State v. Morales

Opinion

1 This memorandum opinion was not selected for publication in the New Mexico Reports. Please 2 see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions. 3 Please also note that this electronic memorandum opinion may contain computer-generated 4 errors or other deviations from the official paper version filed by the Court of Appeals and does 5 not include the filing date.

6 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

7 STATE OF NEW MEXICO, 8 Plaintiff-Appellee, 9 v. NO. 29,311 10 RAYMOND MORALES, 11 Defendant-Appellant.

12 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 13 Denise Barela Shepherd, District Judge

14 Gary K. King, Attorney General 15 Anita Carlson, Assistant Attorney General 16 Santa Fe, NM

17 for Appellee

18 Liane E. Kerr 19 Albuquerque, NM

20 for Appellant 21 MEMORANDUM OPINION 22 WECHSLER, Judge.

1 Defendant Raymond Morales appeals from an order denying his motion to 2 dismiss three counts of armed robbery for violation of double jeopardy. Defendant 3 contends that the double jeopardy protections of the United States and New Mexico 4 Constitutions preclude his prosecution for three counts of armed robbery, because he 5 was previously convicted of the offense of dealing in credit cards of another relating 6 to the same event. We affirm. 7 PROCEDURAL AND FACTUAL BACKGROUND 8 The background facts of this case are undisputed. On October 21, 2005, a 9 Blake’s Lotaburger (Blake’s) in Albuquerque, New Mexico, was robbed at around 10 4:30 p.m. The face and body of the robber were largely covered, so as to conceal the 11 robber’s identity. The robber was armed with a rifle and ultimately left Blake’s with 12 the purses belonging to three employees of the business. On November 2, 2005, 13 Defendant was pulled over for speeding in northwest Albuquerque and arrested for 14 driving with a revoked driver’s license and having an outstanding warrant. The 15 officer searched Defendant and the vehicle he was driving and found a check book, 16 credit cards, and debit cards with the names of the three victims of the October 21, 17 2005, robbery at Blake’s. On August 31, 2006, Defendant was indicted for “[d]ealing 18 in credit cards of another,” pursuant to NMSA 1978, Section 30-16-30 (1971). On 19 August 9, 2007, Defendant pled no contest to the offense of dealing in credit cards of

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1 another, as well as to additional counts from other incidents. On August 31, 2007, 2 Defendant was sentenced pursuant to the plea agreement. 3 On November 7, 2007, Defendant was indicted on charges involving the 4 October 21, 2005 robbery at Blake’s Lotaburger. Counts 1-3 charge Defendant with 5 armed robbery, each count alleging that on or about October 21, 2005, in Bernalillo 6 County, New Mexico, Defendant “took and carried away a purse . . . armed with a 7 rifle, a deadly weapon, and took the property by use or threatened use of force or 8 violence” from each of three employees at Blake’s. Defendant moved to dismiss 9 Counts 1-3 on the grounds that his double jeopardy rights were violated for successive 10 prosecution for the same offense. 11 After a hearing on Defendant’s motion, the district court found that Defendant 12 was previously convicted on the charge of dealing in credit cards of another and that 13 the credit cards were from the victims of a robbery committed on October 21, 2005. 14 The district court concluded, however, that the offense of dealing in credit cards of 15 another is not a lesser included offense of armed robbery of the victims’ purses. The 16 district court further concluded that there was “no commonality of elements among 17 the charges.” It reasoned that (1) the armed robbery charges alleged taking purses by 18 force while armed with a deadly weapon, not dealing in credit cards, and (2) the 19 offenses concerned conduct occurring on different dates. The district court also

