State v. Link
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Opinions
JAMES, J.
*128Under ORS 137.707(1), when a juvenile is charged with aggravated murder, that juvenile is automatically prosecuted as an adult, in adult criminal court, without regard to the qualities of youth that might be applicable to the accused. Once in adult criminal court, the youth is treated as any adult accused of aggravated murder would be treated. Aggravated murder, as defined in ORS 163.095, is the most serious crime in Oregon and the only permissible punishments for that crime, as provided in ORS 163.105, are, correspondingly, the harshest: death, life imprisonment without the possibility of release or parole, or life imprisonment. In this case, we are asked to determine the constitutionality, under the Eighth Amendment to the United States Constitution, of a sentence-specifically, life imprisonment-imposed on a juvenile offender pursuant to ORS 163.105, when such a sentence is imposed without regard to the individual characteristics of the juvenile defendant. Relying on the principles articulated by the United States Supreme Court in Miller v. Alabama ,
I. BACKGROUND
This case has a long history. The underlying facts and much of the procedural history have been previously related in other opinions. As such, we repeat them only minimally here. When defendant was a teenager, he and four friends went on a crime spree that included stealing a car belonging to one friend's mother and then killing her to conceal the robbery.
Defendant was convicted, after a bench trial, on multiple felony counts. Counts 1 through 5 adjudicated defendant guilty of aggravated murder, ORS 163.095, on different *129theories. Counts 1 through 3 alleged aggravated felony murder under ORS 163.095(2)(d). Counts 4 and 5 each alleged aggravated murder under ORS 163.095(2)(e), a murder "committed in an effort to conceal the commission of a crime, or to conceal the identity of the perpetrator of a crime."
In defendant's first appeal, State v. Link ,
The Oregon Supreme Court allowed review. In State v. Link ,
"Here, the act of homicide was one act-the act of shooting-committed by one person-Koch. Even if, as the state argues, the defendant was the leader of the group, he remained outside the house and was not physically present when Koch committed that act. Defendant did not perform the shooting himself."
"The decision of the Court of Appeals is affirmed in part and reversed in part. The judgment of the circuit court is affirmed in part and reversed in part, and the case is remanded to the circuit court for further proceedings."
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JAMES, J.
*128Under ORS 137.707(1), when a juvenile is charged with aggravated murder, that juvenile is automatically prosecuted as an adult, in adult criminal court, without regard to the qualities of youth that might be applicable to the accused. Once in adult criminal court, the youth is treated as any adult accused of aggravated murder would be treated. Aggravated murder, as defined in ORS 163.095, is the most serious crime in Oregon and the only permissible punishments for that crime, as provided in ORS 163.105, are, correspondingly, the harshest: death, life imprisonment without the possibility of release or parole, or life imprisonment. In this case, we are asked to determine the constitutionality, under the Eighth Amendment to the United States Constitution, of a sentence-specifically, life imprisonment-imposed on a juvenile offender pursuant to ORS 163.105, when such a sentence is imposed without regard to the individual characteristics of the juvenile defendant. Relying on the principles articulated by the United States Supreme Court in Miller v. Alabama ,
I. BACKGROUND
This case has a long history. The underlying facts and much of the procedural history have been previously related in other opinions. As such, we repeat them only minimally here. When defendant was a teenager, he and four friends went on a crime spree that included stealing a car belonging to one friend's mother and then killing her to conceal the robbery.
Defendant was convicted, after a bench trial, on multiple felony counts. Counts 1 through 5 adjudicated defendant guilty of aggravated murder, ORS 163.095, on different *129theories. Counts 1 through 3 alleged aggravated felony murder under ORS 163.095(2)(d). Counts 4 and 5 each alleged aggravated murder under ORS 163.095(2)(e), a murder "committed in an effort to conceal the commission of a crime, or to conceal the identity of the perpetrator of a crime."
In defendant's first appeal, State v. Link ,
The Oregon Supreme Court allowed review. In State v. Link ,
"Here, the act of homicide was one act-the act of shooting-committed by one person-Koch. Even if, as the state argues, the defendant was the leader of the group, he remained outside the house and was not physically present when Koch committed that act. Defendant did not perform the shooting himself."
"The decision of the Court of Appeals is affirmed in part and reversed in part. The judgment of the circuit court is affirmed in part and reversed in part, and the case is remanded to the circuit court for further proceedings."
On remand, the trial court refused to provide defendant with a new sentencing proceeding. Instead, the trial court entered an amended judgment reflecting that defendant was acquitted on Counts 1 through 3. The amended judgment stated that defendant was receiving a life sentence *130on Count 4. It then merged Counts 5 through 10 (aggravated murder and conspiracy to commit aggravated murder) into Count 4 for sentencing purposes. The trial court did not change the sentences on the remaining offenses, except that it merged Counts 15 through 17 (robbery) into Count 4 for sentencing purposes. The amended judgment also merged Counts 19 through 20 into Count 18 (burglary) for sentencing purposes and the sentence on Count 18 was made concurrent with the sentence on Count 4.
