State v. Lewis

958 S.W.2d 736, 1997 Tenn. LEXIS 631
CourtTennessee Supreme Court
DecidedDecember 29, 1997
StatusPublished
Cited by61 cases

This text of 958 S.W.2d 736 (State v. Lewis) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Lewis, 958 S.W.2d 736, 1997 Tenn. LEXIS 631 (Tenn. 1997).

Opinion

OPINION

BIRCH, Justice.

Roger Dale Lewis, the appellant, was convicted of five counts of aggravated arson. 1 He was sentenced to an effective thirty years in the Department of Correction. The Court *738 of Criminal Appeals affirmed the trial court’s judgment. 2

We granted Lewis’ application for review under Tenn. R.App. P. 11 and Tenn. R.Crim. P. 52(b) in order to determine whether the Double Jeopardy Clauses of the United States and Tennessee Constitutions bar multiple convictions for aggravated arson of a single structure containing several apartment units. Because we find that the word “structure,” as used in Tenn.Code Ann. § 39-14-301 (1991), means the entire structure, and because Lewis burned a portion of a single structure in the course of one arsonous act, only one count of aggravated arson can successfully withstand double jeopardy scrutiny.

I

In the weeks preceding the fire, Lewis’ tenancy in the Cheryl Apartments in Hendersonville had been terminated for nonpayment of rent, and he was preparing to vacate his apartment. Apparently, Lewis was angry because of the eviction, and he had threatened retaliation.

On June 5, 1992, at approximately 3 a.m., Lewis was observed in the Hendersonville area, and the property manager saw Lewis’ ear speeding out of the Cheryl Apartments parking lot shortly thereafter. At 3:34 a.m., a call was received by 911 reporting a fire at the Cheryl Apartments. When the firefighters arrived, the entire top floor of one apartment building was aflame. Although five of the eight apartments in the structure were destroyed, all the tenants were safely evacuated.

The fire, aided by an accelerant, started in Lewis’ apartment. During an investigation conducted after the fire, investigators discovered a container in Lewis’ car. Although empty when discovered, investigators determined that it had recently contained gasoline. After he was incarcerated, Lewis admitted to an inmate that he had started the fire. He was convicted of five counts of aggravated arson—one count for each of the five apartments destroyed in the fire.

II

The double jeopardy issue was not raised in the trial court and was given mere mention in Lewis’ brief filed in the Court of Criminal Appeals. Nevertheless, we address the issue in order to correct an error of constitutional dimension and to prevent manifest injustice. Tenn. R.Crim. P. 52(b); State v. Goins, 705 S.W.2d 648, 650 (Tenn.1986). Because it is a question of law, our review is de novo with no presumption of correctness. State v. Davis, 940 S.W.2d 558, 561 (Tenn.1997).

The Double Jeopardy Clause of the Fifth Amendment to the United States Constitution, applicable to the states through the Fourteenth Amendment, provides that no person shall “be subject for the same offense to be twice put in jeopardy of life or limb....” Article 1, § 10 of the Tennessee Constitution provides that “no person shall, for the same offence, be twice put in jeopardy of life or limb.” As we have stated many times, three fundamental principles underlie double jeopardy: (1) protection against a second prosecution after an acquittal; (2) protection against a second prosecution after conviction; and (3) protection against multiple punishments for the same offense. State v. Denton, 938 S.W.2d 373, 378 (Tenn.1996) (citing, among others, North Carolina v. Pearce, 395 U.S. 711, 717, 89 S.Ct. 2072, 2076, 23 L.Ed.2d 656, 664-65 (1969)).

The instant case falls into the third category, multiple punishments for the same offense. The question is whether a single act of arson that leads to the destruction of five apartments within one building constitutes one offense or five offenses under the arson statutes. If but a single offense, then clearly the punishment for all but one offense violates the double jeopardy clauses of the United States and Tennessee Constitutions.

*739 To resolve this question, it is necessary to delve into the intent of the legislature. When multiple sentences are imposed in a single trial, double jeopardy protection “is limited to assuring that the court does not exceed its legislative authorization by imposing multiple punishments for the same offense.” Brown v. Ohio, 432 U.S. 161,165, 97 S.Ct. 2221, 2225, 53 L.Ed.2d 187, 194 (1977). If the legislature intended, in the enactment of the statutes here involved, that the arson of each apartment be a separate violation, then double jeopardy principles would not prohibit a conviction for each apartment destroyed. If, on the other hand, the legislature did not intend to make the arson of each apartment a separate violation, multiple conviction would be unconstitutional under the circumstances of this case.

The intent of the legislature may be discerned by looking to “the language of the statute, its subject matter, the object and reach of the statute, the wrong or evil which it seeks to remedy or prevent, and the purpose sought to be accomplished in its enactment.” Mascari v. Raines, 220 Tenn. 234, 239, 415 S.W.2d 874, 876 (1967). As for criminal offenses in Tennessee, statutes are to be construed “according to the fair import of their terms, including reference to judicial decisions and common law interpretations, to promote justice, and effect the objectives of the criminal code.” Tenn.Code Ann. § 39-11-104 (1991); see State v. Horton, 880 S.W.2d 732, 734-35 (Tenn.Crim.App.1994).

A workable analysis for determining whether the legislature intended particular conduct to constitute more than one violation of a single statute is found in State v. Davis, 654 S.W.2d 688 (Tenn.Crim.App.1983). The legislature has the power to create multiple “units of prosecution” within a single statutory offense, but it must do so clearly and without ambiguity. Should the legislature fail in this duty, the ambiguity will be resolved in favor of lenity. Id. at 696 (quoting Bell v. United States, 349 U.S. 81, 83, 75 S.Ct. 620, 622, 99 L.Ed. 905, 910 (1955)).

In Davis, the court held that one sale by one person of six obscene materials could support a conviction for only one offense, not six separate offenses. Because the legislature did not clearly fix a punishment for the sale of

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Bluebook (online)
958 S.W.2d 736, 1997 Tenn. LEXIS 631, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-lewis-tenn-1997.