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1 concluded that there is “no association between the elements of the two charges,” 2 expressly stating that this determination was based on a review of the different statutes 3 and the Uniform Jury Instructions (UJIs) regarding the charges of armed robbery and 4 dealing in credit cards of another. The district court denied Defendant’s motion to 5 dismiss. Defendant appeals. 6 STANDARD OF REVIEW 7 A defendant has a constitutional right for an immediate appeal from an order 8 denying a motion to dismiss on double jeopardy grounds. State v. Apodaca, 1997- 9 NMCA-051, ¶ 17, 123 N.M. 372, 940 P.2d 478. We generally apply a de novo 10 standard of review to the constitutional question of whether there has been a double 11 jeopardy violation. State v. Bernal, 2006-NMSC-050, ¶ 6, 140 N.M. 644, 146 P.3d 12 289. When factual issues are intertwined with the double jeopardy analysis, however, 13 the district court’s factual determinations are subject to a deferential substantial 14 evidence standard of review. See State v. Rodriguez, 2006-NMSC-018, ¶ 3, 139 N.M. 15 450, 134 P.3d 737. 16 Before we proceed to the analysis of the merits, we note that in the answer brief 17 the State first contends that double jeopardy is not an issue in this case because 18 Defendant pled no contest to dealing in credit cards of another, but no judgment and 19 sentence based on the plea appears in the record. The State relies on State v. Angel,

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1 2002-NMSC-025, ¶ 10, 132 N.M. 501, 51 P.3d 1155 (discussing that “jeopardy 2 attaches when the court enters a judgment and imposes a sentence on the guilty plea, 3 not when the plea was accepted”). Because no judgment and sentence on the plea 4 appears in the record proper, the State further argues that Defendant, as the appellant, 5 has failed to sustain his burden to present a record sufficient for review of his double 6 jeopardy issue on appeal, and therefore, this Court should therefore decline to address 7 it. 8 At the hearing on Defendant’s motion to dismiss, however, defense counsel 9 stated that Defendant “has already pled and been sentenced on August 31st of 2007, 10 for the offense directly related to this Blake’s armed robbery,” referring to 11 Defendant’s no contest plea to dealing in credit cards of another entered on August 9, 12 2007. The State did not counter this assertion of fact at the hearing by contending that 13 Defendant had actually not been sentenced on the plea, nor did the State contend in 14 its response to Defendant’s motion to dismiss on double jeopardy grounds that 15 Defendant had failed to sustain his burden to show a double jeopardy violation by 16 failing to provide the district court with a copy of the judgment and sentence based on 17 the plea agreement. As such, defense counsel’s assertion that Defendant had been 18 sentenced on August 31, 2007, following the plea, and the State’s failure to counter 19 or object below, was both sufficient to sustain Defendant’s burden to bring up a record

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1 sufficient for review of his double jeopardy issue on appeal and insufficient to 2 preserve the State’s argument on appeal that this Court should decline to address it. 3 See Angel, 2002-NMSC-025, ¶ 13 (discussing that the state must preserve below the 4 argument that a guilty plea is not a bar to a subsequent prosecution until the sentence 5 has been entered on the plea). 6 Secondly, to the extent that Defendant argues that he is entitled to greater 7 double jeopardy protection under the New Mexico Constitution than is provided for 8 under the United States Constitution, New Mexico case law has decided that the 9 federal test, discussed below, adequately protects a defendant’s double jeopardy rights 10 in the successive prosecution context. State v. Powers, 1998-NMCA-133, ¶ 29, 126 11 N.M. 114, 967 P.2d 454 (concluding that “on balance, the ‘same elements’ test 12 adequately protects [a defendant’s] right to be free from double jeopardy in the 13 context of successive prosecutions governed by our state constitution”). We thus turn 14 to the merits of Defendant’s double jeopardy concerns. 15 DEFENDANT’S ARGUMENTS 16 Defendant argues on appeal that the State violated his double jeopardy rights 17 because it placed him “twice in jeopardy for the same event, that is the theft and 18 dealing of credit cards.” Defendant contends that this is “a multiple punishment case,” 19 because “[t]he State made it clear that it intended to use the admission of guilt in the

