State v. Martin

2008 VT 53, 955 A.2d 1144, 184 Vt. 23, 2008 Vt. LEXIS 56
Supreme Court of Vermont·Decided May 2, 2008·No. 06-119 & 06-205·Published·Cited by 21 cases

Opinions

Reiber, C.J.

¶ 1. These consolidated appeals from the Addison and Chittenden District Courts present the question of whether the State may, in keeping with Chapter I, Article 11 of the Vermont Constitution, require convicted nonviolent felons to provide DNA samples for inclusion in state and federal DNA databases under the terms of 20 V.S.A. §§ 1931-1946. We conclude that it may. Accordingly, we affirm the judgment of the Addison District Court and reverse the judgment of the Chittenden District Court.

I. The Vermont DNA Database and Data Bank

¶ 2. Since 1998, Vermont has required at least some felons to submit a DNA sample for analysis and inclusion in the state and federal DNA databases. See 1997, No. 160 (Adj. Sess.), § 1 (effective April 29, 1998). The purposes of the DNA-sampling statute, as the Legislature announced in 1998, are as follows:

It is the policy of this state to assist federal, state and local criminal justice and law enforcement agencies in the identification, detection or exclusion of individuals who are subjects of the investigation or prosecution of violent crimes. Identification, detection and exclusion may be facilitated by the DNA analysis of biological evidence left by the perpetrator of a violent crime and recovered from the crime scene. The DNA analysis of biological evidence can also be used to identify missing persons.

[28]*2820 V.S.A. § 1931. These express purposes remain unchanged.

¶ 3. Under § 1933 of the 1998 statute, only certain offenders were required to submit to DNA sampling: those convicted of certain listed felonies, 20 V.S.A. § 1932(12)(A)-(Q) (2000); those convicted of an attempt to commit a listed felony, id. § 1932(12)(R); and those whose plea agreements included a sampling requirement, id. § 1932(12)(S). In 2005, the Legislature amended the DNA statute, expanding the list of crimes to include all felonies and attempted felonies. See 2005, No. 83, § 7 (effective June 28, 2005) (codified as amended at 20 V.S.A. § 1932(12)). The amended statute provides that:

(a) The following persons shall submit a DNA sample:

(1) every person convicted in a court in this state of a designated crime on or after the effective date of this subchapter; and
(2) every person who was convicted in a court in this state of a designated crime prior to the effective date of this subchapter and, after the effective date of this subchapter, is:
(A) in the custody of the commissioner of corrections pursuant to 28 Y.S.A. § 701;
(B) on parole for a designated crime;
(C) serving a supervised community sentence for a designated crime; and
(D) on probation for a designated crime.

20 V.S.A. § 1933 (Cum. Supp. 2007). At issue in these appeals is the application of the amended statute to nonviolent felons, who would not have been subject to sampling under the 1998 enactment.

¶ 4. A DNA sample is “a tissue sample” and “may be blood or other tissue type specified by the [Djepartment [of Public Safety].” Id. § 1932(5). Samples must be taken using the “least intrusive means” that the Department of Public Safety (DPS) determines are scientifically reliable. Id. § 1934(a). The DPS regulations currently in force state that “[a]ll DNA samples will consist of a tube of blood unless the DPS develops a less invasive method. That method would then become the method to collect [29] DNA samples.” DNA Database Unit Operating Policy and Procedures § III.A.1, 8 Code of Vermont Rules 28 060 001-3 to -4.

¶ 5. The statute authorizes three uses for the DNA samples. First, the samples may be analyzed “to type the genetic markers ... for law enforcement identification purposes.” Id. § 1937(a)(1). The typing tests produce a “DNA record,” or “profile,” of the sample. Id. § 1932(4). It is this profile that serves to uniquely identify the sampled individual. The profile may be stored in either a state DNA database, the federal Combined DNA Index System (CODIS), or other foreign databases. Id. §§ 1932(4), 1936.1 Second, “if personal identifying information is removed, [DNA samples may be used] for protocol development and administrative purposes, including: (A) development of a population database; (B) to support identification protocol development of forensic DNA analysis methods; and (C) for quality control purposes.” Id. § 1937(a)(2). Finally, DNA samples may be used to identify human remains. Id. § 1937(a)(3).

¶ 6. Section 1941 provides that all DNA samples “shall be confidential” and “shall not be used for any purpose other than as provided in [§ 1937]” or to identify missing persons. The statute also provides both criminal and civil penalties for violations of the confidentiality provisions. See id. § 1941(c) (“Any person who intentionally violates this section shall be imprisoned not more than one year or fined not more than $10,000.00, or both.”); id. § 1941(d) (“Any individual aggrieved by a violation of this section may bring an action for civil damages including punitive damages, equitable relief, including' restraint of prohibited acts, restitution of wages or other benefits, reinstatement, costs, reasonable attorney’s fees and other appropriate relief.”). Penalties are also provided for tampering with DNA samples. Id. § 1945 (“A person who knowingly or intentionally, without lawful authority, tampers or attempts to tamper with a DNA sample shall be imprisoned not more than three years or fined not more than $10,000.00, or both.”). The statute further requires expungement of DNA records and destruction of samples if a person’s conviction is reversed on appeal or if a person is granted a full pardon. Id. § 1940.

[30] II. Procedural History

¶ 7. These cases comprise the appeals of ten defendants convicted of “designated crimes” between 1999 and 2005. See 20 V.S.A. § 1932(12). Defendant George Dean Martin was convicted in 2004, in the Addison District Court, of two counts of boating while intoxicated, death resulting.2 3****The other nine defendants’ convictions, all in Chittenden District Court, were for the following offenses: conspiracy to deliver cocaine, escape, larceny, false pretenses, possession of marijuana, violation of conditions of release, possession of heroin, violation of probation, third-offense driving under the influence, aiding in the commission of a felony, and violation of an abuse-prevention order. These offenses are felonies, and all of the defendants here are therefore subject to the sampling requirements in the amended § 1933 3

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State v. Martin, 2008 VT 53, 955 A.2d 1144, 184 Vt. 23, 2008 Vt. LEXIS 56 (Vt. 2008).

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