IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE FILED MARCH SESSION , 1999 April 22, 1999
Cecil W. Crowson STATE OF TENNESSEE, ) Appellate Court Clerk C.C.A. NO. 01C01-9808-CC-00329 ) Appellee, ) ) ) MAURY COUNTY VS. ) ) HON. JIM T. HAMILTON, KING DAVID JOHNSON, ) JUDGE ) Appe llant. ) (Sentencing)
ON APPEAL FROM THE JUDGMENT OF THE CIRCUIT COURT OF MAURY COUNTY
FOR THE APPELLANT: FOR THE APPELLEE:
HERSHELL D. KOGER JOHN KNOX WALKUP 131 North First Street Attorney General and Reporter P.O. Box 1148 Pulaski, TN 38478 MARVIN E. CLEMENTS, JR. Assistant Attorney General 425 Fifth Avenu e North Nashville, TN 37243
MIKE BOTTOMS District Attorney General P.O. Box 459 Lawrenceburg, TN 38464
OPINION FILED ________________________
SENTENCE MODIFIED; REMANDED
DAVID H. WELLES, JUDGE OPINION
The Defendant, King David Johnson, appeals as of right his sentence of
twenty years in the D epartm ent of C orrect ion for th e sec ond d egree murd er of his
girlfriend. Defenda nt was indicted in 1 993 for first degree m urder, and a jury
convicted him of second degree murder in February 1996. Following a
sentencing hearing, the trial court sentenced him to twenty years as a Range I
offender. In his first appeal to this Court, Defendant challenged the sufficiency
of the evide nce an d the leng th of his se ntence . This Court affirmed his conviction
for second degree murder, but remanded his case for resentencing because the
trial judge failed to place on the record what enhancement or mitigating factors
he found, as well as findings of fact, in accordance with the mandate of
Tennessee Code A nnotated § 4 0-30-210(f). State v. King David Johnson, No.
01C01-9610-CC-00430, 1997 WL 661501, at *4 (Tenn. Crim. App., Nashville,
Oct. 24, 1 997).
The trial judge held a second sentencing hearing on March 13, 1998, and
he again sen tenced Defen dant to tw enty years as a Ra nge I offen der. In this
appeal of his resentencing, Defendant argues the sa me s ubsta ntive iss ues a s in
his first app eal: (1) the trial court erred by relying upon inapplicable enhancement
factors, (2) the trial court erred by failing to apply applicable mitigating factors,
and (3) the trial court erred by placing excessive weight on the enhancement
factors.1
1 Defendant presented no argument on his second and third assignments of error. We note that the trial court clearly accepted and applied the mitigating factors proffered by Defendant, as acknowledged infra in the discussion of the trial court’s findings.
-2- When an accused challenges the length, range, o r mann er of service of a
sentence, this Court has a duty to conduct a de novo review of the sen tence w ith
a presumption that the determinations made by the trial court are correct. Tenn.
Code Ann. § 40-35-401(d). This presumption is “conditioned upon the affirm ative
showing in the record that the trial court considered the sentencing principles and
all relevant facts and circumstanc es.” State v. Ashby, 823 S.W.2d 166, 169
(Tenn. 19 91).
When conducting a de novo review of a sentence, this Court must
consider: (a) the evidence, if any, received at the trial and sentencing hearing; (b)
the presentence report; (c) the principles of sentencing and arg umen ts as to
sentencing alternatives; (d) the nature and characteristics of the criminal conduct
involved; (e) any statutory mitigating or enhancement factors; (f) any statement
made by the defendant regarding sentencing; and (g) the potential or lack of
potential for rehab ilitation or treatm ent. State v. S mith, 735 S.W.2d 859, 863
(Tenn . Crim. A pp. 198 7); Ten n. Cod e Ann. §§ 40-35-102, -103, -210.
If our review reflects that the trial court followed the statutory sentencing
procedure, that the court imposed a lawful sentence after having given due
consideration and proper weight to the factors and principles set out under the
sentencing law, and that the trial court’s findings of fact are adequately supported
by the record, then we may not modify the sentence even if we would have
preferred a different re sult. State v. Fletcher, 805 S.W.2d 785, 789 (Tenn. Crim.
App. 1991 ).
-3- Upon resentencing, the trial ju dge p laced on the record his consideration
of the specific enhancement and mitigating factors, as well as his consideration
of the sentencing principles and applicable facts and circumstances. Therefore,
we conduct ou r de novo review with a presum ption that th e sente nce is co rrect.