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1 credit card case to prove culpability in the robbery case.” Defendant asserts that the 2 armed robbery indictment presents a double jeopardy violation because “the [c]ourt 3 is faced with two criminal proceedings arising from the same event,” the armed 4 robbery at Blake’s. Further, “the fact that Detective Jeanette Tate pursued both 5 investigations supports this premise.” Because the two crimes arise from “the event 6 at issue,” Defendant concludes that the State’s determination to pursue the robbery 7 case “concluded when the State elected to resolve the credit card charges” with 8 Defendant’s plea. Thus, Defendant asks this Court to “reverse the district court with 9 respect to whether . . . Defendant was subject to double jeopardy as a result of the 10 State’s decision to pursue and conclude the credit card case prior to initiating the 11 robbery indictment.” 12 APPLICABLE LAW 13 The double jeopardy prohibition protects against (1) a second prosecution for 14 the same offense after acquittal; (2) a second prosecution for the same offense after 15 conviction; and (3) multiple punishments for the same offense. Swafford v. State, 112 16 N.M. 3, 7, 810 P.2d 1223, 1227 (1991). This case involves assessing the double 17 jeopardy prohibition that protects against a second prosecution for the same offense 18 after conviction. Defendant was convicted, upon a plea of no contest, of dealing in 19 the credit cards of another involving credit cards belonging to the victims of the

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1 October 21, 2005 armed robbery at Blake’s. He was subsequently indicted for, among 2 other charges, of stealing at gunpoint the purses of the victims of the October 21, 2005 3 armed robbery. In order to determine whether Defendant’s double jeopardy rights 4 have been violated, “[o]ur first task . . . is to determine whether the two prosecutions 5 involved the same offense.” State v. Rodriguez, 2005-NMSC-019, ¶ 21, 138 N.M. 21, 6 116 P.3d 92. 7 “In resolving this issue, we apply the Blockburger same elements test.” Id.; see 8 generally Blockburger v. United States, 284 U.S. 299 (1932). In Rodriguez, our 9 Supreme Court clarified that the Blockburger “same elements test” rather than the 10 “same evidence test” applies in New Mexico in assessing both multiple punishment 11 and successive prosecution claims. Rodriguez. 2005-NMSC-019, ¶¶ 21-23. The 12 Blockburger test focuses on the statutory elements of each offense, rather than the 13 actual evidence to be presented at trial. Id. ¶ 22. “[T]he test to be applied to 14 determine whether there are two offenses or only one, is whether each provision 15 requires proof of a fact which the other does not.” Id. ¶ 7 (alteration in original) 16 (internal quotation marks and citation omitted). “Under this test, the phrase ‘same 17 offense’ has been interpreted to include greater and lesser included offenses, and thus, 18 the state cannot subject a defendant to a second prosecution for a greater offense when 19 the defendant has been prosecuted for a lesser included offense, [regardless of]

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1 whether the first prosecution resulted in conviction or acquittal.” Id. 2 Defendant mistakenly focuses on the fact that the two crimes arise from the 3 same event. This focus on unitary conduct principles rather than the same elements 4 test is misplaced. For example, in his motion to dismiss, Defendant cites State v. 5 Medina, 87 N.M. 394, 395, 534 P.2d 486, 487 (Ct. App. 1975), for the proposition 6 that when both charges emanate from the same events and the defendant was 7 convicted of the lesser crime, the greater crime is barred by double jeopardy. 8 Similarly, in the brief in chief, Defendant cites Medina for the proposition that “[a] 9 conviction of a lesser offense necessarily included in a greater offense bars a 10 subsequent prosecution for the greater offense.” Medina, however, relies on an 11 evidence-based approach that has been rejected in favor of the Blockburger elements- 12 based approach to double jeopardy analysis. State v. Franco, 2005-NMSC-013, ¶ 17, 13 137 N.M. 447, 112 P.3d 1104. In Franco, our New Mexico Supreme Court explained 14 that “we have never departed from the Blockburger test, which focuses on elements, 15 by examining the conduct or evidence in detail.” Id. “In fact, we have indicated that 16 examination [of the conduct or evidence] was neither required nor appropriate.” Id. 17 Therefore, we examine the elements of the offenses of dealing in credit cards 18 of another and armed robbery to determine whether they involve successive 19 prosecutions for the same offense. In its analysis, the district court determined that