In State v. Link ,
The case currently before us arises from the remand to the sentencing court following our disposition in Link III . Before the sentencing court, defendant, by way of motion, challenged the imposition of a life sentence, arguing, in part, that "[t]he sentencing structure of ORS 163.105 - 163.150 for juveniles (at the time of the crime) convicted of aggravated murder violates Miller v. Alabama , the Eighth Amendment of the United States Constitution, and Article I, section 16, of the Oregon Constitution." The trial court denied the motion and imposed a sentence that included the following:1
"On Count 4, Aggravated Murder, ORS 163.095 :
"* * * * *
"Defendant shall serve a LIFE SENTENCE, pursuant to ORS 163.105(1)(c), the defendant shall be confined for a minimum of 30 years without possibility of parole, release to post-prison supervision, release on work release or any form of temporary leave or employment at a forest or work camp. The defendant is remanded to the physical custody of the Department of Corrections for service of this sentence."
(Capitalization in original.)
*131Thus, this case comes before us again, still in the posture of direct appeal. On appeal, defendant partially renews his arguments before the sentencing court, but abandons *668his reliance on Article I, section 16, and asserts:
"In this case, the trial court sentenced defendant, a juvenile, to a mandatory prison sentence of 30 years pursuant to ORS 163.105. Like the sentence that the United States Supreme Court found unconstitutional in Miller and the sentence that the Iowa Supreme court found unconstitutional in Lyle , the mandatory sentence imposed here, by its nature, 'preclude[s] a sentencer from taking account of an offender's age and the wealth of characteristics and circumstances attendant to it.' Miller ,567 U.S. at 476 [132 S.Ct. 2455 ]. Because ORS 163.105 does not allow the sentencing court to take into account the offender's age and other age-related characteristics and circumstances as required by Miller and indicated by Lyle , a mandatory prison term imposed on juveniles pursuant to ORS 163.105(1)(c) violates the cruel and unusual punishment clause of the Eighth Amendment."
In response, the state agrees that defendant preserved the arguments he advances on appeal but disputes the merits of those arguments. First, according to the state, Roper , Graham , and Miller can only be read to concern two specific sentences: death and life without parole. Alternatively, argues the state, even if Miller does apply to a life sentence imposed on a juvenile under ORS 163.105, the murder review hearing held 30 years after sentencing, pursuant to ORS 163.105(2), is a sufficient procedural opportunity to consider the Miller factors of youth, such as to render ORS 163.105 constitutional in its application to juvenile defendants. The arguments now framed, we turn to the merits.
A. Roper, Graham, and Miller
Eighth Amendment proportionality cases "fall within two general classifications." Graham ,
In addition, Roper noted that "juveniles are more vulnerable or susceptible to negative influences and outside pressures, including peer pressure. * * * This is explained in part by the prevailing circumstance that juveniles have less control, or less experience with control, over their own environment." Id . (citation omitted). The Court noted as well that "the character of a juvenile is not as well formed as that of an adult. The personality traits of juveniles are more transitory, less fixed." Id . at 570,
"render suspect any conclusion that a juvenile falls among the worst offenders. The susceptibility of juveniles to immature and irresponsible behavior means their irresponsible conduct is not as morally reprehensible as that of an adult. * * * From a moral standpoint it would be misguided to equate the failings of a minor with those of an adult, for a greater possibility exists that a minor's character deficiencies will be reformed."
Five years after Roper categorically prohibited the imposition of the death penalty on juveniles, the Court took up the issue of the constitutionality of juvenile life imprisonment for nonhomicide offenses in Graham .
Finally, in Miller , the Court built upon Roper and Graham in considering the constitutionality of life without parole for juvenile homicide crimes. Miller ,
*134"[N]othing that Graham said about children is crime-specific. Thus, its reasoning implicates any life-without-parole sentence for a juvenile, even as its categorical bar relates only to nonhomicide offenses. Most fundamentally, Graham insists that youth matters in determining the appropriateness of a lifetime of incarceration without the possibility of parole. The mandatory penalty schemes at issue here, however, prevent the sentencer from considering youth and from assessing whether the law's harshest term of imprisonment proportionately punishes a juvenile offender."
Miller ,
*670Thus, Roper , Graham , and Miller work to ensure that sentences are proportionate under the Eighth Amendment by announcing both substantive and procedural limitations on the sentencing of juveniles. First, sentences of death are substantively prohibited as constitutionally disproportionate when applied to juveniles. Second, sentences of life imprisonment without parole are substantively prohibited as constitutionally disproportionate when applied to juveniles for nonhomicide offenses. Third, sentences of life imprisonment without parole for homicide offenses are substantively limited-being constitutionally disproportionate when imposed on almost all juveniles, but for "the rare juvenile offender whose crime reflects irreparable corruption." Graham ,
Our reading of Roper , Graham , and Miller is in keeping with other states. The Iowa Supreme Court held that
" Miller effectively crafted a new subset of categorically unconstitutional sentences: sentences in which the legislature has forbidden the sentencing court from considering important mitigating characteristics of an offender whose culpability is necessarily and categorically reduced as a matter of law, making the ultimate sentence categorically inappropriate. This new subset carries with it the advantage of simultaneously being more flexible and responsive to the demands of justice than outright prohibition of a particular penalty while also providing real and substantial protection for the offender's right to be sentenced accurately according to their culpability and prospects for rehabilitation."