Howeve r, because we find that the trial court erred by relying upon enhancement
factors which are inapplicable to this case, we conclude that the sentence must
be reduced. We therefore modify Defendant’s sentence from twenty years to
sevente en years .
I. ENHA NCE MEN T FAC TOR S TH REE AND SIX
Defendant argues that the trial court improperly applied enhancement
factors three an d six. See Tenn. Code Ann. § 40-35-114(3), (6). Th e State
concedes that the trial court erred by a pplying the se factors in the cas e at bar.
First, § 40-35-114(3) states that a sentence may be enhanced if the
“offense involved more than one (1) victim .” The trial cou rt relied u pon th is factor
because the killing caused the victim’s two young c hildren to become motherless.
This Court previously held that the term “victim,” as used in § 40-35-114(3), “does
not include a person who has lost a loved one or a means of support because the
perpetrator of the crime killed a relative.” State v. Raines, 882 S.W.2d 376, 384
(Tenn. Crim. A pp. 199 4); see also State v. Alexander, 957 S.W.2d 1, 6 (Tenn.
Crim. App . 1997).
Second, § 40-35-114(6) states that the “personal injuries inflicted upon or
the amount of damage to property sustained by or taken from the victim was
particu larly great.” Beca use “p articula rly grea t” perso nal inju ry is an element of
-4- the offense of second degree murder, application of this enhancement factor was
error. Tenn. Code Ann. § 40-35-114 (stating that enhancement factors may be
applied if “appropriate for th e offense ” and “no t thems elves ess ential elem ents
of the offens e”); State v. Nix, 922 S.W.2d 894, 903 (Tenn. Crim. App. 1995)
(factors which constitute essential elements of the underlying offense may not
enhan ce a sen tence).
II. ENHANCEMENT FACTOR TEN
The State disputes Defenda nt’s contention tha t the trial court erred by
applying § 40-35-114(10): that Defendant “had no hesitation about committing a
crime when the risk to human life was high.” Although application of this factor
is improper in a homicide case when the “human life” considered is the victim,
see State v. Butler, 900 S.W .2d 305, 313 (Tenn. Crim . App. 1994 ); it may
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IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE FILED MARCH SESSION , 1999 April 22, 1999
Cecil W. Crowson STATE OF TENNESSEE, ) Appellate Court Clerk C.C.A. NO. 01C01-9808-CC-00329 ) Appellee, ) ) ) MAURY COUNTY VS. ) ) HON. JIM T. HAMILTON, KING DAVID JOHNSON, ) JUDGE ) Appe llant. ) (Sentencing)
ON APPEAL FROM THE JUDGMENT OF THE CIRCUIT COURT OF MAURY COUNTY
FOR THE APPELLANT: FOR THE APPELLEE:
HERSHELL D. KOGER JOHN KNOX WALKUP 131 North First Street Attorney General and Reporter P.O. Box 1148 Pulaski, TN 38478 MARVIN E. CLEMENTS, JR. Assistant Attorney General 425 Fifth Avenu e North Nashville, TN 37243
MIKE BOTTOMS District Attorney General P.O. Box 459 Lawrenceburg, TN 38464
OPINION FILED ________________________
SENTENCE MODIFIED; REMANDED
DAVID H. WELLES, JUDGE OPINION
The Defendant, King David Johnson, appeals as of right his sentence of
twenty years in the D epartm ent of C orrect ion for th e sec ond d egree murd er of his
girlfriend. Defenda nt was indicted in 1 993 for first degree m urder, and a jury
convicted him of second degree murder in February 1996. Following a
sentencing hearing, the trial court sentenced him to twenty years as a Range I
offender. In his first appeal to this Court, Defendant challenged the sufficiency
of the evide nce an d the leng th of his se ntence . This Court affirmed his conviction
for second degree murder, but remanded his case for resentencing because the
trial judge failed to place on the record what enhancement or mitigating factors
he found, as well as findings of fact, in accordance with the mandate of
Tennessee Code A nnotated § 4 0-30-210(f). State v. King David Johnson, No.
01C01-9610-CC-00430, 1997 WL 661501, at *4 (Tenn. Crim. App., Nashville,
Oct. 24, 1 997).