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1 dealing in credit cards of another is not a lesser included offense of armed robbery, 2 that each offense requires proof of an element that the other does not, therefore, the 3 two prosecutions did not involve “the same offense” and no successive prosecution 4 double jeopardy violation has occurred. We agree. 5 APPLICATION OF THE BLOCKBURGER SAME-ELEMENTS TEST 6 Section 30-16-30 sets forth the crime of “[d]ealing in credit cards of another,” 7 as follows:

8 Any person, other than the issuer, who possesses, receives, sells 9 or transfers four or more credit cards, issued in a name or names other 10 than his own in violation of Sections [Section] 30-16-26 or 30-16-27 or 11 30-16-28 or 30-16-29 NMSA 1978 is guilty of a third degree felony. 12 (alteration in original). NMSA 1978, Section 30-16-26 (1971) prohibits the theft of

13 a credit card by taking or retaining possession of a credit card known to be stolen. 14 NMSA 1978, Section 30-16-27 (1971) prohibits receiving or possessing a stolen, lost, 15 mislaid, or wrongfully delivered credit card. NMSA 1978, Section 30-16-28 (1971) 16 prohibits the fraudulent transfer or receipt of a credit card. NMSA 1978, Section 30- 17 16-29 (1971) prohibits the fraudulent taking, receiving, or transferring of a credit card 18 by making a false statement. 19 The UJI stating the essential elements required to prove the crime of dealing in 20 credit cards of another provides:

21 For you to find the defendant guilty of dealing in credit cards of 22 another [as charged in Count __________], the state must prove to your

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1 satisfaction beyond a reasonable doubt each of the following elements 2 of the crime:

3 1. The defendant [had in his possession] [received] [or] 4 [transferred] four or more credit cards;

5 2. The credit cards were issued to one or more persons other 6 than the defendant; 7 8 [3. The defendant was not the issuer of the credit cards or the 9 authorized agent of the issuer;] 10 11 4. [The defendant, without consent, took the credit cards from 12 the person, possession, custody or control of another with the intent to 13 permanently deprive the (cardholder) (cardholders) of possession of the 14 credit cards;] or

15 [The defendant knew that the credit cards had been stolen 16 and intended (to use the credit cards) (sell or transfer the 17 credit cards to another person other than to the cardholder 18 or issuer);] or 19 [The credit cards had been (stolen) (lost or mislaid) 20 (delivered under a mistake as to identity or address of the 21 cardholder). The defendant knew or had reason to know 22 that the credit cards had been (stolen) (lost or mislaid) 23 (delivered under a mistake as to the identity or address of 24 the cardholder). The defendant retained possession of the 25 credit cards with the intent to (use the credit cards) (sell or 26 transfer the credit cards to another person other than to the 27 cardholder or issuer);] or 28 29 [The defendant transferred possession of the credit cards to 30 a person other than the cardholder with the intent to deceive 31 or cheat;] or 32 33 [The defendant obtained possession of the credit cards from 34 a person other than the issuer or the authorized agent of the 35 issuer with the intent to deceive or cheat;] or

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2 [The defendant (received) (sold) (transferred) the credit 3 cards by making a false statement (about his identity or 4 financial condition) (about the identity or financial 5 condition of another) with the intent to deceive or cheat;] 6 7 5. This happened in New Mexico on or about the __________ day 8 of_____________, __________.

9 UJI 14-1686 NMRA (alterations in original) (footnotes omitted). The Committee 10 Commentary explains that:

11 Presumably, the legislature assumed that one who possesses, receives, 12 sells or transfers four or more credit cards is dealing in unlawfully 13 obtained credit cards, and is not merely a petty thief. 14 15 The committee was of the opinion that the offense of dealing in 16 credit cards may be committed in more than one way and that if 17 alternative elements in Element 4 [of UJI 14-1686] are given, it is not 18 necessary for all jurors to agree on any single alternative element. It is 19 only necessary that the jury unanimously agree that the defendant had 20 possession of, received or transferred four or more credit cards in one 21 or more of the unlawful manners set forth in Element 4.

