State v. Lucero

2007 NMCA 096, 164 P.3d 1014, 142 N.M. 315
CourtNew Mexico Court of Appeals
DecidedJune 13, 2007
Docket25,579
StatusPublished
Cited by1 cases

This text of 2007 NMCA 096 (State v. Lucero) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Lucero, 2007 NMCA 096, 164 P.3d 1014, 142 N.M. 315 (N.M. Ct. App. 2007).

Opinion

OPINION

BUSTAMANTE, Judge.

{1} This case requires us to decide whether the district court correctly applied Rule 5-604 NMRA, commonly known as the “six-month rule,” to dismiss the charges against Paul Lucero (Defendant) where the State filed consecutive, identical criminal informations against him. The State argues that the criminal matter associated with the first information was closed following the district court’s order remanding the case to magistrate court for a preliminary hearing, although the district court never issued an order closing the case. The State asserts that the case was effectively closed because the court clerk refused to accept filings in the case following the remand, which left the State no choice but to file a new criminal information. Thus, the State maintains the district court should have applied the six-month rule to the new case instead of the old one. We hold that the original case was never closed and that the district court correctly applied Rule 5-604 to that ease. Accordingly, we affirm.

BACKGROUND

{2} On August 18, 2003, the State filed a criminal complaint against Defendant in Gallup Magistrate Court alleging, inter alia, that Defendant was driving while intoxicated and possessed drug paraphernalia and a controlled substance. Defendant waived the preliminary hearing on October 30, 2003, based on a plea agreement reached with the State. The magistrate judge entered a bind-over order the following week, and the State thereafter charged Defendant by criminal information in the district court. The case was assigned the matter number of CR-2003-247.

{3} After several pretrial hearings, District Judge Joseph Rich held a plea hearing on April 26, 2004. Judge Rich rejected the proposed plea agreement and set the matter for trial on May 4, 2004. Several days later, Defendant filed a motion to remand the case to magistrate court for a preliminary hearing. As grounds for the motion, Defendant argued that he only waived his previous opportunity for a preliminary hearing because he had reached a plea agreement with the State; once Judge Rich rejected his plea, he was entitled to another opportunity for a preliminary hearing. The State filed a response to the motion requesting that the case proceed to trial because, among other things, the State complied with the terms of the plea agreement, the ease was ready for trial, and the ease could not be tried within the necessary time limits following remand. Judge Rich granted Defendant’s motion for remand on May 3, 2004.

{4} The magistrate court clerk filed a notice of preliminary examination on July 2, 2004. Defendant later waived the preliminary examination-contrary to his prior stated intention-and the magistrate judge entered a bind-over order on July 26, 2004. At this point, the State chose to file a new criminal information in the district court, which was assigned the matter number of CR-2004-241. The criminal information was identical to the one filed in CR-2003-247. Defendant filed a motion for discovery and inspection, as well as a notice of excusal seeking to excuse Judge Rich in CR-2004-241. On August 12, 2004, Judge Grant Foutz was appointed to hear the case.

{5} Defendant was arraigned on September 3, 2004. Following the arraignment, Judge Foutz set the ease for trial on January 11, 2005. The State thereafter filed a request for a hearing regarding a purported “motion for speedy trial by October 25, 2004.” However, it appears from the record that the State never actually filed the motion, nor was such a hearing ever held. Moreover, the State never requested an extension of time to bring Defendant to trial. On December 8, 2004, Defendant filed a motion to dismiss for violation of Rule 5-604.

{6} The district court held a hearing on Defendant’s motion to dismiss on January 4, 2005. The State argued at the hearing that Judge Rich closed CR-2003-247 when he remanded the case to magistrate court for a preliminary hearing. Judge Foutz asked whether Judge Rich had entered an order closing the case, and the prosecutor acknowledged that he had not. The prosecutor noted, however, that the case was recorded as closed by the district court clerk’s office. Judge Foutz responded that this was just a matter of record keeping. The prosecutor then claimed that the district court clerk would not accept any filings in CR-2003-247 following Defendant’s second waiver of his preliminary hearing. Thus, the prosecutor argued the old criminal information was null and void following the remand to magistrate court, and the State was required to file a new information.

{7} Judge Foutz was not persuaded and stated that the remand did not constitute a new triggering event under Rule 5-604. Instead, Judge Foutz agreed with defense counsel that Judge Rich’s rejection of the plea on April 26, 2004, was the latest triggering event under Rule 5-604. Judge Foutz entered an order dismissing the case, along with findings of fact and conclusions of law, on January 20, 2005. The State’s appeal from that order timely followed.

{8} On appeal, the State urges us to reverse the district court’s order of dismissal for three reasons: (1) the correct triggering event under Rule 5-604 was the date of arraignment in CR-2004-241, not the rejection of the plea in CR-2003-247, (2) Defendant did not suffer prejudice as a result of the initiation of a new criminal proceeding, and (3) the State acted in good faith throughout both criminal prosecutions in attempting to bring Defendant to trial. As we explain more fully below, we find that CR-2003-247 was never closed and that the rejection of the plea in that matter was the correct triggering event under Rule 5-604. We therefore address that issue exclusively and do not reach the State’s remaining points on appeal. DISCUSSION

{9} We have previously stated that “[t]he six-month rule is a bright-line rule, designed to assure prompt disposition of criminal cases.” State v. Lobato, 2006-NMCA-051, ¶ 26, 139 N.M. 431, 134 P.3d 122 (internal quotation marks and citation omitted), cert. denied, 2006-NMCERT-005, 139 N.M. 567, 136 P.3d 568. Nevertheless, Courts must use the rule with common sense and not to effect technical dismissals. State v. Guzman, 2004-NMCA-097, ¶ 9, 136 N.M. 253, 96 P.3d 1173. If a violation of Rule 5-604 occurs, the proper remedy is dismissal of the case with prejudice. Rule 5-604(F). However, violation of Rule 5-604 will only result in a dismissal if the defendant files a motion to dismiss. Guzman, 2004-NMCA-097, ¶ 9, 136 N.M. 253, 96 P.3d 1173. The standard of review for a district court’s ruling on a motion to dismiss pursuant to Rule 5-604 is de novo. Guzman, 2004-NMCA-097, ¶ 10, 136 N.M. 253, 96 P.3d 1173.

{10} Rule 5-604(B) provides that the trial of a criminal case must begin within six months of the latest occurrence of certain enumerated triggering events. In the present case, the parties dispute which of these events applies. Defendant argues that the applicable triggering event was Judge Rich’s rejection of the plea agreement in CR-2003-247 on April 26, 2004, making October 26, 2004, the six-month deadline for trial. See Rule 5-604(B)(8) (listing the date of the rejection of a plea as a triggering event). In contrast, the State argues that CR-2003-247 was closed following the remand to magistrate court; thus, the State asserts the correct triggering event was Defendant’s arraignment in CR-2004-241, which took place on September 3, 2004.

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Bluebook (online)
2007 NMCA 096, 164 P.3d 1014, 142 N.M. 315, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-lucero-nmctapp-2007.