State v. Morales

460 So. 2d 410
CourtDistrict Court of Appeal of Florida
DecidedNovember 14, 1984
Docket83-1523
StatusPublished
Cited by15 cases

This text of 460 So. 2d 410 (State v. Morales) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Morales, 460 So. 2d 410 (Fla. Ct. App. 1984).

Opinion

460 So.2d 410 (1984)

STATE of Florida, Appellant,
v.
Raphael MORALES, Appellee.

No. 83-1523.

District Court of Appeal of Florida, Second District.

November 14, 1984.
Rehearing Denied December 13, 1984.

*411 Jim Smith, Atty. Gen., Tallahassee, and James H. Dysart, Asst. Atty. Gen., Tampa, for appellant.

Jerry Hill, Public Defender, Bartow, and Deborah K. Brueckheimer, Asst. Public Defender, Tampa, for appellee.

LEHAN, Judge.

This case involves the question of what test should be used by a trial court to determine whether sufficient independent evidence of a conspiracy, and a defendant's participation therein, exists in order to justify admitting into evidence against the defendant hearsay statements by alleged coconspirators. Florida case law has not contained the complete answer. See Brikold v. State, 365 So.2d 1023, 1026 n. 5 (Fla. 1978); State v. Haynes, 453 So.2d 926 (Fla. *412 2d DCA 1984); Tresvant v. State, 396 So.2d 733, 740 n. 10 (Fla. 3d DCA), petition for review denied, 408 So.2d 1096 (Fla. 1981). We conclude, as explained below, that the appropriate test is included in a two-part test which is that such statements: "(1) are not admitted until properly authenticated by substantial independent evidence, and (2) do not remain in the proof to be submitted to the jury unless their admissibility is established by a preponderance of the evidence." United States v. James, 590 F.2d 575, 583 (5th Cir.) (en banc), cert. denied, 442 U.S. 917, 99 S.Ct. 2836, 61 L.Ed.2d 283 (1979). See also United States v. Nichols, 695 F.2d 86 (5th Cir.1982).

We believe the trial court's exclusion of certain hearsay evidence in this case was not consistent with that test. That evidence consisted of certain alleged coconspirators' statements made in furtherance of the conspiracy which implicated defendant in the crimes charged. We reverse the trial court's rulings which excluded the hearsay evidence and which dismissed the charges against defendant.

The defendant was charged with four violations of the Florida Comprehensive Drug Abuse Prevention and Control Act, specifically, violations of sections 893.13 and 893.135, Florida Statutes (1981), involving possession of a controlled substance (diazepam), sale of a controlled substance (diazepam), trafficking in drugs (cocaine), and conspiracy to traffic in more than 20 grams of methaqualone. A pretrial evidentiary hearing was held on defendant's motion to exclude from the evidence hearsay statements made by defendant's alleged coconspirators. The trial court found that a conspiracy to traffic in controlled substances in Pinellas County could be established by the evidence but that there was insufficient evidence, independent of those hearsay statements of the alleged coconspirators, to show defendant's involvement in the conspiracy. The court therefore granted the motion. The court also granted defendant's motion to dismiss the charges because proof of the charges depended upon those hearsay statements.

The state appeals, contending that the trial court erred in finding that there was insufficient independent evidence of defendant's participation in the conspiracy. We agree with the state.

Section 90.803(18)(e), Florida Statutes (1981), contains the so-called "coconspirator rule" permitting the admission of statements by coconspirators into evidence against a defendant who is a member of the conspiracy even though the statements would otherwise be inadmissible as hearsay:

The provision of s. 90.802 [involving hearsay] to the contrary notwithstanding, the following are not inadmissible as evidence, even though the declarant is available as a witness:
.....
(18) Admissions. A statement that is offered against a party and is:
.....
(e) A statement by a person who was a coconspirator of the party during the course, and in furtherance, of the conspiracy. Upon request of counsel, the court shall instruct the jury that the conspiracy itself and each member's participation in it must be established by independent evidence, either before the introduction of any evidence or before evidence is admitted under this paragraph.

The case law expands upon the rule and outlines the role of the trial court. "[B]efore the `co-conspirator rule' may be invoked there must first be independent evidence of the existence of a conspiracy, and of the objecting party's participation in it." Honchell v. State, 257 So.2d 889, 890 (Fla. 1971). "The requirement of independent evidence is a condition of admissibility." Boyd v. State, 389 So.2d 642, 644 (Fla. 2d DCA 1980). In Florida the initial determination of whether such independent evidence exists is an evidentiary matter for the trial court. Saavedra v. State, 421 So.2d 725 (Fla. 4th DCA 1982). Saavedra, relying upon the Fifth Circuit's opinion in James, pointed out that "the jury plays no *413 role in the decision whether to admit a co-conspirator's declaration." Saavedra, 421 So.2d at 727.

As required by section 90.803(18)(e), the trial court should instruct the jury, upon defendant's motion, that the conspiracy and each member's participation in it must be established by independent evidence. That instruction, often called the "Apollo instruction," appears to have derived from United States v. Apollo, 476 F.2d 156 (5th Cir.1973). James overruled Apollo. But Boyd confirmed that the "Apollo rule lives on in Florida" because of section 90.803(18)(e). 389 So.2d at 646. Rule 801(d)(2)(E) of the Federal Rules of Evidence corresponds to section 90.803(18)(e) of the Florida Evidence Code except that the Federal Rules do not contain the Florida Code's Apollo instruction requirement. Boyd, 389 So.2d at 646. Accordingly, in Florida after the trial court makes a threshold decision to admit hearsay evidence in this type of case, the cautionary Apollo instruction shall be given if an appropriate request is made.

As noted above, James overruled Apollo and the Apollo instruction required in Florida by section 90.803(18)(e) is not appropriate in the federal courts. Therefore, the jury responsibility invoked by that instruction in Florida concerning the effect, if any, of hearsay evidence against an alleged coconspirator no longer exists in federal cases. Nonetheless, other procedures followed in federal courts do correspond to procedures in Florida relative to the determinations to be made in this type of case by the trial court, as explained below.

Although it is clear that the trial court has the responsibility for determining the admissibility of that type of hearsay evidence, it has not been clear how much independent evidence in Florida courts is necessary to prove the existence of a conspiracy and a defendant's participation therein. Brikold, 365 So.2d at 1026 n. 5. This court has held that it must not be "too slight," "too tenuous" or "too insubstantial." Farnell v. State, 214 So.2d 753, 760 (Fla. 2d DCA 1968).

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460 So. 2d 410, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-morales-fladistctapp-1984.