State v. Mendez

2009 NMCA 060, 211 P.3d 206, 146 N.M. 409
CourtNew Mexico Court of Appeals
DecidedApril 13, 2009
Docket28,261
StatusPublished
Cited by9 cases

This text of 2009 NMCA 060 (State v. Mendez) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Mendez, 2009 NMCA 060, 211 P.3d 206, 146 N.M. 409 (N.M. Ct. App. 2009).

Opinion

OPINION

VANZI, Judge.

{1} This appeal presents us with another opportunity to address the admissibility of out-of-court statements made by a child to a sexual assault nurse examiner (SANE nurse). We addressed this issue in State v. Ortega, 2008-NMCA-001, ¶¶ 16-37, 143 N.M. 261, 175 P.3d 929 (2007), cert, dented, 2007-NMCERT-012, 143 N.M. 213, 175 P.3d 307, and held that the child’s statements to a SANE nurse were inadmissible. We concluded that statements made during a SANE examination are not for purposes of medical diagnosis or treatment, see Rule 11-803(D) NMRA, because a SANE examination is for the purpose of gathering evidence to support a criminal prosecution. Ortega, 2008-NMCA-001, ¶¶ 16-27, 33, 143 N.M. 261, 175 P.3d 929.

{2} In this ease, the evidence established that: (1) Victim’s initial pediatric medical evaluation had been completed, (2) a diagnosis of sexual abuse had been made, (3) Victim was referred to another location for a SANE examination, and (4) the New Mexico State Police had been called. When Victim arrived at the Family Advocacy Center for the SANE examination, a state police officer was at the facility and was present when Victim was interviewed. In the course of her interview, Victim answered thirty-four written questions. In her answers, Victim identified Defendant and described the sexual acts. During the SANE examination, Victim may have made several oral statements as well.

{3} The district court relied on Ortega and excluded these statements. The State appeals, contending that this case is distinguishable from Ortega because Victim’s statements were made for purposes of medical diagnosis or treatment. See Rule 11-803(D). We disagree. Because there is a distinct line between the initial medical examination and the SANE examination and because the SANE examination was for the purpose of gathering evidence to support a criminal investigation, we hold that Victim’s statements do not qualify for admission under the medical diagnosis or treatment exception to the hearsay rule. Consequently, we affirm the district court’s evidentiary ruling.

{4} We also address a preliminary issue raised by Defendant that the State has no right to appeal the district court’s evidentiary ruling. We conclude that under NMSA1978, § 39-3-3(B)(2) (1972), the district court’s ruling is appealable.

I. BACKGROUND

{5} Victim’s mother became concerned when she discovered paper towels and Victim’s underwear with blood on them under the bathroom sink. She took Victim, who was nine years old, to Arroyo Chamiso Pediatric Center where Victim was examined by Mary Helen Lopez, a nurse practitioner. Nurse Lopez is also a trained SANE nurse. She conducted her examination, found no current bleeding or trauma, and became concerned that Victim was being sexually abused. She mentioned this to Victim’s mother. Mother responded that Defendant was the only one who came to mind.

{6} At that point, Victim asked if Nurse Lopez would leave the room so she could talk to her mother. Nurse Lopez left the room, and Victim told her mother that Defendant had sexually abused her. Mother then told Nurse Lopez, and arrangements were made for Mother to bring Victim to the Family Advocacy Center, a facility where SANE examinations were performed. Nurse Lopez called the State Police to inform them of the situation.

{7} Approximately an hour and forty minutes later, Victim’s mother brought her to the requested location where a state police officer was present. The SANE examination was divided into a physical examination and an interview, in which Nurse Lopez submitted a list of thirty-four written questions to Victim, and Victim supplied written answers. The state police officer was present during the interview portion of the examination. It is these questions and answers, along with several oral statements made by Victim, that the State characterizes as “patient history” and seeks to have admitted under Rule 11-803(D).

{8} Defendant was subsequently charged with two counts of criminal sexual penetration of a minor and two counts of criminal sexual contact of a minor. Before trial, Defendant moved to exclude Victim’s statements from the SANE examination. On the morning of trial, the district court granted Defendant’s motion and excluded the statements.

II. DISCUSSION

A. Appealability of the Order

{9} Before considering the merits of the evidentiary ruling, we must consider whether the State may appeal. Section 39-3 — 3(B)(2) allows the State to appeal from “a decision or order of a district court suppressing or excluding evidence ... if the district attorney certifies to the district court that the appeal is not taken for purpose of delay and that the evidence is a substantial proof of a fact material in the proceeding.” Defendant argues that the State does not have the right to appeal because the exclusion of the evidence did not limit the State’s ability to prove its case. Defendant argues that Victim will testify at trial, so the out-of-court statements are not necessary. Defendant argues that “[excluding cumulative hearsay testimony simply does not satisfy the proof required for an automatic [State’s] appeal.” He also asks us not to accept the prosecutor’s certification without any scrutiny.

{10} Our concern is with two limitations on the State’s right to appeal — timing and substance. See State v. Gomez, 2006-NMCA-132, ¶¶ 37-44, 140 N.M. 586, 144 P.3d 145 (Bustamante and Fry, JJ., specially concurring) (addressing the limitation that the state may not automatically appeal an adverse evidentiary ruling once the trial has started); State v. Romero, 2000-NMCA-029, ¶¶ 8-9, 128 N.M. 806, 999 P.2d 1038 (finding that the state could automatically appeal a ruling excluding evidence when the evidence was material and went to the heart of the state’s case).

{11} Turning first to timing, we observe that the special concurrences of Judges Bustamante and Fry in Gomez constitute the opinion of this Court. See Trujillo v. Baldonado, 95 N.M. 321, 323, 621 P.2d 1133, 1136 (Ct.App.1980) (noting that an opinion that the other two panel members do not join is not an opinion of the Court of Appeals). Gomez draws a line and prohibits the state from appealing under Section 39-3-3(B)(2) after the jury is impaneled and sworn. See Gomez, 2006-NMCA-132, ¶ 42, 140 N.M. 586, 144 P.3d 145 (Bustamante and Fry, JJ., specially concurring) (stating that the statute does not give the state the right to an automatic appeal “after jeopardy has attached”). “In a jury trial, jeopardy attaches at the point when a jury is impaneled and sworn to try the case.” State v. Nunez, 2000-NMSC-013, ¶ 28, 129 N.M. 63, 2 P.3d 264; see Crist v. Bretz, 437 U.S. 28, 35-36, 98 S.Ct. 2156, 57 L.Ed.2d 24 (1978) (stating that when members of the jury take their oath, double jeopardy attaches). Here, the jury had been impaneled but not sworn. Consequently, though the State’s attempt to take an automatic appeal was inconvenient, it was timely.

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Bluebook (online)
2009 NMCA 060, 211 P.3d 206, 146 N.M. 409, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-mendez-nmctapp-2009.