State v. James

396 So. 2d 1281
Supreme Court of Louisiana·Decided April 6, 1981·No. 80-KA-2089·Published·Cited by 45 cases

Opinion

396 So.2d 1281 (1981)

STATE of Louisiana
v.
Lawrence JAMES.

No. 80-KA-2089.

Supreme Court of Louisiana.

April 6, 1981.

*1283 William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., Harry F. Connick, Dist. Atty., Louise Korns, & Joseph Giarrusso, Asst. Dist. Attys., for plaintiff-appellee.

Charles Z. Ranel, Roberson & Ranel, Baton Rouge, for defendant-appellant.

BLANCHE, Justice.[*]

Lawrence James was charged in Count I with unlawful distribution of heroin and in Count II with unlawful possession of heroin with intent to distribute. La.R.S. 40:966(A). The two counts were severed on motion of the defense. In separate trial proceedings, the defendant was found guilty of possession of heroin on the first count and guilty as charged on the second count. He was sentenced to 10 years at hard labor on count one and life without parole, probation or suspension of sentence on count two. By this appeal, the defendant urges three assignments of error as grounds for reversal of conviction and sentence on counts one and two, and two additional assignments pertaining solely to count two.

The two drug transactions involved were virtually identical. The first offense took place on November 10, 1977 and the second on November 15, 1977. A confidential informant put Agent Ernest Steim of the Drug Enforcement Administration in touch with James for the purpose of purchasing heroin. In each case, the defendant and Agent Steim met in Houma and made arrangements for the purchase and discussed prices. As arranged, Steim and the confidential informant then drove the defendant to New Orleans to meet with an individual named Truck. Upon arrival in New Orleans, the defendant was paid in advance. He was dropped off at a designated street intersection and picked up some time later at or near the same corner after the defendant presumably obtained the drugs from "Truck". The defendant then allegedly delivered heroin to Agent Steim. At the end of the transaction involved in count one, Steim allegedly gave the defendant more money upon their return to Houma. Defendant was convicted on both counts as set forth above and urges the following assignments on appeal as grounds for reversal of his conviction.

*1284 COUNT I

Assignment of Error Number 1

By this assignment the defendant urges that the trial court erred in not ordering the state to divulge the name of the confidential informer involved in the drug transaction. The defense had requested the name of the informant through a bill of particulars and the state had replied that the defense was not entitled to that information.

As a general rule, the state is permitted to withhold the identity of an informer from an accused. This is a privilege founded upon public policy and seeks to further and protect the public interest and law enforcement by encouraging persons to supply information to the police without fear of reprisal by the person to whom the information pertains. Thus, the identity of an informer should be made known to the accused only when a defendant's right to prepare his defense outweighs the need for protection of the flow of information. Roviaro v. United States, 353 U.S. 53, 77 S.Ct. 623, 1 L.Ed.2d 639 (1957); State v. Williams, 347 So.2d 184 (La.1977); State v. Dabon, 337 So.2d 502 (La.1976); State v. Dotson, 260 La. 471, 256 So.2d 594 (La.1971), U.S. cert. den. 409 U.S. 913, 93 S.Ct. 242, 34 L.Ed.2d 173 (1972).

To gain disclosure, the defendant bears the burden of demonstrating exceptional circumstances pertaining to his defense, and the trial court is accorded great discretion in making such a determination. State v. Williams, supra; State v. de la Beckwith, 344 So.2d 360 (La.1977); State v. Dotson, supra; State v. Greenbaum, 257 La. 917, 244 So.2d 832 (1971). For example:

"_ _ _ the state might properly be required to disclose the identity of the confidential informant, if it intends to introduce evidence at the merit-trial of an incident at which the informant was present or in which the informant set up or participated in the crime." State v. Diliberto, 362 So.2d 566 (La.1978).

The rationale of this rule is founded on the assumption that knowledge of the informer's identity in such case may be highly relevant or helpful to the defense of an accused or to a fair determination of some issue before the court. Roviaro v. United States, supra; State v. Dotson, supra. On the other hand, general allegations of "frame" or "entrapment" are generally insufficient demonstrations of exceptional circumstances to warrant disclosure. See State v. Dotson, supra, n.1.