State v. Lyle ,
Similarly, the Washington Supreme Court looked to Roper , Graham , and Miller and concluded that
"[t]he Supreme Court's recent decisions explicitly hold that the Eighth Amendment to the United States Constitution compels us to recognize that children are different.
*136"* * * * *
"The Supreme Court has already applied that holding about the differences between children and adults in several specific contexts: the death penalty, Roper ,543 U.S. at 574 ,125 S.Ct. 1183 ; life without parole sentences for nonhomicide offenses, Graham ,560 U.S. at 79 ,130 S.Ct. 2011 ; mandatory life without parole sentences for any offense, Miller ,132 S.Ct. at 2469 ; and confessions, J.D.B. v. North Carolina ,564 U.S. 261 , 277,131 S.Ct. 2394 ,180 L.Ed.2d 310 (2011).
"Critically, the Supreme Court has also explained how the courts must address those differences in order to comply with the Eighth Amendment: with discretion to consider the mitigating qualities of youth."
State v. Houston-Sconiers ,
Ultimately, like Iowa, the Washington Supreme Court concluded:
*671"In accordance with Miller , we hold that sentencing courts must have complete discretion to consider mitigating circumstances associated with the youth of any juvenile defendant, even in the adult criminal justice system, regardless of whether the juvenile is there following a decline hearing or not. To the extent our state statutes have been interpreted to bar such discretion with regard to juveniles, they are overruled. Trial courts must consider mitigating qualities of youth at sentencing and must have discretion to impose any sentence below the otherwise applicable SRA range and/or sentence enhancements."
Id . at 21,
In that vein, we conclude that the threshold question in considering whether the principles of Roper , Graham , and Miller apply at juvenile sentencing is this: Does the case involve the imposition of the state's most severe penalties against a juvenile defendant? When the sentence sought to be imposed on a juvenile is among the state's most severe, then procedurally, the imposition of that sentence cannot proceed as if the juvenile were not a child, even if the sentence otherwise might be substantively permissible. And, when the sentence is among the most severe, the secondary *137question becomes whether the statutory sentencing scheme for a juvenile offender fulfills the constitutional duty to fully consider youth in sentencing. In this case, answering both those questions requires us to consider the statutes that govern the imposition of an aggravated murder sentence on a juvenile in Oregon.
B. Oregon's Aggravated Murder Statutory Scheme for Juveniles
As the Oregon Supreme Court previously explained, "[t]he murder statutes distinguish between 'ordinary' murder and murder that is accompanied by specified aggravating circumstances." State v. Ventris ,
Some aggravators are based on the status of the defendant. For example, ORS 163.095(1)(c) aggravates a homicide if "[t]he defendant committed murder after having been convicted previously in any jurisdiction of any homicide." Likewise, murder becomes aggravated murder if defendant was in a "correctional facility or was otherwise in custody when the murder occurred." ORS 163.095(2)(b). Other aggravators consider the method of the homicide. See, e.g ., ORS 163.095(2)(c) ("murder by means of an explosive"); ORS 163.095(1)(b) (solicitation). Still others aggravate a homicide based upon the motive. See, e.g. , ORS 163.095(2)(e) ("murder was committed in an effort to conceal the commission of a crime, or to conceal the identity of the perpetrator of a crime"). Some aggravators require the defendant to have personally committed the murder ( ORS 163.095 (2)(d) ), but many do not. Finally, a murder may become aggravated murder based on some characteristic of the victim. ORS 163.095(2)(a)(A) - (H), for example, lists a variety of victim occupations including police officer, judicial officer, and "regulatory specialist." Also in this category is age. A *138murder becomes aggravated murder if the victim is under 14 years of age. ORS 163.095(1)(f).
The only statutorily permissible sentences for a conviction of aggravated murder are set forth in ORS 163.105 : death, life without parole, or life imprisonment. That third potential sentence, life imprisonment, differs from "life imprisonment" imposed for a conviction of "ordinary" murder. See ORS 163.115. Specifically, a life sentence imposed under ORS 163.105 is eligible for conversion to life with the possibility of parole after 30 years. ORS 163.105(1)(c). In contrast, a life sentence for "ordinary" murder is eligible for conversion to life with the possibility of parole after 25 years. ORS 163.115(5)(b). Thus, the three sentences permissible under ORS 163.105 are unique to aggravated murder and *672no other crime in Oregon can permit their imposition.
In addition to the substantive crime and associated sentence, two other statutes are implicated when a juvenile, as opposed to an adult, is charged with aggravated murder: waiver to adult court, ORS 419C.349, and the "second look" hearing, ORS 420A.203.