The trial judge held a second sentencing hearing on March 13, 1998, and
he again sen tenced Defen dant to tw enty years as a Ra nge I offen der. In this
appeal of his resentencing, Defendant argues the sa me s ubsta ntive iss ues a s in
his first app eal: (1) the trial court erred by relying upon inapplicable enhancement
factors, (2) the trial court erred by failing to apply applicable mitigating factors,
and (3) the trial court erred by placing excessive weight on the enhancement
factors.1
1 Defendant presented no argument on his second and third assignments of error. We note that the trial court clearly accepted and applied the mitigating factors proffered by Defendant, as acknowledged infra in the discussion of the trial court’s findings.
-2- When an accused challenges the length, range, o r mann er of service of a
sentence, this Court has a duty to conduct a de novo review of the sen tence w ith
a presumption that the determinations made by the trial court are correct. Tenn.
Code Ann. § 40-35-401(d). This presumption is “conditioned upon the affirm ative
showing in the record that the trial court considered the sentencing principles and
all relevant facts and circumstanc es.” State v. Ashby, 823 S.W.2d 166, 169
(Tenn. 19 91).
When conducting a de novo review of a sentence, this Court must
consider: (a) the evidence, if any, received at the trial and sentencing hearing; (b)
the presentence report; (c) the principles of sentencing and arg umen ts as to
sentencing alternatives; (d) the nature and characteristics of the criminal conduct
involved; (e) any statutory mitigating or enhancement factors; (f) any statement
made by the defendant regarding sentencing; and (g) the potential or lack of
potential for rehab ilitation or treatm ent. State v. S mith, 735 S.W.2d 859, 863
(Tenn . Crim. A pp. 198 7); Ten n. Cod e Ann. §§ 40-35-102, -103, -210.
If our review reflects that the trial court followed the statutory sentencing
procedure, that the court imposed a lawful sentence after having given due
consideration and proper weight to the factors and principles set out under the
sentencing law, and that the trial court’s findings of fact are adequately supported
by the record, then we may not modify the sentence even if we would have
preferred a different re sult. State v. Fletcher, 805 S.W.2d 785, 789 (Tenn. Crim.
App. 1991 ).
-3- Upon resentencing, the trial ju dge p laced on the record his consideration
of the specific enhancement and mitigating factors, as well as his consideration
of the sentencing principles and applicable facts and circumstances. Therefore,
we conduct ou r de novo review with a presum ption that th e sente nce is co rrect.
Howeve r, because we find that the trial court erred by relying upon enhancement
factors which are inapplicable to this case, we conclude that the sentence must
be reduced. We therefore modify Defendant’s sentence from twenty years to
sevente en years .
I. ENHA NCE MEN T FAC TOR S TH REE AND SIX
Defendant argues that the trial court improperly applied enhancement
factors three an d six. See Tenn. Code Ann. § 40-35-114(3), (6). Th e State
concedes that the trial court erred by a pplying the se factors in the cas e at bar.
First, § 40-35-114(3) states that a sentence may be enhanced if the
“offense involved more than one (1) victim .” The trial cou rt relied u pon th is factor
because the killing caused the victim’s two young c hildren to become motherless.
This Court previously held that the term “victim,” as used in § 40-35-114(3), “does
not include a person who has lost a loved one or a means of support because the
perpetrator of the crime killed a relative.” State v. Raines, 882 S.W.2d 376, 384
(Tenn. Crim. A pp. 199 4); see also State v. Alexander, 957 S.W.2d 1, 6 (Tenn.
Crim. App . 1997).
Second, § 40-35-114(6) states that the “personal injuries inflicted upon or
the amount of damage to property sustained by or taken from the victim was
particu larly great.” Beca use “p articula rly grea t” perso nal inju ry is an element of
-4- the offense of second degree murder, application of this enhancement factor was
error. Tenn. Code Ann. § 40-35-114 (stating that enhancement factors may be
applied if “appropriate for th e offense ” and “no t thems elves ess ential elem ents
of the offens e”); State v. Nix, 922 S.W.2d 894, 903 (Tenn. Crim. App. 1995)
(factors which constitute essential elements of the underlying offense may not
enhan ce a sen tence).