22 UJI 14-1686, Committee Commentary (emphasis added). 23 The crime of robbery is defined as:

24 Robbery consists of the theft of anything of value from the person 25 of another or from the immediate control of another, by use or threatened 26 use of force or violence.

27 Whoever commits robbery is guilty of a third degree felony.

28 Whoever commits robbery while armed with a deadly weapon is, 29 for the first offense, guilty of a second degree felony and, for second and 30 subsequent offenses, is guilty of a first degree felony.

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1 NMSA 1978, § 30-16-2 (1973). The UJI stating the essential elements of the crime 2 of armed robbery provides:

3 For you to find the defendant guilty of armed robbery [as charged 4 in Count __________], the state must prove to your satisfaction beyond 5 a reasonable doubt each of the following elements of the crime: 6 7 1. The defendant took and carried away _________________ 8 (identify property), from __________________ (name of victim) or from 9 his immediate control intending to permanently deprive 10 __________________ (name of victim) of the __________________ 11 (property); [the property had some value;] 12 13 2. The defendant was armed with a __________________; 14 15 3. The defendant took the __________________ (property) by 16 [force or violence] [or] [threatened force or violence];

17 4. This happened in New Mexico on or about the __________ 18 day of ______________, _________.

19 UJI 14-1621NMRA (alterations in original) (emphasis and footnotes omitted.). 20 Defendant pled no contest to “dealing in credit cards of another.” As articulated 21 in Section 30-16-30, Element 4 of UJI 14-1686, and the Committee Commentary to 22 UJI 14-1686, the crime of dealing in credit cards of another involves a defendant’s 23 unlawful possession of four or more credit cards of another person. At trial, the State 24 is required to prove that a defendant came to unlawfully possess four or more of 25 someone else’s credit cards in the way or ways set forth in Sections 30-16-26, -27, - 26 28, or -29, the statutes listed in Section 30-16-30. Thus, Element 4 of UJI 14-1686

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1 sets forth the way(s), pursuant to these sections, that a defendant may come to 2 unlawfully possess four or more of the credit cards of another. The italicized language 3 of the Committee Commentary quoted above indicates that

4 it is not necessary for all jurors to agree on any single alternative 5 element. It is only necessary that the jury unanimously agree that the 6 defendant had possession of, received or transferred four or more credit 7 cards in one or more of the unlawful manners set forth in Element 4.

8 UJI 14-1686, Committee Commentary. 9 As the State notes, the copy of the plea agreement does not indicate which of 10 the Element 4 alternatives Defendant pled no contest, or on which of them the State 11 relied in charging Defendant with dealing with the credit cards of another. See 12 Franco, 2005-NMSC-013, ¶ 14 (recognizing that “we treat statutes written in the 13 alternative as separate statutes for purposes of the Blockburger analysis[,]” and 14 discussing that “[t]his means that instead of looking at the statute in the abstract, we 15 look at the ‘legal theory’ of the offense that is charged”). Only one of the Element 4 16 alternatives could be considered to be a lesser included offense of robbery; that 17 Defendant unlawfully came into possession of the stolen credit cards by stealing them 18 himself, pursuant to Section 30-16-26. Cf. State v. Rodriguez, 113 N.M. 767, 772, 19 833 P.2d 244, 249 (Ct. App. 1992) (indicating that when a crime is presented to the 20 jury in the alternative with only one alternative being constitutionally permissible, the 21 conviction must be set aside); see also Powers, 1998-NMCA-133, ¶ 17 (holding that

