State v. Lovelace

2012 Ohio 3797
CourtOhio Court of Appeals
DecidedAugust 17, 2012
DocketC-110715
StatusPublished
Cited by8 cases

This text of 2012 Ohio 3797 (State v. Lovelace) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Lovelace, 2012 Ohio 3797 (Ohio Ct. App. 2012).

Opinion

[Cite as State v. Lovelace, 2012-Ohio-3797.]

IN THE COURT OF APPEALS FIRST APPELLATE DISTRICT OF OHIO HAMILTON COUNTY, OHIO

STATE OF OHIO, : APPEAL NO. C-110715 TRIAL NO. 09CRB-5563 Plaintiff-Appellant, :

vs. : O P I N I O N.

WILLIAM LOVELACE, : Defendant-Appellee. :

Civil Appeal From: Hamilton County Municipal Court

Judgment Appealed From Is: Reversed and Final Judgment Entered

Date of Judgment Entry on Appeal: August 17, 2012

John P. Curp, City Solicitor, Charlie Rubenstein, City Prosecutor, and Jennifer Bishop, Assistant Prosecutor, for Plaintiff-Appellant,

Chevalier, Ginn, Shirooni & Kruer, P.S.C., and James Kruer, for Defendant-Appellee.

Please note: This case has been removed from the accelerated calendar. OHIO FIRST DISTRICT COURT OF APPEALS

S YLVIA S IEVE H ENDON , Judge.

{¶1} Plaintiff-appellant the state of Ohio appeals the judgment of the Hamilton

County Municipal Court granting defendant-appellee William Lovelace’s motion to reinstate

the expungement of his criminal conviction. We reverse the trial court’s judgment because

the trial court had no authority to grant the expungement.

{¶2} Lovelace was convicted of theft and disorderly conduct in 2009. On July 1,

2011, the trial court granted Lovelace’s application for the expungement of the theft

conviction. The state did not object to the application and did not appeal the trial court’s

order.

{¶3} Shortly thereafter, the trial court received a probation department report that

indicated Lovelace had been ineligible for expungement because he had had a prior

disorderly conduct conviction. On July 18, 2011, the court sua sponte journalized an entry

stating that the conviction had been “expunged in error” and purporting to reinstate the

theft conviction.

{¶4} Three months later, on October 28, 2011, Lovelace filed a motion for the

reinstatement of the expungement of his theft conviction. According to Lovelace, neither he

nor his counsel had been notified of the court’s July 18 entry.

{¶5} In November, the court reinstated Lovelace’s expungement. The state now

appeals.

{¶6} In its first assignment of error, the state argues that the trial court erred by

expunging Lovelace’s theft conviction because he was not a first offender. The state

contends that the trial court lacked jurisdiction to grant the expungement, and that its

judgment was, therefore, void.

{¶7} The expungement process is set forth in R.C. 2953.32. Subsection (A)(1)

provides:

2 OHIO FIRST DISTRICT COURT OF APPEALS

Except as provided in section 2953.61 of the Revised Code, a first offender

may apply to the sentencing court if convicted in this state, or to a court of

common pleas if convicted in another state or in a federal court, for the

sealing of the conviction record. Application may be made at the expiration of

three years after the offender’s final discharge if convicted of a felony, or at

the expiration of one year after the offender’s final discharge if convicted of a

misdemeanor.

{¶8} A first offender is defined as “anyone who has been convicted of an offense in

this state or any other jurisdiction and who previously or subsequently has not been

convicted of the same or a different offense in this state or any other jurisdiction.” R.C.

2953.31(A).

An Order Granting Expungement to an Unqualified Applicant is Void

{¶9} We have held that a trial court has no jurisdiction to expunge a conviction

where the applicant did not qualify as a first offender under R.C. 2953.32. See State v.

Coleman, 117 Ohio App.3d 726, 691 N.E.2d 369 (1st Dist.1997). We have further held that if,

at any time after the expungement is granted, the trial court becomes aware that the

applicant was not a first offender at the time of the application, then the expungement is

void and must be vacated, the court having lacked jurisdiction to grant the expungement in

the first place. See State v. Bundy, 1st Dist No. C-020411, 2003-Ohio-567.

{¶10} In Bundy, we followed the reasoning of the Eighth Appellate District in State

v. Thomas, 64 Ohio App.2d 141, 411 N.E.2d 845 (8th Dist.1979). In Thomas, the trial court

had granted the state’s motion to vacate an expungement order made two years after the

court had entered the expungement order. Thomas held that a court’s jurisdiction is not

3 OHIO FIRST DISTRICT COURT OF APPEALS

properly invoked under the expungement statute unless the applicant is a first offender. Id.

at syllabus. Therefore, the court held, the expungement was void for lack of jurisdiction. Id.

{¶11} In 2004 and in 2005, the Tenth Appellate District relied on the Eighth

District’s Thomas decision. In three cases, the Tenth District held that an order expunging

the record of one who is not a first offender is void for lack of jurisdiction and may be

vacated at any time. See State v. McCoy, 10th Dist. No. 04AP-121, 2004-Ohio-6726, ¶ 11;

State v. Winship, 10th Dist. No. 04AP-384, 2004-Ohio-6360, ¶ 9, and In re Barnes, 10th

Dist. No. 05AP-355, 2005-Ohio-6891, ¶ 13.

Or is it Voidable?

{¶12} But a few years later, the Tenth Appellate District considered a state’s appeal

from a trial court’s judgment denying its motion to vacate a four-year-old expungement

order. The appellate court noted that “the Thomas court’s jurisdictional interpretation of

R.C. 2953.32 was without the benefit of the recently announced Supreme Court cases

explaining the difference between subject matter jurisdiction and jurisdiction over a

particular case.” State v. Smith, 10th Dist. No. 06AP-1059, 2007-Ohio-2873, ¶ 14, citing

Pratts v. Hurley, 102 Ohio St.3d 81, 2004-Ohio-1980, 806 N.E.2d 992 and In re J.J., 111

Ohio St.3d 205, 2006-Ohio-5484, 855 N.E.2d 851. The Smith court held that “[a]

subsequent finding that an applicant is not a first offender * * * does not divest the court of

subject matter jurisdiction so that the expungement order is void ab initio. Instead, it

constitutes an error in the court’s exercise of jurisdiction over a particular case, which is

voidable either by way of direct appeal or pursuant to the provisions of Civ.R. 60(B).”

(Citations omitted.) Smith at ¶ 15.

{¶13} The Tenth District explained that, although its earlier decisions in McCoy,

Winship, and Barnes had “combined the word ‘void’ with ‘jurisdiction,’ the cases do not

4 OHIO FIRST DISTRICT COURT OF APPEALS

stand for the proposition that a court lacks subject matter jurisdiction over an expungement

applicant. * * * Because the judgments in those cases were properly challenged on direct

appeal, the court had the necessary power to ‘void’ the ‘voidable’ judgments.” Id. at ¶ 12.

{¶14} Then, in 2010, the Eighth Appellate District followed Smith and held that its

own rule in Thomas had been “superseded by a more accurate and thorough understanding

of the nuances of ‘jurisdiction.’ ” See Mayfield Hts. v. N.K., 8th Dist. No. 93166, 2010-Ohio-

909, ¶ 29. In that case, months after it had granted an expungement, the trial court sua

sponte vacated the order upon learning that the applicant was not a first offender. The

appellate court held that the order granting expungement to an applicant who was later

discovered to be ineligible for expungement because he was not a first offender was

voidable.

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