then proceeded to examine him about his date of birth, education level, reading and writing ability, and occupation. The court also inquired as to Fochtman’s medical and psychological treatment and the possibility that either drugs, alcohol, or mental condition might prohibit him from understanding the proceedings being conducted.

The court then proceeded to inquire if Fochtman understood the procedure that would be followed and specifically questioned Fochtman as to some of the procedures which implement the rights which judges are required to advise defendants of when they plead guilty, as guaranteed by State v. Irish, 223 Neb. 814, 394 N.W.2d 879 (1986), and Boykin v. Alabama, 395 U.S. 238, 89 S. Ct. 1709, 23 L. Ed. 2d 274 (1969). The inquiry was in detail, and Fochtman answered that he understood that 40 or 50 persons would be called at random from those who vote and have driver’s licenses to be a jury; that before the trial he or his *535 attorney could ask the jurors questions to attempt to ascertain if they could be fair; and that “once the trial began, you understand that you could sit by your lawyer or counsel and not help the prosecutor find that you were guilty beyond a reasonable doubt, you could decline to testify, you understand that?” (Emphasis supplied.) Fochtman was also asked if he understood that if the county attorney put witnesses on the stand, his lawyer could ask them questions, and that he had the right to force people to come to testify on his behalf.

The judge elicited from Fochtman that he was satisfied with his attorney, that no threats were made other than the charges filed, and that he understood he could go to jail for up to 21 years and be fined $25,000. The judge next inquired whether Fochtman understood that the plea bargain had the effect of reducing one of the felony charges to a misdemeanor charge. The judge also elicited from Fochtman that no one had promised that he would not go to the penitentiary.

The judge then had the county attorney state the evidence which would constitute a factual basis for the charges, and the county attorney did so in detail. The court then inquired of Fochtman if he understood that the State would have to prove every element of every charge beyond a reasonable doubt. Next, the court stated: “And if I send you to the penitentiary there will be little or nothing you can do about it because you’re giving up most of your constitutional rights by entering this plea, you understand that?” Fochtman responded in the affirmative. When asked whether, “[tjaking into consideration all those things, [you are] sure that you want to enter this plea of guilty to the misdemeanor and to the Class III felony, 20 years worth, of delivering marijuana?” Fochtman replied, “Yes, sir.” Thus, the hearing was concluded.

Fochtman was sentenced at a later hearing, at which time, undisputedly, the county attorney breached the terms of the plea bargain. Fochtman now appeals.

ASSIGNMENTS OF ERROR

Fochtman argues that he was denied effective assistance of counsel in the “trial proceedings” in that his trial counsel failed to object to the State’s violation of the plea bargain at the time *536 of the violation as required by State v. Shepherd, 235 Neb. 426, 455 N.W.2d 566 (1990), and further that the court imposed an excessive sentence. Since we reverse upon the basis of plain error, the assigned errors are rendered moot and need not be considered.

STANDARD OF REVIEW

Appellate review is limited to those errors specifically assigned as error in an appeal to a higher appellate court. State v. Hays, 253 Neb. 467, 570 N.W.2d 823 (1997). However, an appellate court always reserves the right to note plain error which was not complained of at trial or on appeal. Id. Plain error is error plainly evident from the record and of such a nature that to leave it uncorrected would result in damage to the integrity, reputation, or fairness of the judicial process. Id.

ANALYSIS

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Related

State v. Nichols
600 N.W.2d 484 (Nebraska Court of Appeals, 1999)

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Bluebook (online)
584 N.W.2d 468, 7 Neb. Ct. App. 532, 1998 Neb. App. LEXIS 136, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-fochtman-nebctapp-1998.