Although in the present case the testimony was to the effect that the informer introduced Steim to the defendant and accompanied them when the defendant acquired the drugs and gave them to Steim, these actions alone did not amount to participation in the offense of distributing heroin or "setting up" the defendant to be something which he was not predisposed to do from the start.

Furthermore, the mere presence of the informer in the vehicle during the journey to acquire the drugs did not, in this case, warrant pre-trial disclosure. In the first place, the defendant did not inform the trial court of any particular reason why or how pre-trial identity of the informant would aid him in his defense. His pre-trial motion for disclosure does nothing more than allege conclusions that the informer entrapped the defendant and participated in the alleged transaction. Second, the record on appeal undercuts the defendant's claim of prejudice because it establishes that although the defendant may not have known which person was the informant before trial, he did know the name of the informant and his role in the sequence of events prior to trial.

Agent Steim testified that a confidential informant introduced him to the defendant for the purpose of buying narcotics. He further testified that during the journey to acquire the drugs, the unnamed informant was in the car with the defendant, himself, and a Mr. Coleman, an associate of the defendant. When the defendant took the stand at trial, he readily identified all parties involved in the journey, naming Coleman, Steim and Kenny Pellegrin, whom the state now in brief admits to be the informant. The defendant further stated that he had known Kenny Pellegrin for 7 years. Thus, the defendant was well acquainted with both the informant and his role in the *1285 transaction and had his testimony in any way aided the defendant, he could have been called by the defendant as a witness. In short, the issue may be described as "much ado about nothing", because the defendant well knew the identity of the informant and the state's interest in protecting the informant's confidentiality was under the circumstances non-existent.

As defendant has shown no prejudice from the court's failure to order pre-trial disclosure of this information, this assignment is without merit.

Assignment of Error Number 3

By this assignment the defendant urges that the trial court erred in not ordering the state to properly answer paragraph IV of the motion for oyer requesting the "Substance of any oral statements which the State intends to offer in evidence at the trial of defendants, or Third Party, whether before or after arrest." The state replied that the defendant was not entitled to this information. A hearing was

Free access — add to your briefcase to read the full text and ask questions with AI

State v. James, 396 So. 2d 1281 (La. 1981).

396 So. 2d 1281 (State v. James) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

State of Louisiana v. Jonathan L.citizen
Louisiana Court of Appeal, 2012
State v. Cox
26 So. 3d 929 (Louisiana Court of Appeal, 2009)
State v. Julian
25 So. 3d 253 (Louisiana Court of Appeal, 2009)
State of Louisiana v. Larry J. Julian, Jr.
Louisiana Court of Appeal, 2009
State v. Bernard
26 So. 3d 181 (Louisiana Court of Appeal, 2009)
State v. Williams
925 So. 2d 567 (Louisiana Court of Appeal, 2006)
State v. Divers
889 So. 2d 335 (Louisiana Court of Appeal, 2004)
State v. Graham
799 So. 2d 645 (Louisiana Court of Appeal, 2001)
State v. Blanchard
749 So. 2d 19 (Louisiana Court of Appeal, 1999)
State v. Biglane
738 So. 2d 630 (Louisiana Court of Appeal, 1999)
State v. Henderson
721 So. 2d 85 (Louisiana Court of Appeal, 1998)
State v. Zapata
713 So. 2d 1152 (Louisiana Court of Appeal, 1998)
State v. Coleman
713 So. 2d 440 (Supreme Court of Louisiana, 1998)
State v. Coleman
702 So. 2d 803 (Louisiana Court of Appeal, 1997)
State v. Fefie
692 So. 2d 1236 (Louisiana Court of Appeal, 1997)
State v. Akins
687 So. 2d 489 (Louisiana Court of Appeal, 1996)
State v. Baker
674 So. 2d 1108 (Louisiana Court of Appeal, 1996)
State v. Thompson
665 So. 2d 686 (Louisiana Court of Appeal, 1995)
State v. Thornton
671 So. 2d 481 (Louisiana Court of Appeal, 1995)
State v. Carey
626 So. 2d 905 (Louisiana Court of Appeal, 1993)