State v. Louthan

595 N.W.2d 917, 257 Neb. 174, 1999 Neb. LEXIS 118
CourtNebraska Supreme Court
DecidedJune 25, 1999
DocketS-98-624
StatusPublished
Cited by206 cases

This text of 595 N.W.2d 917 (State v. Louthan) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Louthan, 595 N.W.2d 917, 257 Neb. 174, 1999 Neb. LEXIS 118 (Neb. 1999).

Opinion

Stephan, J.

INTRODUCTION

The State appeals from an order of the district court for Stanton County in a separate proceeding filed by Marsha K. *176 Louthan in which she challenged, for purposes of penalty enhancement, the validity of a prior conviction for driving under the influence of alcoholic liquor (DUI). Reversing an order of the county court for Stanton County, the district court held that because the record failed to disclose that Louthan expressly waived certain constitutional rights when she entered her guilty plea on February 28, 1994, the conviction entered on such plea was invalid and could not be used for enhancement purposes. We reverse, and remand with directions to dismiss.

FACTS AND PROCEDURAL BACKGROUND

On February 9, 1998, after being charged with second-offense DUI in Cuming County, Louthan filed a petition for relief in a separate proceeding in the county court for Stanton County, seeking a determination that her 1994 conviction by that court for first-offense DUI was invalid for enhancement purposes. At a hearing on Louthan’s petition, the county court took judicial notice of the record from the 1994 proceeding. The record included a completed checklist signed by the county judge and filed when Louthan entered her guilty plea and was convicted, but it did not include a verbatim transcription of that proceeding.

According to the checklist, Louthan appeared with counsel on February 28,1994, and was advised of the nature of the charges and the possible penalties. The court advised Louthan of the “[pjresumption of innocence and right to remain silent,” the “[r]ight to a jury trial with burden on State to prove its case beyond a reasonable doubt ... to confront & cross examine State’s witnesses, and to call and subpoena witnesses,” and “[t]o have all proceedings recorded and to use the record for appeal.” Louthan was advised of the possible pleas and the consequences of pleading not guilty, pleading guilty, or standing mute. Louthan entered a plea of guilty, and the court found that the plea had a factual basis and was “freely, voluntarily, and intelligently made with a full understanding of the charges and possible penalties.” The checklist included a finding of guilt beyond a reasonable doubt, a waiver of the right of allocution, and a sentence consisting of a $200 fine, costs, and probation.

Louthan’s counsel argued that the 1994 conviction should be held invalid for purposes of enhancement because the checklist *177 did not include an express waiver of the right to confront witnesses, the right to a jury trial, and the privilege against self-incrimination, as required by State v. Hays, 253 Neb. 467, 570 N.W.2d 823 (1997). The county court denied the relief requested by Louthan, noting that the checklist reflected that the guilty plea was accepted upon a finding that there was a factual basis and that it was freely, voluntarily, and intelligently made. The court concluded:

It would be impossible for the Court to make that finding without determining in advance all of those things which Hays says has to be done in order to find and adjudge the defendant guilty. It is the Court’s opinion that that finding is an affirmative showing that those facts and the things required in Hays have taken place. There was an adjudication of guilt. The Court will deny, as I indicated, [the petition] for those reasons. To hold otherwise would indicate that the Court makes no intelligent decisions at all.

Louthan appealed to the district court, which held that the record failed “to disclose that [Louthan] expressly waived her constitutional right to confront witnesses, right to jury trial and privilege against self-incrimination when she entered her guilty plea on February 28, 1994, and as such same is constitutionally invalid for purposes of enhancement.” The State perfected this appeal and successfully petitioned to bypass the Nebraska Court of Appeals.

ASSIGNMENTS OF ERROR

The State assigns, rephrased, that the district court erred in determining that the Stanton County DUI conviction was invalid for enhancement purposes and in determining that the county court had jurisdiction to maintain a separate proceeding.

STANDARD OF REVIEW

The State’s assignments of error present questions of law. When reviewing a question of law, an appellate court reaches a conclusion independent of the lower court’s ruling. Teters v. Scottsbluff Public Schools, 256 Neb. 645, 592 N.W.2d 155 (1999).

*178 ANALYSIS

“Statutes that punish recidivists more severely than first offenders have a long tradition in this country that dates back to colonial times.” Parke v. Raley, 506 U.S. 20, 26, 113 S. Ct. 517, 121 L. Ed. 2d 391 (1992). Nebraska’s current DUI law, Neb. Rev. Stat. § 60-6,196 (Reissue 1998), is such a statute in that it provides for enhanced penalties resulting from multiple convictions during a 12-year period. DUI convictions for first, second, and third offense are Class W misdemeanors which carry maximum penalties ranging from 60 days’ imprisonment, a $500 fine, and a 6-month license revocation for a first offense to 1 year’s imprisonment, a $600 fine, and a 15-year license revocation for a third offense. Neb. Rev. Stat. §§ 28-106 (Cum. Supp. 1998) and 60-6,196(2). If the offender has three or more prior DUI convictions during a 12-year period, the offense becomes a Class IV felony with a maximum sentence of 5 years’ imprisonment, a $10,000 fine, or both, with no minimum sentence and a 15-year revocation of driving privileges. Neb. Rev. Stat. §§ 28-105 (Cum. Supp. 1998) and 60-6,196(2)(d). For second and subsequent offenses, the statute provides for mandatory incarceration for a prescribed period when the offender is placed on probation or given a suspended sentence. § 60-6,196(2)(b) through (d). With respect to prior convictions utilized for enhancement, § 60-6,196(3) provides:

For each conviction under this section, the court shall as part of the judgment of conviction make a finding on the record as to the number of the defendant’s prior convictions under this section and under a city or village ordinance enacted pursuant to this section in the twelve years prior to the date of the current conviction. The defendant shall be given the opportunity to review the record of his or her prior convictions, bring mitigating facts to the attention of the court prior to sentencing, and make objections on the record regarding the validity of such prior convictions.

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Bluebook (online)
595 N.W.2d 917, 257 Neb. 174, 1999 Neb. LEXIS 118, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-louthan-neb-1999.