IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE FILED AT KNOXVILLE June 25, 1999
Cecil Crowson, Jr. JANUARY 1999 SESSION Appellate C ourt Clerk
STATE OF TENNESSEE, * No. 03C01-9801-CR-00030
Appellee, * CARTER COUNTY
VS. * Honorable Arden L. Hill, Judge
KERRY HUGHES, * (Voluntary manslaughter)
Appellant. *
For Appellant: For Appellee:
Keith A. Hopson John Knox Walkup Counsel for the Appellant Attorney General and Reporter 410 Shelby Street Kingsport, TN 37660 Clinton J. Morgan Counsel for the State 425 Fifth Avenue, North Cordell Hull Building, Second Floor Nashville, TN 37243-0493
Kenneth Baldwin Assistant District Attorney General 900 East Elk Avenue Elizabethton, TN 37643
OPINION FILED:__________________
AFFIRMED
GARY R. WADE, PRESIDING JUDGE OPINION
The defendant, Kerry M. Hughes, appeals as of right the trial court's
denial of his motion to correct an illegal sentence. The single issue presented is
whether the trial court erred by denying the motion. We affirm the judgment of the
trial court.
The defendant, who was indicted for first degree murder, entered into
an agreement whereby he entered a best interest plea of guilt to voluntary
manslaughter, a Class C felony. See North Carolina v. Alford, 400 U.S. 25 (1970).
The punishment for voluntary manslaughter may range from three to fifteen years.
Tenn. Code Ann. § 40-35-112. A Range I sentence is three to six years. Tenn.
Code Ann. § 40-35-112(a)(3). In 1992, the trial court imposed a sentence of fifteen
years coupled with Range I release eligibility of thirty percent.
In 1997, the defendant sought relief, claiming the sentence was illegal.
At an evidentiary hearing, counsel for the defense introduced the judgment form and
the transcript of the plea submission hearing but did not submit the written plea
agreement. Defense counsel argued that the trial court had failed to properly inform
the defendant that he was agreeing to a sentence higher than that permitted for a
Range I offender. While the defendant was present at the evidentiary hearing, he
declined to testify. The defendant's trial counsel did not participate in the
proceeding. The trial court denied the motion, concluding that the post-conviction
statute of limitations barred consideration of the claim and that the transcript
established that defendant's plea was knowing and voluntary.
During the submission hearing, the defendant had stated under oath
that he understood his right to a trial by jury, his right to counsel, his right to confront
2 the witnesses, his right of compulsory process, and his right against self-
incrimination. He assured the trial court that his plea was voluntary, that he was not
coerced or threatened, and that he had read, signed, and understood the plea
agreement. Terms of the plea agreement were disclosed during the hearing, as
follows:
Trial Court: Are you pleading guilty rather than go to trial charged with murder in the first degree and possibly being found guilty, and possibly receiving a greater sentence than this fifteen years to which you are agreeing? Defendant: Yes, I am. Trial Court: In other words, this is as a result of plea bargaining, and whether you are guilty or not, you are accepting the fifteen years, is that right? Defendant: Rather than face the consequences of a life sentence or capital punishment, yes sir. *** Trial Court: ... [T]he Court finds you guilty of Voluntary Manslaughter and sets your punishment at fifteen (15) years in the Tennessee Department of Correction[], as a Standard 30% Range I Offender ... [D]o you understand everything that's gone on here today? Defendant: Yes, sir. *** Trial Court: ... Did you sign this form, Waiver of Jury Trial, Plea of Guilty and Submission of the Case to the Court[?] I saw you sign it, did you read it before you signed it? Defendant: Yes, sir, I did. Trial Court: Let the record show that I saw him sign it, and -- well, this shows ... Defendant: And you saw me read it too.
(Emphasis added).
There was no discussion of the defendant's range nor did the trial
court inform the defendant that the fifteen-year sentence he was agreeing to
exceeded the three- to six-year range set forth by the statute. On the other hand,
the transcript indicates that the sentence resulted from a written plea agreement
3 which had been approved by the trial court. That agreement is conspicuously
absent from the record.
It is the duty of the appellant to prepare a record that conveys a fair,
accurate, and complete account of what transpired in the trial court with respect to
the issues that form the basis for the appeal. Because the agreement is not in the
record, this issue must be treated as waived. Tenn. R. App. P. 24(b); State v. Miller,
737 S.W.2d 556, 558 (Tenn. Crim. App. 1987).
Nevertheless, the defendant would not prevail on the merits. Although
this court recognizes that the post-conviction statute of limitations would bar any
constitutional claims of the defendant, see Compiler's Notes, Tenn. Code Ann. §
40-30-201 (1997); Thomas C. Maney, Jr., v. State, No. 03C01-9612-CR-00470
(Tenn. Crim. App., at Knoxville, Oct. 10, 1997), as a general rule, an illegal sentence
may be corrected at any time. State v. Burkhart, 566 S.W.2d 871, 873 (Tenn.