II. ENHANCEMENT FACTOR TEN
The State disputes Defenda nt’s contention tha t the trial court erred by
applying § 40-35-114(10): that Defendant “had no hesitation about committing a
crime when the risk to human life was high.” Although application of this factor
is improper in a homicide case when the “human life” considered is the victim,
see State v. Butler, 900 S.W .2d 305, 313 (Tenn. Crim . App. 1994 ); it may
prope rly be con sidered for “risk to hu man life” o ther than the victim. See State
v. Johnson, 909 S.W .2d 461 , 464 n.1 (T enn. C rim. App. 1995). However, the
victim or victims must be “subject to injury” for this factor to be app licable. State
v. Sims, 909 S.W .2d 46, 50 (T enn. Crim. A pp. 1995).
The opinion of this Court upon appeal from the original conviction reflects
that the victim’s two small children were sleeping in the living room and that the
murder of the victim occurred in a “back bedroom.” We find that the children
were not subje ct to injury su ch tha t Defe ndan t create d a risk to their lives during
commission of the offense against the victim. The facts of this case are most
similar to the cas es of State v. Samuel D. Braden, No. 01C01-9610-CC-00457,
1998 WL 85285 (Tenn . Crim. A pp., Nashville, Feb. 18, 1998), and State v. Robe rt
-5- Kevin Moore, No. 01C01-9606-CC-00255, 1997 WL 40948 1 (Ten n. Crim. A pp.,
Nashville, July 23, 19 97).
In Braden, the defendant and the victim engaged in the fatal confrontation
outside of their home, while the defendant’s daughters were inside the house.
Braden, 1998 WL 85285, at *5. We stated, “Though the defendan t’s daughters
were inside the house , there is no evidence of record that they w ere likely to
come outsid e durin g the c rimina l episo de wh ich res ulted in the victim’s death .”
Id. Likewise, in Moore, we rejected application of enhancement factor ten
because , “[w]hile the victim’s children we re present in the house, they were not
in the room w here the inciden t occurred.” Moore, 1997 WL 409481, at *5.
The State argues that the facts at hand are most similar to State v. Ray
Armstrong, No. 01C01-9407-CC-00260, 1995 WL 316288 (Tenn . Crim. A pp.,
Nashville, May 25, 1995), in which this Court approved the trial court’s application
of enhancement factor ten. That case appears to be distinguishable because the
record reflected testimon y that three guns hots were fired “from somew here in the
vicinity of where [the victim’s yo ung children] w ere sleeping.” Id. at *1.
Therefore, in the case at bar we must conclude that the trial court erred by relying
on enhancement factor ten.
III. ENHANCEMENT FACTOR NINE
Defendant does not challenge the applicability of enhancement factor nine:
that he “possessed or employed a firearm” during commission of the offense.
Because use of a deadly weapon is not an element of second degree murder, the
trial cou rt’s reliance on this factor was pro per. See Raines, 882 S.W.2d at 385
-6- (“[T]he use o f a firearm is not an elem ent of m urder in the second degree, and,
if the ac cuse d com mits m urder in the second degree by shooting the victim with
a firearm, this sentencing factor can be used to enh ance the ac cuse d’s
sentence.”); see also State v. Butler, 900 S.W.2d 305, 312-13 (Tenn. Crim. App.
1994).
IV. CONCLUSION
Seco nd de gree m urder is a class A felon y. At the time o f this conviction,
the senten cing st atutes dem ande d the c ourts to presu me th at the m inimum
sentence was appropriate for class A felonies. Thus, the trial court in this case
shou ld have presumed a fifteen-year sentence, prior to applying any
enhancement or mitigating factors. Because the trial court minimized the weight
of Defendant’s mitigating factors—that Defendant committed the crime under
such unus ual circ ums tance s that it is unlikely tha t a sustain ed intent to violate the
law motivated his conduct, and that he had a positive work and education
history—we remain satisfied that the one applic able enhancement factor
outweighs the mitigating factor s prese nt in this cas e. W e therefo re elevate
Defenda nt’s sentence from the presum ptive minimum of fifteen years to a term
of seventeen years.
The State co ncede s that the trial judge erred by applying two sentence
enhancement factors. We conclude that the trial judge also erred by applying a
third factor. Because the trial court considered three enhancement factors which
are inapplicable to this case, we modify the Defendant’s sente nce from twenty
years to seventeen years in the Department of Correction as a Range I offender.
-7- This case is rem anded to the trial court for entry of an order in ac cordan ce with
this opinion.
____________________________________ DAVID H. WELLES, JUDGE
CONCUR:
___________________________________ JOE G. RILEY, JUDGE
___________________________________ JOHN EVERETT WILLIAMS, JUDGE
-8-