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1 after the defendant was held in contempt for violating the order prohibiting domestic 2 violence, which had an “extraordinarily broad definition of battery,” the defendant 3 could not also be charged with battery without violating double jeopardy). 4 In this case, however, Defendant acknowledges that, by pleading no contest, he 5 admitted to being in possession of four or more stolen credit cards. Moreover, in 6 connection with Defendant’s entering into the plea, the State agreed to drop or not file 7 any charges for theft of the credit cards. As such, Defendant did not plead to stealing 8 the credit cards, and, when the plea was entered, the State was not required to prove, 9 as its “legal theory” with regard to Element 4, that it was Defendant who stole the 10 victims’ credit cards. 11 Therefore, Defendant’s admission in the no contest plea (to unlawful possession 12 of four or more credit cards) does not sustain Defendant’s burden of demonstrating 13 that dealing in credit cards of another, in this case, is a lesser included offense of the 14 armed robbery (to stealing the victims’ purses). See State v. Gonzales, 1997-NMCA- 15 039, ¶ 18, 123 N.M. 337, 940 P.2d 185 (holding that it is the defendant’s burden to 16 show that his subsequent criminal prosecution violated double jeopardy in a 17 successive prosecution case). 18 Similarly, there is no basis for Defendant’s suggestion that dealing in credit 19 cards of another is the same, continuing offense, from the date of the armed robbery

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1 October 21, 2005 to November 2, 2005, when Defendant was arrested for possession 2 of the credit cards. The plea required Defendant to admit that he was unlawfully in 3 possession of four or more credit cards on November 2, 2005, but it did not require 4 Defendant to admit to stealing credit cards on October 21, 2005. These crimes are not 5 “the same offense” for purposes of successive prosecution double jeopardy analysis 6 in this case. 7 In addition, other elements of the two crimes are different under a same- 8 elements analysis. For instance, the property at issue is not the same. In the armed 9 robbery case, Defendant is charged with taking, and the State must prove that 10 Defendant took the victim’s purses—not credit cards. Recently, our Supreme Court 11 has held that the Legislature intended to punish a defendant separately for theft of 12 credit cards and theft of generic property such as a purse and cash. Rodriguez, 2005- 13 NMSC-019, ¶ 27 (holding that a defendant could be separately convicted and 14 punished for theft of a credit card and theft of “generic property” such as a purse and 15 cash, without violating the double jeopardy clause). 16 The criminal statutes related to credit cards further supports the conclusion in 17 Rodriguez that the Legislature intended to separately punish the taking of credit cards 18 from the taking of other generic property items, such as a purse, or a purse and other 19 types of cards, including, as in this case, debit and identification cards. In this regard,

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1 the Legislature has expressly provided that the credit card statutes “shall not be 2 construed to preclude the applicability of any other provision of the criminal law of 3 this state.” See NMSA 1978, § 30-16-38 (1971). Further, the Legislature has enacted 4 separate and distinct statutory provisions that prohibit the unlawful possession and use 5 of property items distinct from credit cards, such as debit cards. See, e.g., NMSA 6 1978, § 58-16-16 (1990) (criminal penalty relating to unlawful possession of debit 7 cards). 8 As another example of the difference in the elements of the two crimes, the 9 conduct addressed by each is different. Armed robbery requires proof that Defendant 10 was armed and took the property by force or violence, conduct that is not required as 11 an element of dealing in the credit cards of another. The jury instruction for the three 12 armed robbery charges requires the State to prove that on October 21, 2005, in 13 Bernalillo County, New Mexico, Defendant took the purses of three individuals by 14 force or violence and that Defendant was armed with a deadly weapon. UJI 14-1621. 15 With regard to his conviction pursuant to a no contest plea for “[d]ealing in credit 16 cards of another,” Defendant only admitted that on November 2, 2005, in Bernalillo 17 County, New Mexico, he was in possession of four or more stolen credit cards. See 18 UJI 14-1686. Because each offense requires proof of at least one element that the 19 other does not, they are not the “same offense.”

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1 Therefore, the successive prosecution of Defendant for dealing in credit cards 2 of another and three counts of armed robbery in this case does not violate double 3 jeopardy. 4 CONCLUSION 5 We affirm the district court’s order denying Defendant’s motion to dismiss. 6 IT IS SO ORDERED. 7

8 _______________________________ 9 JAMES J. WECHSLER, Judge

10 WE CONCUR:

11 _____________________________ 12 CYNTHIA A. FRY, Chief Judge

13 _____________________________ 14 TIMOTHY L. GARCIA, Judge