State v. Kimsel

122 P.3d 1148, 109 Haw. 50, 2005 Haw. App. LEXIS 445
CourtHawaii Intermediate Court of Appeals
DecidedOctober 26, 2005
DocketNo. 25851
StatusPublished

This text of 122 P.3d 1148 (State v. Kimsel) is published on Counsel Stack Legal Research, covering Hawaii Intermediate Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Kimsel, 122 P.3d 1148, 109 Haw. 50, 2005 Haw. App. LEXIS 445 (hawapp 2005).

Opinion

Opinion of the Court by

LIM, J.

Christopher Allen Kimsel (Kimsel or Defendant) appeals the May 1, 2003 findings of fact, conclusions of law and order of the Circuit Court of the First Circuit (circuit court). The circuit court’s order denied the March 17, 2003 post-judgment motion that Kimsel had filed under Hawai'i Rules of Penal Procedure (HRPP) Rules 40 and 32(d) (2003) (the Rule 40 motion), which sought to set aside his no contest plea, vacate his conviction and reset this case for trial.

Because the circuit court misinformed Kimsel about his eligibility for a deferred acceptance of no contest (DANC) plea, he did not proffer his plea knowingly and voluntarily, and it was constitutionally invalid. Whereas the prejudice is plain, we vacate and remand.

I. Background.

The first installment of this saga is encapsulated in our opinion in State v. Kimsel, 101 Hawai'i 65, 62 P.3d 628 (App.2002), cert, denied, 101 Hawai'i 95, 63 P.3d 403 (2003):

BACKGROUND
Kimsel was indicted on January 17, 2001, as follows:
On or about the 21st day of August, 2000, ... CHRISTOPHER ALLEN KIM-SEL, did threaten, by word and conduct, to cause bodily injury to another person, Robert Searle, who was a public servant, in reckless disregard of the risk of terrorizing Robert Searle, and/or did threaten, by word and conduct, to cause bodily injury to another person, Robert Searle, with the use of a dangerous instrument, in reckless disregard of the risk of terrorizing Robert Searle, thereby committing the offense TERRORISTIC THREATENING IN THE FIRST DEGREE in violation of Sections 707-716(l)(c) and 707-716(l)(d) of the Hawai'i Revised Statutes.1
The indictment did not identify the “dangerous instrument” allegedly used by Kim-sel. Hawai'i Revised Statutes (HRS) § 707-700 (1993) states as follows:
“Dangerous instrument” means any firearm, whether loaded or not, and whether operable or not, or other weapon, device, instrument, material, or substance, whether animate or inanimate, which in the manner it is used or is intended to be used is known to be capable of producing death or serious bodily injury.
HRS § 853-4(9) (1993) states, in relevant part, as follows: “This chapter [pertaining to deferred acceptance of guilty [52]*52plea [ (DAGP)] and DANC plea] shall not apply when: .... [a] firearm was used in the commission of the offense charged[.]”2
On April 2, 2001, after Kimsel submitted a no contest plea form3 to the court and the court questioned Kimsel about his knowledge of a no contest plea, the deputy attorney general described the incident in the following offer of proof:
At the time of the incident, Mr. Kimsel was a sergeant with the Sheriffs Division of the Public Safety Division. He was apparently in charge of the watch at the time, and the incident happened at about the end of the watch, which would have been about 9:00 p.m. of that evening. He was with a subordinate, a Robert Searle. Apparently they were discussing something concerning the possibility of the Sheriffs Division changing the location of their headquarters, and for no explanation apparently ... Sergeant Kimsel drew his service revolver, pointed it at Deputy Searle and said in effect “if you say that again, I’ll shoot you[.]”

In relevant part, the following dialogue between Circuit Court Judge Gail Nakata-ni and Kimsel then ensued:

Q. All right. Now, Mr. Kimsel, in addition to your no contest plea, your attorneys have also moved for or asked the Court to defer acceptance of your plea, and have you discussed this matter with your attorneys?
A. Yes, Your Honor.
Q. On the other hand, if the motion is denied by the Court, then you will have already unconditionally pleaded no contest, and you will end up with a felony conviction on your record; do you understand that?
A. Yes, Your Honor.
[53]*53Q. So yon understand that you are taking a risk by asking for this deferral, and the risk is that the motion may be denied; do you understand that?
A. Yes, Your Honor.
Q. And is that a risk that you are willing to take?
A. Yes, Your Honor.
[[Image here]]
Q. All right. Then, Mr. Kimsel, to the charge of Terroristic Threatening in the First Degree, then, what is your plea?
A. No contest.
Q. All right. The Court finds that Mr. Kimsel enters his no contest plea voluntarily, intelligently and knowingly, and with a full understanding of the consequences of his plea. The Court will not accept his plea at this time pending disposition on the motion.
[[Image here]]
THE COURT: All right.
Mr. Kimsel, you will be referred to the Adult Probation Division, and you will return back for sentencing on Wednesday, June 13, 2001 at 8:30 a.m., and you will report immediately to the Adult Probation Division downstairs.

At the sentencing hearing on June 20, 2001, Judge Nakatani stated, in relevant part, as follows:

And I think it’s undisputed. If we look at the indictment, the indictment charges in the alternative and the State alleged the use of a dangerous weapon which, by definition, includes a firearm. So if we look at the statutory definitional path, it does lead to the inclusion of the use of a firearm within the charge and so the Court does believe that, as to the indictment itself, the defendant was placed on adequate notice and was afforded due process that the charge against him included the use of a firearm.
Then we go to the deferral statute. And 853^19 expressly provides that a firearm makes a defendant ineligible for a deferral. The language is unequivocal, and it does say “as to the charged offense.” So we still have to look back to the indictment, and the indictment has to contain the firearm. But the Court does find that the firearm allegation is contained within the indictment.
I don’t believe also that the deferral is a sentencing option,....
... But I look back to the indictment, and I think that the indictment fairly and reasonably includes the firearm. And I think that’s—that is what is essential and critical to this decision.
So based on those findings, then, the Court will deny the motion for deferral and the Court does find that [Kimsel] is statutorily ineligible for this deferral consideration.
I would encourage you to take an appeal on this issue because I can’t say that I know for sure.

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Bluebook (online)
122 P.3d 1148, 109 Haw. 50, 2005 Haw. App. LEXIS 445, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-kimsel-hawapp-2005.