In 1959, the Oregon legislature adopted a Juvenile Code. See Brady v. Gladden ,
Although the 1959 Juvenile Code vested exclusive and original jurisdiction over any person under 18 years of age in juvenile court, there was a provision for waiver into adult criminal court. Former ORS 419.533(1) (1959), repealed by Or. Laws 1993, ch. 33, § 373, stated:
"A child may be remanded to a circuit, district, justice or municipal court of competent jurisdiction for disposition as an adult if:
"(a) The child is at the time of the remand 16 years of age or older; and *139"(b) The child committed or is alleged to have committed a criminal offense or a violation of a municipal ordinance; and
"(c) The juvenile court determines that retaining jurisdiction will not serve the best interests of the child and the public."
State v. Little ,
A few years after Oregon enacted the Juvenile Code, the United States Supreme Court gave juvenile waiver hearings constitutional significance in Kent v. United States ,
"[T]he Juvenile Court should have considerable latitude within which to determine whether it should retain jurisdiction over a child or-subject to the statutory delimitation-should waive jurisdiction. But this latitude is not complete. At the outset, it assumes procedural regularity sufficient in the particular circumstances to satisfy the basic requirements of due process and fairness, as well as compliance with the statutory requirement of a full investigation.
"* * * * *
"* * * [Because the] decision as to waiver of jurisdiction and transfer of the matter to the District Court was potentially as important to petitioner as the difference between five years' confinement and a death sentence, we conclude that, as a condition to a valid waiver order, petitioner was entitled to a hearing, including access by his counsel to the social records and probation or similar reports which presumably are considered by the court, and to a statement of reasons for the Juvenile Court's decision."
Kent ,
The Court noted that there should be articulated criteria for the juvenile court to consider in a waiver hearing, *140citing with approval the 1959 District of Columbia Juvenile Court waiver criteria:
"1. The seriousness of the alleged offense to the community and whether the protection of the community requires waiver.
"2. Whether the alleged offense was committed in an aggressive, violent, premeditated or willful manner.
"3. Whether the alleged offense was against persons or property * * *.
"4. The prosecutive merit of the complaint * * *.
"5. The desirability of trial and disposition of the entire offense in one court * * *.
"6. The sophistication and maturity of the juvenile as determined by consideration *673of his home, environmental situation, emotional attitude and pattern of living.
"7. The record and previous history of the juvenile * * *.
"8. The prospects for adequate protection of the public and the likelihood of reasonable rehabilitation of the juvenile * * * by the use of procedures, services and facilities currently available to the Juvenile Court."
Id . at 566-67,
Ten years after Kent , in State ex rel. Juv. Dept. v. Kent ,
"In many of our past decisions, we have looked to the age of the juvenile remanded. The closer a juvenile is to the age of 18, the less reluctant we are to affirm a remand to the adult criminal court system. Generally, remands involving juveniles aged 17 have been upheld by this court. * * *
"Next, we have considered whether the child has had previous contact with the juvenile system and whether such contact has been helpful in rehabilitating the child. Where we find that a child has been involved with the juvenile system in the past and either has not been rehabilitated or is *141presently manipulating the juvenile system to accomplish his own goals, we usually uphold a remand to the adult court. * * * Obviously, the fact that a child has been exposed to the rehabilitative efforts of the juvenile system with limited success militates against continuing to refer him to a system which is incapable of dealing with his problems.
"Third, we have examined the length of time that a child will be exposed to the juvenile system in order to determine whether the juvenile system can rehabilitate him before he is discharged at age 21. Where the evidence indicates that a child will need supervision beyond the age of 21 or the child will only be exposed to the juvenile system for a short period of time due to his proximity to age 21, we have upheld the propriety of a remand of the child to adult court. * * *
"Finally, we have looked to the number and severity of the acts of a criminal nature that the child has committed in the past. The greater the number and the more severe the past acts, the greater the likelihood that we will uphold a remand. * * * Where acts of violence (assaults and homicides) are committed by a juvenile, we have tended to examine the behavior in order to determine if it was done impulsively or reflects a general pattern of juvenile violence. An impulsive act may not require a remand, * * * while a planned assault generally will support a remand."
Id. at 1227-29,
Those criteria were codified by the Oregon legislature in 1985 and remain the same criteria set forth in the current Oregon waiver statute, ORS 419C.349. See State v. J. C. N.-V .,
Thus, as of 1985, under Oregon's juvenile waiver scheme, presumptive jurisdiction for all juveniles charged with a crime-including aggravated murder-originated in juvenile court. And, although the court could waive a juvenile to adult court, before doing so, it was required to consider the characteristics *674of the defendant's youth. See J. C. N.-V. ,
Measure 11 was passed by Oregon voters on November 8, 1994, and it went into effect on April 1, 1995. Measure 11 did two things: it mandated that anyone convicted of a designated offense be sentenced to the prescribed mandatory minimum sentence and it required that, "[n]otwithstanding any other provision of law, when a person charged with any of the offenses listed in subsection 2 of this section is 15, 16 or 17-years of age, at the time the charges are filed, that person shall be tried as an adult." Official Voters' Pamphlet, General Election, Nov. 8, 1994, 55.
