State v. Lofton

2023 Ohio 2796
Ohio Court of Appeals·Decided August 11, 2023·No. L-22-1111·Published·Cited by 2 cases

Opinion

IN THE COURT OF APPEALS OF OHIO SIXTH APPELLATE DISTRICT

LUCAS COUNTY

State of Ohio Court of Appeals No. L-22-1111 Appellee Trial Court No. CR0202101525 v. Nevaeh Lofton DECISION AND JUDGMENT Appellant Decided: August 11, 2023

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Julia R. Bates, Lucas County Prosecuting Attorney, and Lauren Carpenter, Assistant Prosecuting Attorney, for appellee.

Michael H. Stahl, for appellant.

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OSOWIK, J.

{¶ 1} This is an appeal from the judgment by the Lucas County Court of Common Pleas, which sentenced appellant, Neveah Lofton, to an indefinite prison term of four to six years for felonious assault after the trial court accepted appellant’s Alford guilty plea and convicted her of that offense. For the reasons set forth below, this court affirms, in part, and reverses, in part, the judgment of the trial court.

I. Background

{¶ 2} The following undisputed facts are relevant to this appeal. On April 13, 2021, the Lucas County Grand Jury indicted appellant on one count of felonious assault, in violation of R.C. 2903.11(A)(1) and (D), a felony in the second degree. R.C. 2903.11(A)(1) states, “No person shall knowingly * * * (1) cause serious physical harm to another[.]” The Lucas County Grand Jury also indicted appellant on one count of felonious assault, in violation of R.C. 2903.11(A)(2) and (D), a felony in the second degree. R.C. 2903.11(A)(2) states, “No person shall knowingly * * * (2) cause or attempt to cause physical harm to another * * * by means of a deadly weapon[.]” Appellee, state of Ohio, gave the factual basis for the charges: that on or about January 10, 2021, in Toledo, Lucas County, Ohio, appellant drove her car, a red Ford Fusion, into the victim and pinned the victim against a building, instantly breaking one leg. The victim was hospitalized with serious injuries and has undergone numerous surgeries.

{¶ 3} Appellant entered not-guilty pleas, and the matter proceeded to trial. On the morning of trial, on February 15, 2022, appellant changed her plea to guilty, pursuant to North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970), to one count of felonious assault, in violation of R.C. 2903.11(A)(1) and (D), a felony in the second degree. In the plea agreement, appellee dismissed the second count of felonious assault with a deadly weapon, recommended a four-to-six-year sentence, and recommended a no-contact order with the victim. After an extensive plea colloquy, the trial court accepted appellant’s plea and found her guilty of the offense. Later, the trial court sentenced appellant to serve an indefinite prison term of four to six years. At sentencing, the trial court summarized the evidence against appellant and her criminal history.

Court: Ms. Lofton, it was clear from the video footage that the police obtained from the nearby business that you intentionally ran down the victim. As she was running down the alley[;] you struck her, pinning her to the building. It goes without saying that you caused her serious physical harm, as well as psychological harm. There was a severe laceration that she suffered to her leg, and bone was protruding from that wound, which resulted in several surgeries. Despite the video footage, you claim you had nothing to do with this. You are 20 years old and you have three felony convictions as a juvenile, and you’re wanted in Monroe, Michigan on outstanding warrants for domestic violence and two assault offenses.

{¶ 4} Appellant timely appealed the trial court judgment setting forth one assignment of error: “Neveah Lofton was denied effective assistance of counsel under the Ohio and United States Constitutions when her lawyer, who was later permitted to resign from the practice of law with disciplinary proceedings pending, was completely unprepared for trial and entered an Alford guilty plea with the jury already empaneled.”

II. Ineffective Assistance of Counsel

{¶ 5} In support of her sole assignment of error, appellant argues that her trial counsel, Frank Simmons, was ineffective for two reasons: failing to request a competency evaluation when she has no memory of the offence and demonstrating his ignorance by equating her lack of competency with recalcitrance on the issue of guilt, not her failure to remember. Appellant argues the trial court erred by accepting her Alford guilty plea to felonious assault, and by finding her guilty, when her mental health issues “were before the court”: that she had an unmedicated bipolar disorder at the time of the plea. Appellant further argues her trial counsel was ineffective because since filing the notice of appeal on May 11, he resigned from the practice of law in Ohio with discipline pending. Appellant concludes that her trial counsel’s failure to investigate her competency prior to offering her Alford guilty plea should be reversed on plain error, after employing a more nuanced analysis than usually followed in Strickland v. Washington, 466 U.S. 668, 80 L.Ed.2d 674, 104 S.Ct. 2052 (1984).

{¶ 6} Appellee responds that appellant does not meet her burden to show her trial counsel was ineffective at the time of her Alford guilty plea for a number of reasons. First, the thorough plea colloquy by the trial court established appellant was a currently- pregnant, 20-year-old mother of two infants who did not complete the 12th grade, but understood the proceedings and was satisfied with the amount of time she had with her trial counsel and with his advice. Second, at sentencing, appellant’s trial counsel raised the issues of her bipolar and ADHD diagnoses since her youth because he reviewed her presentence investigation report with her. Third, appellant’s incompetency claim is traceable to her failure to take the necessary medications to maintain her mental health at the time of the offense because of her succession of pregnancies. Nevertheless, appellant confirmed that she has continuously received mental health counseling for her issues. Fourth, her trial counsel recommended the plea deal because, although she maintained her innocence, “she was closely knitted to this case,” and the presentence investigation report included “significant statements” by her: the actual car involved was hers; the car was at one point under her control; the car is “part of the reason why the victim was injured”; and “instead of being convicted by a jury and, possibly, sentenced to the high end,” i.e., the maximum minimum of eight years to maximum of 12 years if the convictions were merged at sentencing, the plea agreement recommended four-to-six years, and appellant retained opportunities for probation and access to mental health care. Fifth, her trial counsel offered mitigation at sentencing that the trial court could “probably help her, help the community, help her children, help her family” with a sentence that provides her access to the mental health care she needs, such as receiving the medications during incarceration, access to probation, or diversion to a correctional treatment facility. Finally, appellant’s trial counsel was fully licensed during the entire time he represented appellant, so it is irrelevant that he later resigned from the practice of law.

A. Presumption of Licensed Attorney’s Competence

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State v. Lofton, 2023 Ohio 2796 (Ohio Ct. App. 2023).

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