State v. Moore

531 N.E.2d 691, 40 Ohio St. 3d 63, 1988 Ohio LEXIS 414
Ohio Supreme Court·Decided December 14, 1988·No. No. 87-1709·Published·Cited by 39 cases

Opinions

Douglas, J.

In this case, we are called upon to decide whether a prosecutor has violated Crim. R. 16 by not producing, pursuant to a defendant’s timely and proper discovery request, all recorded statements made by such defendant. Further, if such a violation is found, it must be determined whether the violation was prejudicial to the defendant in order to avoid the effect of the harmless-error rule.

Crim. R. 16 provides in pertinent part:

“(A) Demand for discovery. Upon written request each party shall forthwith provide the discovery herein allowed. * * *”

It is uncontroverted that appellant made a proper and timely motion for discovery pursuant to Crim. R. 16(A). Crim. R. 16(B) sets forth the types of information available to a defendant upon request. Specifically, Rule 16(B) provides:

“Disclosure of evidence by the prosecuting attorney.

“(1) Information subject to disclosure.

“(a) Statement of defendant or co-defendant. Upon motion of the defendant, the court shall order the prosecuting attorney to permit the defendant to inspect and copy or photograph any of the following which are available to or within the possession, custody, or control of the state, the existence of which is known or by the exercise of due diligence may become known to the prosecuting attorney:

“(i) Relevant written or recorded statements made by the defendant or co-defendant or copies thereof[.]” (Emphasis added.)

Appellee argues that subdivision (i) is limited to those recorded statements relevant to the subject matter of the charges presented. The court of appeals agreed with the appellee and ruled that since the July 10 taped conversation was not relevant to the state’s case in proving the charges against appellant, the tape recording was not discoverable by the appellant.

[65] Appellee cites Evid. R. 401 as support for its position that only statements regarding the subject matter of the charges presented are discoverable. Evid. R. 401 provides:

“ ‘Relevant evidence’ means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.”

A statement is relevant only when it is of consequence to the outcome of the action. The state, however, misconstrues this rule, maintaining that unless the recorded statement entails the actual commission of the crime or specifically refers to the offense charged, the statement is neither relevant nor discoverable. In particular, appellee argues that the appellant’s July 10, 1985 recorded statement did not refer to the June 5, June 6 and June 18 offenses. Appellee reasons that the July 10 statement did not contain direct evidence of a type which might cause a jury to conclude more probably than not that the appellant was guilty of the three charged offenses. Essentially, the state is asking this court to rule that a statement is only relevant if it is direct evidence of the offense with which the defendant is charged. This we decline to do.

As appellee suggests, material, such as a recorded statement which comprises direct evidence of a claim against a defendant, is relevant. However, relevant evidence is not limited to merely direct evidence proving a claim or defense. Rather, circumstantial evidence bearing upon the probative value of other evidence in the case can also be of consequence to the action. For example, the evidence establishing or impeaching the credibility of witnesses is of consequence to the action because it might determine whether the jury believes a particular witness. Herein, the July 10 tape-recorded threat by appellant was played by the prosecution to impeach the appellant’s credibility after he had denied on cross-examination that he had ever had a July conversation with the undercover informant, Shanks.

Clearly, this recorded statement was relevant within the definition of Evid. R. 401, for it had a tendency to make Moore’s truthfulness less probable than it would have been without the statement. Obviously appellant’s credibility was of consequence to the charge. Although the July 10 statement was not relevant as direct evidence, it was relevant as circumstantial evidence to impeach the credibility of appellant.

Evid. R. 402 provides that all relevant evidence is admissible, and evidence which is not relevant is not admissible. The state’s claim that it did not intend to úse the July 10 recorded statement in the prosecution of Moore is not dispositive of Moore’s right to inspect his tape-recorded statements. Accordingly, the state’s relevancy argument is unpersuasive.

Further, a number of federal courts have interpreted the analogous federal discovery provision and have adopted a broad construction of the rule.1 The overriding premise is that a defendant’s right to fundamental fairness in defending himself requires that [66] he have access to his relevant recorded statements. Certainly, we recognize that the federal courts are split as to the scope and impact of what relevant recorded statements are discoverable. Nevertheless, we are persuaded by the rationale found in those federal decisions wherein fairness to the defendant mandates a broad scope of discovery.

When faced with the issue of whether a defendant is entitled to discovery of his pre-arrest recorded statements, the Seventh Circuit Court of Appeals in United States v. Isa (1969), 413 F. 2d 244, at 246, stated:

“If the rulemakers had intended that the provision be applicable only to a recital of ‘past occurrences’ or dependent upon ‘a showing of need,’ they could have readily so stated.”

The district court in United States v. Sherwood (W.D.N.Y. 1981), 527 F. Supp. 1001, stated that the Notes of the Advisory Committee on 1974 Amendments to Rules made disclosure of recorded statements by the defendant mandatory. Specifically, disclosure provides the defendant with enough information to make an informed decision as to a plea and it reduces the chances of prosecutorial surprise at trial. Accordingly, statements made by a defendant in an ongoing investigation are discoverable as they may assist the defendant in preparing his defense and planning defense strategy.

There can be no doubt that the Sixth Amendment, as it is applied to the states through the Fourteenth Amendment, provides that a defendant be afforded a fair trial. A defendant’s full discovery of his relevant recorded statements serves to alleviate surprise, thereby preserving the right to a fair trial.

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State v. Moore, 531 N.E.2d 691, 40 Ohio St. 3d 63, 1988 Ohio LEXIS 414 (Ohio 1988).

531 N.E.2d 691 (State v. Moore) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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