During the 1995 session of the Oregon legislature, two bills were the vehicles for the implementation of Measure 11. First, House Bill (HB) 3439 (1995), which amended the murder statute guidelines. State v. Davilla ,
"Notwithstanding any other provision of law, when a person charged with aggravated murder, as defined in ORS 163.095, or an offense listed in subsection (4)(a) of this section is 15, 16 or 17 years of age at the time the offense is committed, and the offense is committed on or after April 1, 1995, * * * the person shall be prosecuted as an adult in criminal court."
See also Or. Laws 1995, ch. 2, § 1.
*143The clear intent of Measure 11 was to remove the considerations of the characteristics of youth for juveniles accused of the most serious crimes and to limit the range of sentencing options to the same penalties that could be imposed on an adult offender. The plain text makes that clear and that is borne out by the history of the measure. The explanatory statement in the voters' pamphlet explicitly stated:
"This measure also requires that a person who is 15, 16 or 17 years of age when charged with one of the listed crimes must be tried and sentenced as an adult.
"Under current law, if a person who is under 18 years of age commits a crime, the juvenile court decides in each case whether the person will be tried and sentenced as an adult. The juvenile court currently looks at the person's age, the severity of the crime and other factors in making its decision."
Voters' Pamphlet at 56.4 Thus, in the wake of Measure 11, the historical role of the waiver hearing as a procedural point, where the qualities of youth would be considered, was extinguished for some juveniles charged with the most serious crimes.
In addition to the procedural mechanism of discretionary waiver into adult court, Oregon statutes provide another point for the considerations of the characteristics of youth for juveniles sentenced to imprisonment-the second look hearing. ORS 420A.203. "The second look process provides an opportunity for selected persons who were under 18 years of age at the time of the commission of an offense to have a sentencing court determine whether they should serve their original sentences or be granted conditional *675*144release." State ex rel. Walraven v. Dept. of Corrections ,
"(1)(a) This section and ORS 420A.206 [conditional release] apply only to persons who were under 18 years of age at the time of the commission of the offense for which the persons were sentenced to a term of imprisonment, who committed the offense on or after June 30, 1995, and who were:
"(A) Sentenced to a term of imprisonment of at least 24 months following waiver under ORS 419C.349 [grounds for waiving youth to adult court], 419C.352 [grounds for waiving youth under 15 years of age], 419C.364 [waiver of future cases] or 419C.370 [waiver of motor vehicle, boating, game, violation and property cases]; or
"(B) Sentenced to a term of imprisonment of at least 24 months under ORS 137.707(5)(b)(A) or (7)(b) [adult prosecution of 15-, 16-, or 17-year-old offenders].
"(b) When a person described in paragraph (a) of this subsection has served one-half of the sentence imposed, the sentencing court shall determine what further commitment or disposition is appropriate as provided in this section. As used in this subsection and subsection (2) of this section, 'sentence imposed' means the total period of mandatory incarceration imposed for all convictions resulting from a single prosecution or criminal proceeding not including any reduction in the sentence under ORS 421.121 [reduction in term of incarceration] or any other statute."
With the passage of Measure 11, ORS 420A.203, like waiver into adult court, applies to some, but not all, juveniles convicted of aggravated murder. A juvenile who was 13 or 14 at the time of the crime commission, and then subsequently waived into adult court, is eligible for a second look hearing under ORS 420A.203(1)(a)(A). In contrast, a 15-, 16-, or 17-year old who commits aggravated murder is automatically waived into adult court and therefore is ineligible for a second look hearing under ORS 420A.203 (1)(a)(B).
From the foregoing discussion, it is apparent that the requirements for aggravated murder and the attendant consequences for juveniles vary considerably. Some *145aggravators require the defendant to have personally committed the homicide, while others (such as in this case) do not. Similarly, a defendant can be guilty of aggravated murder as a principal or under an aid and abet theory. See, e.g. , ORS 161.155(2)(b) ("A person is criminally liable for the conduct of another person constituting a crime if * * * [w]ith the intent to promote or facilitate the commission of the crime the person * * * [a]ids or abets or agrees or attempts to aid or abet such other person in planning or committing the crime.").
In turn, the procedural components of a juvenile prosecution vary. For example, a 14-year-old accused of murdering a 15-year-old would be charged with murder, not aggravated murder. Should that 14-year-old murder another 14-year-old, that defendant would be charged with aggravated murder, but that defendant would have the qualities of youth considered at the juvenile waiver hearing and, if convicted, again in 15 years have a second look hearing. In contrast, if a defendant is 15 when he commits the murder of a 14-year-old, the defendant would automatically be waived into adult court and, if convicted, would not have a second look hearing.
