State v. Knowels

2002 ND 62, 643 N.W.2d 20, 2002 N.D. LEXIS 75, 2002 WL 554731
North Dakota Supreme Court·Decided April 16, 2002·No. 20010147·Published·Cited by 11 cases

Opinion

KAPSNER, Justice.

[¶ 1] Daniel Knowels appeals from a judgment of conviction for failure to register as a sex offender under N.D.C.C. § 12.1-32-15. Because the culpable mental state for failure to register as a sex offender is “willfully,” we conclude the trial court committed obvious error in finding Know-els guilty of failure to register as a sex offender, and reverse the conviction.

I

[¶ 2] Knowels is required to register as a sex offender. Knowels registered with the Grand Forks County Sheriffs Department on December 19, 1996. His initial registered address was S-69 Ack’s Trailer Court, Emerado. Emerado did not have a working registry in 1996. Though the' exact date is not clear from the record, Knowels subsequently moved to S-ll Ack’s Trailer Court. Knowels was charged with failure to register as a sex offender within the statutory period following his change of address.

[¶ 3] At the bench trial, Knowels testified he went to the Grand Forks County Sheriffs Department during his move to register his new address. A sheriffs deputy testified regarding a “yellow sticky” note found in Knowels’ records listing the new S-ll address as of April 2, 1999. Two letters were introduced as exhibits, one certified and one not, sent from the Attorney General’s office to Knowels’ S-ll address. These letters, one sent in April of 1999 and the other sent in October of 2000, directed Knowels to register with the Em-erado Police Department, which now had a working registry. Knowels testified he never received either letter. Knowels eventually registered with the Emerado Police Department on January 11, 2001. At the bench trial in April 2001, the trial court treated the offense as one of strict liability and found Knowels guilty of failure to register as a sex offender, but also found his failure was not “willful.”

[¶ 4] On appeal, Knowels argues there was insufficient evidence to find him guilty of the offense. He argues subsection 2 of N.D.C.C. § 12.1-02-02 should be applied to the registration statute. The subsection specifies “[i]f a statute or regulation thereunder defining a crime does not specify any culpability and does not provide explicitly that a person may be guilty without *22 culpability, the culpability that is required is willfullyKnowels argues application of this subsection would preclude a finding of guilt because the trial court found he did not “willful[ly]” violate the statute. The State argues the trial court’s application of subsection 5 of N.D.C.C. § 12.1-02-02 to the sex offender registration statute to conclude the offense was strict liability was correct. Alternatively, the State argues Knowels waived his argument because he failed to object to the trial court’s interpretation and application of the statute.

II

[¶ 5] Under North Dakota sex offender registration law, an individual who is required to register must do so within ten days of a change in address. N.D.C.C. § 12.1-32-15(7). The sex offender registration law in force at the time provided:

An individual required to register under this section who violates this section is guilty of a class A misdemeanor. A court may not relieve an individual, other than a juvenile, who willfully violates this section from serving a term of at least ninety days in jail and completing probation of one year. An individual who violates this section who previously has pled guilty or been found guilty of violating this section is guilty of a class C felony.

Id. § 12.1-32-15(9). 1 The trial court interpreted N.D.C.C. § 12.1-32-15(9) as a strict liability offense, with the “willfully violates” language applicable only when imposing sentence:

The registration requirements of N.D.C.C. [§ ] 12.1-32-15 do not require any specific culpability by the defendant to be found guilty.... The conduct itself constitutes the offense.... Therefore, the State is not required to show any willfulness or intent on the part of the defendant to sustain the defendant’s guilt. The only time that the defendant’s willfulness or intent would come into play would be under subsection 9 of N.D.C.C. [§ ] 12.1-32-15. That section provides for a minimum mandatory penalty of at least 90 days in jail and one year probation in the event the defendant “willfully” violates this section. Based upon this, there are two matters that the Court needs to address. The first being whether or not the defendant failed to register and the second being whether or not the defendant’s failing to register was willful.

Neither party objected to the trial court’s interpretation of the statute.

[¶ 6] In construing the statute as strict liability, the trial court relied upon N.D.C.C. § 12.1-02-02(5). Subsection 5 of N.D.C.C. § 12.1-02-02 provides “[cjulpa-bility is not required as to the fact that conduct is an offense, except as otherwise expressly provided in a provision outside this title.” Because Knowels failed to properly object to the trial court’s interpretation and application of N.D.C.C. § 12.1-32-15, and therefore failed to adequately preserve the issue for appellate review, our inquiry is limited under N.D.R.Crim.P. 52(b) to whether the trial court’s actions constituted obvious error.

*23 [¶ 7] To establish obvious error, Knowels “has the burden to show (1) error, (2) that is plain, and (3) that affects substantial rights.” State v. Johnson, 2001 ND 184, ¶ 12, 636 N.W.2d 391. “Once an accused establishes a forfeited plain error does affect substantial rights, an appellate court has discretion to correct the error and should correct it if it ‘seriously af-feet[s] the fairness, integrity or public reputation of judicial proceedings.’ ” State v. Olander, 1998 ND 50, ¶16, 575 N.W.2d 658. “We exercise our power to notice obvious error cautiously, and only in exceptional circumstances where the accused has suffered serious injustice.” Johnson, at ¶ 12. “In determining whether there has been obvious error, we examine the entire record and the probable effect of the alleged error in light of all the evidence.” Id.

[¶ 8] “Due process protects an accused from conviction except upon proof beyond a reasonable doubt of every element of the offense.” Olander, 1998 ND 50, ¶ 19, 575 N.W.2d 658. In the case at hand, the question is whether the failure to register as a sex offender is a strict liability offense, or if it contains a mens rea element.

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State v. Knowels, 2002 ND 62, 643 N.W.2d 20, 2002 N.D. LEXIS 75, 2002 WL 554731 (N.D. 2002).

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