State v. Lyles

517 A.2d 761, 308 Md. 129, 1986 Md. LEXIS 333
CourtCourt of Appeals of Maryland
DecidedNovember 25, 1986
Docket108, September Term, 1985
StatusPublished
Cited by87 cases

This text of 517 A.2d 761 (State v. Lyles) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Lyles, 517 A.2d 761, 308 Md. 129, 1986 Md. LEXIS 333 (Md. 1986).

Opinions

COUCH, Judge.

Following the convictions and sentencing of Keith Lyles, Lovette Halsey, Emanuel King and a finding of violation of probation by Michael Ulrich, in different circuit courts, each defendant filed an appeal to the Court of Special Appeals [131]*131raising, inter alia, a common issue. In each case it was contended that error was committed when the defendant was sentenced without being advised of the right to allocution in mitigation of punishment pursuant to Md. Rule 4-342(d).1 Lyles also alleged that the evidence was insufficient to sustain his conviction of battery.

The Court of Special Appeals affirmed each of the convictions; the sentences, however, were vacated and the cases remanded for further proceedings. In Ulrich’s case it vacated the finding of probation revocation.2 Thereafter, the State petitioned this Court for a writ of certiorari on a single issue concerning a defendant’s right to allocution. In due time Lyles answered the State’s petition and filed a conditional cross-petition. In briefing the cross-appeal, he discussed the following three issues, although the third issue was not raised in the cross-petition:

1. Whether the cross-appellant waived his right to appellate review of the sufficiency of the evidence.
2. Whether there is sufficient evidence to support a conviction for battery.
3. Whether the imposition of a ten year sentence for simple battery is a cruel and unusual punishment.

We granted certiorari on both the petition and conditional cross-petition to consider questions of public importance. The question, common to all the cases, is whether a sentence must be vacated for the court’s failure to advise a defendant that he has the right, personally and through counsel, to speak in mitigation of punishment where the defendant made no request to make a statement and no objection to the sentencing procedure. The issues raised by [132]*132Lyles in his cross-petition will be addressed later in this opinion.

(1)

Allocution

The various parties to this controversy agree to the following:

“At each sentencing defense counsel availed themselves of the opportunity to present argument in mitigation of punishment to the court. In each instance, the court did not advise the defendant that he had a right to make a statement. However, in none of the four sentencings at issue did either the defendant or his attorney object to the procedure or request the opportunity for the defendant to address the court personally.”

The Court of Special Appeals, by four different panels, held that Md.Rule 4-342(d) was violated; that court therefore vacated each of the sentences and remanded the matters for new sentencing proceedings.

Rule 4-342(d), under which this appeal arises, is not the first such provision in the Maryland Rules. Former Rule 761(a), from which Rule 4-342(d) evolved, provided:

“Sentence shall be imposed without unreasonable delay. Before imposing sentence the court shall afford an accused or his counsel an opportunity to make a statement and to present information in mitigation of punishment.”

In 1977, this rule was revised and changed to Md.Rule 772(c) which read:

“Before imposing sentence the court shall inform the defendant that he has the right, personally and through counsel, to make a statement and to present information in mitigation of punishment, and the court shall afford an opportunity to exercise this right.”

See 4 Md.R. 253 (Feb. 16, 1977). Finally, in 1984, the present version, as set forth at note 1, was adopted. It is readily apparent that from the very inception of the rule [133]*133providing for the right of allocution the use of the word shall makes the rule mandatory. Indeed, Judge Eldridge, writing for the Court in Kent v. State, 287 Md. 389, 393, 412 A.2d 1236, 1238 (1980) (decided under Rule 772(c) redesignated as Rule 772(d)), observed, “Considering the language of the rule, its requirements are clearly mandatory.” (citations omitted). Furthermore, in Kent we held that “where there is a violation of the rule, the remedy is resentencing.” Id. at 393-94, 412 A.2d at 1238. In so doing we referred to Rome and Modo v. State, 236 Md. 583, 589, 204 A.2d 674 (1964) (decided under former Rule 761(a)).

In our view there is simply no requirement that the court inform the accused of his right to allocute under the present rule. Rule 4-342 is somewhat different than former Rule 772(c). The former rule, by its terms, required the court to inform an accused that he has the right, personally and through counsel, to make a statement and to present information in mitigation of punishment before sentence was imposed. The rule also required the court to afford the defendant an opportunity to exercise this right. The requirement that the court inform the accused of this right was eliminated in the present version of the rule leaving only the requirement that an opportunity to make a statement be afforded.

Since the wording of the former rule required affirmative action by the trial court, there would have been no necessity to change the rule had there been an intention to maintain the requirement to inform the accused of his right to allocute. The rule was changed, however, and is unambiguous; the requirement of informing the accused was eliminated while the requirement of affording an opportunity was retained. The rule says what it says; the Court of Special Appeals erred in concluding that the rule required the court to inform the accused of his right to make a statement in mitigation of punishment.

The procedural right to allocute is not one of constitutional proportion. Robinson v. Warden, 242 Md. [134]*134171, 218 A.2d 217 (1966); Hill v. United States, 368 U.S. 424, 82 S.Ct. 468, 7 L.Ed.2d 417 (1962). Rather, it is grounded in the common law. Dutton v. State, 123 Md. 373, 91 A. 417 (1914); see also Harris v. State, 306 Md. 344, 509 A.2d 120 (1986). Hence, the right to allocute, because it is not a fundamental right, may be waived if not asserted at trial. Harris v. State, 306 Md. at 357, 509 A.2d at 126, cited with approval in State v. Calhoun, 306 Md. 692, 511 A.2d 461 (1986) (applying waiver principles to common law right of allocution); cf. Covington v. State, 282 Md. 540, 386 A.2d 336 (1978) (objection to lack of closing argument held waived); Banks v. State, 203 Md. 488, 102 A.2d 267 (1954) (right to have stenographic record of trial held waived). Consequently, by failing to request an opportunity to address the court personally, each of the defendants waived any Rule 4-342(d) right to allocute.

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Cite This Page — Counsel Stack

Bluebook (online)
517 A.2d 761, 308 Md. 129, 1986 Md. LEXIS 333, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-lyles-md-1986.