II. APPLICATION
Having discussed Roper , Graham , Miller , and the statutory schemes implicated when a juvenile is charged with aggravated murder in Oregon, we now turn to our application of those principles in this case. As a predicate matter, the state contends that any conclusion that Roper , Graham , and Miller apply to life sentences imposed under ORS 163.105 is foreclosed by our decision in State v. Conrad ,
In Conrad , the defendant challenged the imposition of a mandatory 75-month sentence for sexual abuse. We summarized the defendant's argument as follows:
"According to defendant, * * * 'the heart of the problem with such a sentence' is not *676the length of the sentence, but the imposition of a mandatory sentence on a juvenile without accounting for the offender's age and other 'age-related *146characteristics.' As such, defendant claims that the reasoning in Miller should be extended to essentially any statute that imposes a mandatory minimum sentence on a juvenile without allowing the sentencing court to consider the offender's status as a juvenile."
"* * * Miller does not extend Eighth Amendment jurisprudence in such a way as to render ORS 137.707(2) facially unconstitutional. Simply put, ORS 137.707(2) does not mandate life imprisonment without parole for those under the age of 18 at the time of their crimes and we understand Miller 's reach to be limited to such a penalty."
In the present case, the state argues that, when we said that "we understand Miller 's reach to be limited to such a penalty" in Conrad , we held that Miller applied only to life without parole. See
"The Court emphasized that the statutory schemes at issue in Miller ran 'afoul of [the Court's] cases' requirement of individualized sentencing for defendants facing the most serious penalties. "
Id . at 337-38,
*147Aggravated murder, as defined in ORS 163.095, is "the most serious offense in Oregon criminal law." Engweiler v. Persson/Dept. of Corrections ,
The term of imprisonment in this case-life with only the possibility of parole after 30 years-is exclusively imposed under ORS 163.105, and only for commission of aggravated murder, the most serious offense in the state. There is no other offense that can be committed in Oregon for which any of the sentences in ORS 163.105 can be imposed. And the possibility of parole is just that, a possibility . An individual sentenced under ORS 163.105 will almost certainly spend the majority of their adult life behind bars. And, it is entirely possible that an individual sentenced under ORS 163.105 will never return to society. Courts routinely consider such sentences to be among the most "severe" that society can impose. See, e.g. , *677Ewing v. California ,
We need not decide the full contours of what constitutes the harshest or most severe criminal penalties in Oregon. It is sufficient, for purposes of this case, to say that the three sentences set forth in ORS 163.105 for aggravated murder-the most serious crime in Oregon-are, unsurprisingly, the "most severe" punishments available in the state and, as such, are in the category of penalties to which the principles set forth in Roper , Graham , and Miller apply.
Having answered the threshold question in the affirmative, we now must address whether the imposition of a sentence for aggravated murder under ORS 163.105 permits the considerations of the qualities of youth or proceeds "as though [juveniles] were not children." Miller ,
However, the state argues that there is a procedural mechanism for consideration of the qualities of youth-the murder review hearing. ORS 163.105(2) provides that a defendant sentenced to life imprisonment for aggravated murder may petition for a hearing, after a minimum period of confinement (30 years), to "determine if the prisoner is likely to be rehabilitated within a reasonable period of time." That hearing, argues the state, provides an opportunity for the consideration of the qualities of youth sufficient to comply with Miller . We disagree.
First, both Graham and Miller are replete with language holding that the proper actor to consider the qualities of youth is the sentencer . See, e.g. , Graham ,
" Miller requires that before sentencing a juvenile to life without parole, the sentencing judge take into account 'how children are different, and how those differences counsel against irrevocably sentencing them to a lifetime in prison.' "
Montgomery , --- U.S. ----,
*150Second, even if the Board of Parole and Post-Prison Supervision (BOPPS) could be considered a sentencer for purposes of Miller , it is undisputed that any consideration of the qualities of youth would come-at a minimum-30 years after the imposition of the sentence. That delay would undercut the essence of Miller when it held that it was the act of subjecting the juvenile to the sentence without the consideration of the qualities of youth that was the constitutional violation. "By removing youth from the balance-by subjecting a juvenile to the same life-without-parole sentence applicable to an adult-these laws prohibit a sentencing authority from assessing whether the law's harshest term of imprisonment proportionately punishes a juvenile offender." Miller ,
It would make little sense, and be questionably effective, to consider the unique qualities of youth when the defendant is well into middle age. As Miller noted:
"As we observed, youth is more than a chronological fact. It is a time of immaturity, irresponsibility, impetuousness[,] and recklessness. It is a moment and condition of life when a person may be most susceptible to influence and to psychological damage. And its signature qualities are all transient."
Miller ,
Finally, even if a theoretical murder review hearing held 30 years after sentencing could suffice for the required consideration of the unique qualities of youth, a review of Oregon's statutes and administrative rules governing the conduct of a murder review hearing evidence that, as currently constructed, a murder review hearing in Oregon does not consider youth as something that diminishes the moral culpability and blameworthiness of the defendant.
*151ORS 163.105(2) provides that, for purposes of conducting the murder review hearing, "[t]he sole issue is whether or not the prisoner is likely to be rehabilitated within a reasonable period of time." (Emphasis added.) The statute, by its plain terms, is future focused. It considers whether a person "is likely to be" rehabilitated at a future date, not whether the individual was less blameworthy due to their youth at the time of the offense. ORS 163.105(2).
