State v. Apodaca

1997 NMCA 051, 940 P.2d 478, 123 N.M. 372
CourtNew Mexico Court of Appeals
DecidedApril 30, 1997
Docket16894
StatusPublished
Cited by41 cases

This text of 1997 NMCA 051 (State v. Apodaca) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Apodaca, 1997 NMCA 051, 940 P.2d 478, 123 N.M. 372 (N.M. Ct. App. 1997).

Opinion

OPINION

HARTZ, Chief Judge.

(1) Defendant contends that he has been acquitted of the charge of criminal sexual penetration (CSP) in the second degree and that the prohibition against double jeopardy precludes the State from retrying him on that charge. He appeals from the denial of his motion for entry of a verdict of not guilty on the CSP charge and from an order that declared a mistrial and ruled that the State had the right to retry him on the charge. We hold that Defendant has the right to appeal from the order permitting a new trial, but we affirm the order because Defendant was not acquitted of the CSP charge.

I. FACTS

(2) Defendant was indicted and tried on three charges: Count I — CSP, Count II— kidnapping, and Count III — aggravated assault with intent to commit a violent felony. The jury received lesser-included-offense instructions on all three counts. After lengthy deliberations the jury sent a note to the trial judge that it was deadlocked.

(3) The judge called the jury back to the courtroom. The judge, the prosecutor, and defense counsel had previously agreed that rather than polling each juror on each charge, the judge would ask the foreman for the vote count on each charge and then ask the other jurors as a group whether the count was correct. On Count I the jury had been instructed that it could return three possible verdicts — guilty of CSP, guilty of battery, or not guilty. The following exchange took place:

Judge: Mr. Foreman, has the jury reached a verdict on Count I?
Foreman: No, Your Honor, we have not.
Judge: Okay. And regarding the charge of criminal sexual penetration, what was the vote? Can you tell me the vote or the split?
Foreman: For the entire — or just for just—
Judge: Count I.
Foreman: Count I.
Judge: And we have three — we have three possible verdicts.
Foreman: And you want the vote for each part?
Judge: Yes.
Foreman: Okay. The vote for the first part was zero for guilty and all for not guilty, by the final count. There was some deliberation, and there is one juror that may come back to that. Do you want me to explain the—
Judge: Okay. Well, let me just ask, is that on the criminal sexual penetration charge?
Foreman: That’s right.
Judge: Okay. And then we have the next possible [charge] if there was, on battery.
Foreman: Six-six.
Judge: Okay. And then not guilty? Foreman: I’m sorry. Six-six for — six for guilty of battery, six for not guilty.
Judge: Right. And then for the possibility of not guilty?
Foreman: It’s the same. Six — six for not guilty, and six for—
Judge: Okay. Six for not guilty. Okay. Then — okay. Now, do all the jurors agree as to the vote on— regarding the possible verdicts on Count I?
Jury: [Jurors respond in the affirmative.] Judge: Anybody have a different recollection?
Jury: No.

(4) The judge then proceeded to ask the foreman about Counts II and III. On Count II the jury unanimously voted for acquittal of kidnapping, but there were four votes for a guilty verdict on the lesser included offense of false imprisonment. On Count III the jury voted unanimously for acquittal of aggravated assault with intent to commit a violent felony and the lesser included offense of aggravated assault with a deadly weapon, but it deadlocked six to six on the second lesser included offense of simple assault.

(5)The judge then called a bench conference with counsel. The prosecutor stated that she wished to inquire into what the foreman meant by saying “there is one juror that may come back to that” with respect to the CSP charge. Despite defense counsel’s objection, the judge agreed and questioned' the foreman in open court:

Judge: Mr. Foreman, I just want to make certain that we are in agreement on how these votes were. On Count I, the CSP, the battery, and the not guilty, was a vote of zero, six and six. Is that correct?
Foreman: Yes, Your Honor.
Judge: Okay. And you also indicated though that one person may come back on that?
Foreman: There is — there is at least one juror who still had — I think at times was voting guilty of sexual penetration, the first — the first count. And that individual—
Judge: And so then that—
Foreman: In other words, I think if the vote was taken only on [the CSP count], the vote may be one guilty, five guilty of battery, six not guilty, if it’s only on that one charge.
Judge: Just as to Count I? I think we need to have you go and take that vote and report back because I’m not sure that this is a definite vote on the Count I.
Foreman: Okay.

After deliberating an additional three minutes, the jury reported a vote on Count I of seven for acquittal, four for guilty of battery, and one for guilty of CSP. The judge orally declared a mistrial.

(6)Two weeks later Defendant moved for entry of a verdict of not guilty to the CSP charge in Count I, contending that the jury had unanimously voted for acquittal. The district court did not enter an order specifically denying the motion, but it later entered an Order Declaring Mistrial which recited that the jury had acquitted Defendant of kidnapping, aggravated assault with intent to commit a violent felony, and aggravated assault with a deadly weapon, and that the State could retry Defendant on the charges of CSP, false imprisonment, and assault.

II. RIGHT TO APPEAL

(7) The first issue we must address is whether Defendant has the right to appeal at this time from the order permitting the State to try him again on the CSP charge. There is no doubt that Defendant could raise his double jeopardy claim on appeal after a second trial if he were convicted of CSP. See State v. Breit, 122 N.M. 655, 658, 930 P.2d 792, 795 (1996). The question is whether he must await the outcome of a new trial or can appeal at this time. We note that ordinarily there is no right to appeal an order granting a new trial in a civil action.

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Cite This Page — Counsel Stack

Bluebook (online)
1997 NMCA 051, 940 P.2d 478, 123 N.M. 372, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-apodaca-nmctapp-1997.