State v. Lima

159 A.3d 651, 325 Conn. 623, 2017 Conn. LEXIS 133
CourtSupreme Court of Connecticut
DecidedMay 16, 2017
DocketSC19736
StatusPublished
Cited by4 cases

This text of 159 A.3d 651 (State v. Lima) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Lima, 159 A.3d 651, 325 Conn. 623, 2017 Conn. LEXIS 133 (Colo. 2017).

Opinion

PALMER, J.

The defendant, Evandro P. Lima, appeals 1 from the judgment of the trial court, which denied his motion to vacate his guilty plea to one count of conspiracy to commit larceny in the third degree in violation of General Statutes §§ 53a-124 and 53a-48. The defendant claims that the trial court abused its discretion in denying that motion because, under General Statutes § 54-1j(a), 2 the court was required but failed to ask the defendant whether he had spoken with counsel about the possible immigration consequences of pleading guilty before accepting the plea offer. We disagree with the defendant that the trial court improperly failed to inquire of the defendant whether he had consulted with counsel about the possible immigration consequences of his guilty plea because the defendant expressly acknowledged that he understood those consequences, which is all that was required for purposes of § 54-1j(a). We therefore affirm the judgment of the trial court.

The following undisputed facts and procedural history are relevant to our resolution of this appeal. The defendant entered a plea of guilty under the Alford doctrine 3 to conspiracy to commit larceny in the third degree after he and a friend took an automobile worth approximately $10,000 from a dealership for a test drive and never returned it. During the plea canvass, when the court asked the defendant whether he had discussed with his attorney the case and his decision to plead guilty, he answered in the affirmative. The defendant also responded in the affirmative when the court asked him whether he understood that, if he was not a citizen, his conviction could result in his "removal from the United States, exclusion from readmission or denial of naturalization ...." At the conclusion of the plea canvass, the trial court also asked the assistant state's attorney and defense counsel whether there was any reason why the court should not accept the defendant's plea, and both responded that they were not aware of any such reason. Following the plea canvass, the court sentenced the defendant to one year of incarceration.

Thereafter, pursuant to § 54-1j(a) and (c), the defendant filed a motion to vacate his guilty plea, claiming that the trial court improperly failed to determine whether he had spoken to defense counsel about the possible immigration consequences of pleading guilty before the court accepted the defendant's plea. The trial court denied the defendant's motion, concluding that § 54-1j(a) contains no requirement that the court ask the defendant whether he had discussed with counsel the possible immigration consequences of pleading guilty; rather, it requires the court to ask only whether he understood that pleading guilty could have such consequences. Under the trial court's reading of the statute, only if the defendant had answered the court's question in the negative was it obligated to conduct an additional inquiry.

The defendant claims on appeal that § 54-1j(a) is ambiguous as to whether the trial court was required to make an express inquiry of the defendant to determine whether he had discussed with counsel the possible immigration consequences of pleading guilty. The defendant contends that this ambiguity arises from the fact that, although the statute provides that the trial court must allow a defendant time to discuss with counsel those possible consequences of his plea if he has not already done so, it is silent as to the manner in which the trial court is to determine whether such a discussion had taken place. According to the defendant, two possibilities exist. The first is that, before accepting the defendant's plea, the court must ask the defendant directly whether he has discussed the immigration consequences of the plea with his attorney. The second is that the court may ascertain whether such a discussion had taken place when it asks the defendant whether he understands that his plea could carry with it certain adverse immigration consequences because, if the defendant has not previously discussed that issue with counsel, he will respond to the court's inquiry in the negative. The defendant further maintains that, in light of this ambiguity, this court may consult extratextual evidence of the statute's meaning, such as its legislative history, prior judicial decisions and the laws of other states, which, according to the defendant, support his reading of the statute. 4 As in all cases of statutory interpretation, we begin our analysis with the pertinent statutory language. Section 54-1j(a) provides that the court shall not accept a guilty plea without first addressing the defendant personally to ensure that he fully understands that, if he is not a United States citizen, his conviction may have certain enumerated immigration consequences under federal law, and, further, if the defendant has not discussed these possible consequences with his attorney, the court shall permit him to do so before accepting his plea offer. Section 54-1j(c) provides that, if the court fails to comply with the requirements of subsection (a), and the defendant can demonstrate that his conviction may have one of the enumerated immigration consequences, the court, upon motion of the defendant within three years of the plea, shall vacate the judgment and permit the defendant to withdraw his guilty plea and enter a plea of not guilty.

Thus, by its terms, "[§] 54-1j (a) permits a court to accept a defendant's plea only if the court conducts a plea canvass during which ... (1) the court personally addresses the defendant and (2) the court determines that the defendant understands fully the possible immigration consequences that may result from entering a plea." State v. James , 139 Conn.App. 308 , 313, 57 A.3d 366 (2012). The defendant maintains, however, that § 54-1j imposes a third requirement, namely, that the trial court must inquire directly of the defendant as to whether he has discussed with counsel the possible immigration consequences of pleading guilty. In the defendant's view, this requirement inheres in the language directing the court to allow the defendant the opportunity to have such a discussion if he has not already done so.

As the defendant acknowledges, however, the Appellate Court rejected this very argument in State v. James , supra, 139 Conn.App. at 313-14 , 57 A.3d 366 , concluding that § 54-1j(a), by its plain terms, does not require that the trial court determine whether the defendant has discussed with counsel the possible immigration consequences of a guilty plea.

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Related

Seven Oaks Enterprises, L.P. v. DeVito
198 A.3d 88 (Connecticut Appellate Court, 2018)
Trinity Christian Sch. v. Comm'n on Human Rights
189 A.3d 79 (Supreme Court of Connecticut, 2018)
State v. Lima
182 A.3d 101 (Connecticut Appellate Court, 2018)
State v. Brown
179 A.3d 807 (Connecticut Appellate Court, 2018)

Cite This Page — Counsel Stack

Bluebook (online)
159 A.3d 651, 325 Conn. 623, 2017 Conn. LEXIS 133, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-lima-conn-2017.