In furtherance of that narrow focus, BOPPS has promulgated rules for conducting the review hearing. OAR 255-032-0020 provides:
"The sole issue of the hearing described in OAR 255-032-0015 shall be to determine whether or not the inmate is likely to be rehabilitated within a reasonable period of time. Criteria indicating whether the inmate is likely to be rehabilitated prior to release include:
"(1) The inmate's involvement in correctional treatment, medical care, educational, vocational or other training in the institution which will substantially enhance his/her capacity to lead a law-abiding life when released;
"(2) The inmate's institutional employment history;
"(3) The inmate's institutional disciplinary conduct;
"(4) The inmate's maturity, stability, demonstrated responsibility, and any apparent *679development in the inmate personality which may promote or hinder conformity to law;
"(5) The inmate's past use of narcotics or other dangerous drugs, or past habitual and excessive use of alcoholic liquor;
"(6) The inmate's prior criminal history, including the nature and circumstances of previous offenses;
"(7) The inmate's conduct during any previous period of probation or parole;
"(8) The inmate does/does not have a mental or emotional disturbance, deficiency, condition or disorder pre-disposing them to the commission of a crime to a degree rendering them a danger to the health and safety of the community;
*152"(9) The adequacy of the inmate's parole plan including community support from family, friends, treatment providers, and others in the community; type of residence, neighborhood or community in which the inmate plans to live;
"(10) There is a reasonable probability that the inmate will remain in the community without violating the law, and there is substantial likelihood that the inmate will conform to the conditions of parole."
Nowhere in that list of considerations is a defendant's youth at the time of the offense considered explicitly. Only OAR 255-032-0020(4) could be potentially read to encompass youth. That subsection provides for consideration of "[t]he inmate's maturity, stability, demonstrated responsibility, and any apparent development in the inmate personality which may promote or hinder conformity to law." OAR 255-032-0020(4). But even that provision is focused on the defendant's maturity now , at the time of the hearing, at least 30 years after sentencing. OAR 255-032-0020 ("Criteria indicating whether the inmate is likely to be rehabilitated prior to release[.]"). What the provision does not consider is im maturity at the time of the offense, nor how such immaturity lessened the culpability or blameworthiness of the defendant.
In contrast, California revised its statutory parole consideration factors in the wake of Miller to explicitly require the parole board to consider youth at the time of the offense as a mitigating factor. As some scholars have noted:
"California's comprehensive juvenile parole statute, which became operative in 2014, warrants careful examination; it has already begun to influence lawmakers in other states. In its preamble, the statute explicitly points to Miller in noting the developmental immaturity of youth, their reduced culpability, and enhanced prospects for becoming contributing members of society. It then announces the statutory purpose of providing offenders sentenced as juveniles with a process by which growth and maturity of youthful offenders can be assessed and a meaningful opportunity for release established. The statute provides expedited parole hearings for many juvenile offenders: prisoners serving determinate (not life) sentences of *153any duration are eligible for parole consideration after a maximum of fifteen years of incarceration. Moreover, the legislature has sought to implement its commitment to providing a juvenile offender with a meaningful opportunity for reform by requiring that appropriate measures to promote rehabilitation be identified (and discussed with the prisoner) several years before she is eligible for parole consideration. At the youthful offender parole hearing, the panel is instructed by statute to give great weight to the diminished culpability of juveniles as compared to adults, the hallmark features of youth, and any subsequent growth and increased maturity of the prisoner. A parole board directive also indicates that any psychological evaluations should take these factors into consideration, although it does not provide further instruction about how this should be done."
Elizabeth Scott, Thomas Grisso, Marsha Levick & Laurence Steinberg, Juvenile Sentencing Reform in a Constitutional Framework ,
Similarly, Maryland revised its parole criteria post- Miller to explicitly account for youth at the time of the offense and the *680lessened moral culpability that therefore attaches to the commission of the crime:
"If the inmate was a juvenile at the time of the offense, the Parole Commission's regulations require consideration of the following additional factors:
"(a) age at the time the crime was committed;
"(b) the individual's level of maturity and sense of responsibility at the time of [sic ] the crime was committed;
"(c) whether influence or pressure from other individuals contributed to the commission of the crime;
"(d) whether the prisoner's character developed since the time of the crime in a manner that indicates the prisoner will comply with the conditions of release;
"(e) the home environment and family relationships at the time the crime was committed;
"(f) the individual's educational background and achievement at the time the crime was committed; and *154"(g) other factors or circumstances unique to prisoners who committed crimes at the time the individual was a juvenile that the Commissioner determines to be relevant."