1978). Moreover, this court has held that the post-conviction statute of limitations
does not bar consideration of a claim that the sentence imposed is illegal. Kevin
Lavell Abston v. State, No. 02C01-9807-CR-00212 (Tenn. Crim. App., at Jackson,
Dec. 30, 1998) (citing State v. Mahler, 735 S.W.2d 226, 228 (Tenn. 1987)); accord
James Gordon Coons, III v. State, No. 01C01-9801-CR-00014 (Tenn. Crim. App., at
Nashville, May 6, 1999). Our supreme court has ruled that a hybrid sentence, in
which the defendant agrees to a sentence in excess of his or her range, is not illegal
so long as the plea is knowingly and voluntarily made. Hicks v. State, 945 S.W.2d
706 (Tenn. 1997). Claims regarding range classification and release eligibility are
considered waived by a knowing and voluntary plea. Id. at 709; Mahler, 735 S.W.2d
at 228.
4 In Boykin v. Alabama, 395 U.S. 238 (1969), the United States
Supreme Court ruled that defendants should be advised of certain of their
constitutional rights before entering pleas of guilt. Included among those required
warnings are the right against self-incrimination, the right to confront witnesses, and
the right to a trial by jury. Id. at 243. The overriding Boykin requirement is that the
guilty plea must be knowingly and voluntarily made. Id. at 242-44. If the proof
established that the petitioner was aware of his constitutional rights, he is entitled to
no relief. Johnson v. State, 834 S.W.2d 922, 926 (Tenn. 1992). "[A] plea is not
'voluntary' if it is the product of '[i]gnorance, incomprehension, coercion, terror,
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IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE FILED AT KNOXVILLE June 25, 1999
Cecil Crowson, Jr. JANUARY 1999 SESSION Appellate C ourt Clerk
STATE OF TENNESSEE, * No. 03C01-9801-CR-00030
Appellee, * CARTER COUNTY
VS. * Honorable Arden L. Hill, Judge
KERRY HUGHES, * (Voluntary manslaughter)
Appellant. *
For Appellant: For Appellee:
Keith A. Hopson John Knox Walkup Counsel for the Appellant Attorney General and Reporter 410 Shelby Street Kingsport, TN 37660 Clinton J. Morgan Counsel for the State 425 Fifth Avenue, North Cordell Hull Building, Second Floor Nashville, TN 37243-0493
Kenneth Baldwin Assistant District Attorney General 900 East Elk Avenue Elizabethton, TN 37643
OPINION FILED:__________________
AFFIRMED
GARY R. WADE, PRESIDING JUDGE OPINION
The defendant, Kerry M. Hughes, appeals as of right the trial court's
denial of his motion to correct an illegal sentence. The single issue presented is
whether the trial court erred by denying the motion. We affirm the judgment of the
trial court.
The defendant, who was indicted for first degree murder, entered into
an agreement whereby he entered a best interest plea of guilt to voluntary
manslaughter, a Class C felony. See North Carolina v. Alford, 400 U.S. 25 (1970).
The punishment for voluntary manslaughter may range from three to fifteen years.
Tenn. Code Ann. § 40-35-112. A Range I sentence is three to six years. Tenn.
Code Ann. § 40-35-112(a)(3). In 1992, the trial court imposed a sentence of fifteen
years coupled with Range I release eligibility of thirty percent.
In 1997, the defendant sought relief, claiming the sentence was illegal.
At an evidentiary hearing, counsel for the defense introduced the judgment form and
the transcript of the plea submission hearing but did not submit the written plea
agreement. Defense counsel argued that the trial court had failed to properly inform
the defendant that he was agreeing to a sentence higher than that permitted for a
Range I offender. While the defendant was present at the evidentiary hearing, he
declined to testify. The defendant's trial counsel did not participate in the
proceeding. The trial court denied the motion, concluding that the post-conviction
statute of limitations barred consideration of the claim and that the transcript
established that defendant's plea was knowing and voluntary.
During the submission hearing, the defendant had stated under oath
that he understood his right to a trial by jury, his right to counsel, his right to confront
2 the witnesses, his right of compulsory process, and his right against self-
incrimination. He assured the trial court that his plea was voluntary, that he was not
coerced or threatened, and that he had read, signed, and understood the plea
agreement. Terms of the plea agreement were disclosed during the hearing, as
follows:
Trial Court: Are you pleading guilty rather than go to trial charged with murder in the first degree and possibly being found guilty, and possibly receiving a greater sentence than this fifteen years to which you are agreeing? Defendant: Yes, I am. Trial Court: In other words, this is as a result of plea bargaining, and whether you are guilty or not, you are accepting the fifteen years, is that right? Defendant: Rather than face the consequences of a life sentence or capital punishment, yes sir. *** Trial Court: ... [T]he Court finds you guilty of Voluntary Manslaughter and sets your punishment at fifteen (15) years in the Tennessee Department of Correction[], as a Standard 30% Range I Offender ... [D]o you understand everything that's gone on here today? Defendant: Yes, sir. *** Trial Court: ... Did you sign this form, Waiver of Jury Trial, Plea of Guilty and Submission of the Case to the Court[?] I saw you sign it, did you read it before you signed it? Defendant: Yes, sir, I did. Trial Court: Let the record show that I saw him sign it, and -- well, this shows ... Defendant: And you saw me read it too.