Carter v. State ,
However, no equivalent changes to the murder review hearing statute, nor the BOPPS rules governing those hearings, have been enacted in Oregon in light of Miller . Additionally, even if OAR 255-032-0020(4) could be read to permit litigation of a defendant's decreased moral responsibility due to youth, our cases show that attempts before the parole board to lessen one's moral responsibility can be viewed negatively. See, e.g. , Wille v. Board of Parole ,
Relying in part on Montgomery , the dissent concludes that "the imposition of a life sentence with the possibility of parole cures a Miller violation," 297 Or. App. at 167, 441 P.3d at 687 (Tookey, J., dissenting), and that Oregon's murder review hearing renders the sentence constitutional because it "give[s] a juvenile offender a meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation," id. 297 Or. at 177, 441 P.3d at 692 (Tookey, J., dissenting). Neither party on appeal cited to or relied upon Montgomery . Nevertheless, we do not read Montgomery to cabin Miller 's holding to the extent the dissent would advocate. Context explains Montgomery . There, the petitioner was 17 years old in 1963 when he killed a deputy sheriff in Louisiana. He had been *155incarcerated for nearly 50 years when the Court made clear in Miller "that imposition of a State's most severe penalties on juvenile offenders cannot proceed as though they were not children."
Montgomery reiterated that the normal procedure was to permit the sentencer to consider youth. "Although Miller did not foreclose a sentencer's ability to impose life without parole on a juvenile, the Court explained that a lifetime in prison is a disproportionate sentence for all but the rarest of children." Montgomery , --- U.S. ----,
*681Montgomery , --- U.S. ----,
The Court considered the retroactive applicability of its holding in Miller , concluding that " Miller announced a substantive rule that is retroactive in cases on collateral review." Montgomery , --- U.S. ----,
"Giving Miller retroactive effect, moreover, does not require States to relitigate sentences, let alone convictions, in every case where a juvenile offender received mandatory life without parole. A State may remedy a Miller violation by permitting juvenile homicide offenders to be considered for parole, rather than by resentencing them.
"* * * * *
"Extending parole eligibility to juvenile offenders does not impose an onerous burden on the States, nor does it disturb the finality of state convictions."
Montgomery , --- U.S. ----,
In stark contrast to Montgomery , this case comes before us on direct appeal, not collateral review. Montgomery does not control on the issue of whether, for a case coming from the sentencing court on direct appeal, a murder review *156hearing under ORS 163.105(2) meets the requirements of Miller for the consideration of the qualities of youth. The central requirement of Miller remains: The imposition of the most severe penalties on juvenile offenders cannot proceed as though they were not children. See Miller ,
In light of the limitations of Oregon's murder review hearing, as imposed by statute and rule, we cannot conclude that such a hearing provides for the meaningful consideration of the unique qualities of youth that might make the "irresponsible" conduct of a juvenile offender "not as morally reprehensible as that of an adult." See Roper ,
We emphasize that neither Miller , the Eighth Amendment, nor our opinion in this case, categorically prohibits the state from imposing a life sentence on a juvenile in all cases. The problem lies not with the potential substance of the sentence, but with the procedural imposition of the sentence. As Miller noted, "[a]lthough we do not foreclose a sentencer's ability to make that judgment in homicide cases, we require it to take into account how children are different, *157and how those differences counsel against irrevocably sentencing them to a lifetime in prison."
The deficiency in Oregon's juvenile aggravated murder statutory scheme lies in its mandatory applicability to some juvenile defendants. The substantive statute encompasses a broad array of conduct, including personally and nonpersonally committed homicides. The statutory scheme then removes the opportunity for the consideration of the qualities of youth at a waiver hearing from some juveniles, but not all, while also removing a second look consideration of the *682qualities of youth from some juveniles, but not all. By that scheme, it creates a subcategory of juvenile defendants for whom no sentencer will ever meaningfully consider the transient qualities of youth. As to those juveniles, it may be constitutional for a sentencer to reasonably conclude that a particular defendant warrants a lengthy sentence and to choose that sentence from among a range of options. But, a sentencing scheme that dictates such a severe sentence be applied to a juvenile defendant, without regard for the qualities of youth, runs afoul of Miller .
In so holding, Miller is in keeping with other areas of the law where a child's age must be considered. The United States Supreme Court has recognized a child's age as relevant to the analysis of whether the child is in custody for the purposes of Miranda v. Arizona ,
In sum, for sentencing purposes, a court cannot impose the state's most severe penalties on a juvenile offender *158without regard for the unique qualities of youth that might make imposition of that sentence inappropriate. In this case, the court imposed a mandatory sentence of life in prison under ORS 163.105 -one of the state's most severe sentences-on a defendant who did not have the benefit of a waiver hearing into adult court, nor is afforded a second look hearing. Consequently, the court did not consider defendant's youth in imposing that sentence. Finally, the possibility of a murder review hearing by the parole board 30 years in the future is not a constitutionally adequate substitute for that consideration. Taken together, the several statutes that comprise the Oregon scheme for imposition of the severe sentence options for aggravated murder on a juvenile defendant fail the procedural obligation-the affirmative duty-to assess the role of youth at the time of sentencing in determining the constitutionally proportionate sentence. As such, we conclude that the application of ORS 163.105 as written, to a juvenile defendant, violates the Eighth Amendment.
Sentence on Count 4 vacated; remanded for resentencing, otherwise affirmed.
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Cite This Page — Counsel Stack
441 P.3d 664, 297 Or. App. 126, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-link-orctapp-2019.