(Emphasis added).
There was no discussion of the defendant's range nor did the trial
court inform the defendant that the fifteen-year sentence he was agreeing to
exceeded the three- to six-year range set forth by the statute. On the other hand,
the transcript indicates that the sentence resulted from a written plea agreement
3 which had been approved by the trial court. That agreement is conspicuously
absent from the record.
It is the duty of the appellant to prepare a record that conveys a fair,
accurate, and complete account of what transpired in the trial court with respect to
the issues that form the basis for the appeal. Because the agreement is not in the
record, this issue must be treated as waived. Tenn. R. App. P. 24(b); State v. Miller,
737 S.W.2d 556, 558 (Tenn. Crim. App. 1987).
Nevertheless, the defendant would not prevail on the merits. Although
this court recognizes that the post-conviction statute of limitations would bar any
constitutional claims of the defendant, see Compiler's Notes, Tenn. Code Ann. §
40-30-201 (1997); Thomas C. Maney, Jr., v. State, No. 03C01-9612-CR-00470
(Tenn. Crim. App., at Knoxville, Oct. 10, 1997), as a general rule, an illegal sentence
may be corrected at any time. State v. Burkhart, 566 S.W.2d 871, 873 (Tenn.
1978). Moreover, this court has held that the post-conviction statute of limitations
does not bar consideration of a claim that the sentence imposed is illegal. Kevin
Lavell Abston v. State, No. 02C01-9807-CR-00212 (Tenn. Crim. App., at Jackson,
Dec. 30, 1998) (citing State v. Mahler, 735 S.W.2d 226, 228 (Tenn. 1987)); accord
James Gordon Coons, III v. State, No. 01C01-9801-CR-00014 (Tenn. Crim. App., at
Nashville, May 6, 1999). Our supreme court has ruled that a hybrid sentence, in
which the defendant agrees to a sentence in excess of his or her range, is not illegal
so long as the plea is knowingly and voluntarily made. Hicks v. State, 945 S.W.2d
706 (Tenn. 1997). Claims regarding range classification and release eligibility are
considered waived by a knowing and voluntary plea. Id. at 709; Mahler, 735 S.W.2d
at 228.
4 In Boykin v. Alabama, 395 U.S. 238 (1969), the United States
Supreme Court ruled that defendants should be advised of certain of their
constitutional rights before entering pleas of guilt. Included among those required
warnings are the right against self-incrimination, the right to confront witnesses, and
the right to a trial by jury. Id. at 243. The overriding Boykin requirement is that the
guilty plea must be knowingly and voluntarily made. Id. at 242-44. If the proof
established that the petitioner was aware of his constitutional rights, he is entitled to
no relief. Johnson v. State, 834 S.W.2d 922, 926 (Tenn. 1992). "[A] plea is not
'voluntary' if it is the product of '[i]gnorance, incomprehension, coercion, terror,
inducements, [or] subtle or blatant threats ....'" Blankenship v. State, 858 S.W.2d
897, 904 (Tenn. 1993) (quoting Boykin, 395 U.S. at 242-43). That is, the accused
must have a "'full understanding of what the plea connotes and of its
consequences." State v. Pettus, 986 S.W.2d 540, 542 (Tenn. 1999) (quoting
Boykin, 395 U.S. at 244 (emphasis added in Pettus)). The record of the plea
submission must "affirmatively demonstrate" that the defendant was aware of the
significant consequences of his plea. State v. Mackey, 553 S.W.2d 337, 340 (Tenn.
1977).
In this instance, the transcript demonstrates that the defendant was
informed of and understood his constitutional rights and that the defendant agreed
to a fifteen-year sentence for voluntary manslaughter rather than face a trial for first
degree murder. Obviously, plea negotiations between the defendant and the state
had resulted in a plea bargain agreement. During the proceeding, a written
agreement had been approved by defense counsel and signed by the defendant.
Although the trial court did not explain that the Range I sentence for voluntary
manslaughter was three to six years, that alone does not render the plea involuntary
or unknowing. Because the length of sentence was the significant consequence of
5 the plea, the defendant clearly understood the length of his term of imprisonment.
Accordingly, we affirm the judgment of the trial court.
_____________________________ Gary R. Wade, Presiding Judge
CONCUR:
______________________________ Norma McGee Ogle, Judge
______________________________ John K. Byers, Senior Judge