State v. James

305 So. 2d 514
Supreme Court of Louisiana·Decided December 2, 1974·No. 54874·Published·Cited by 92 cases

Opinion

305 So.2d 514 (1974)

STATE of Louisiana, Appellee,
v.
Jiles Ray JAMES, Appellant.

No. 54874.

Supreme Court of Louisiana.

December 2, 1974.

*516 R. Harmon Drew, Jr., Drew, White, Drew & Drew, Minden, for defendant-appellant.

William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., Charles A. Marvin, Dist. Atty., James S. Harris, Asst. Dist. Atty., for plaintiff-appellee.

TATE, Justice.

The defendant was convicted of armed robbery, La.R.S. 14:64, and sentenced to twelve years at hard labor. On his appeal, he relies upon five perfected bills of exceptions.

The Validity of the Indictment

In its sua sponte inspection of the pleadings and proceedings, La.C.Cr.P. art. 920(2), this court noticed an issue concerning the validity of the indictment.[1] It charges that the defendant, on June 8th, 1972, "* * * while armed with a dangerous weapon, to-wit: a small caliber pistol, robbed the Pioneer Natural Gas Co of $438.00, contrary to L.R.S. 14:64 * * *." (Italics ours.)

Under our prior jurisprudence, this indictment is fatally defective. As specifically held by State v. Smith, 275 So.2d 733 (La.1973) and State v. Williams, 275 So.2d 738 (La.1973), in reliance upon earlier jurisprudence, the indictment does not charge a crime, because:

Armed robbery is a crime committed by violence against a person; thus, an essential element of the crime is that one or more individuals be the victim of the crime. Therefore, the naming of some building or corporation which suffered a loss by theft is not sufficient to charge a robbery of it, since such building or institution could not be put in fear of bodily harm and could not be the victim of the crime of armed robbery.

Under the decisions cited and the jurisprudence upon which it relies, a fatal defect in an indictment must be noticed by a court, even after conviction and even where no objection to the sufficiency of the indictment had ever been raised. In such circumstances, where a fatal defect is noticed even after conviction, the entire prosecution must be dismissed, since founded upon a defective indictment and since the foundation of a criminal prosecution is a valid indictment.

We have re-examined the constitutional resources relied upon for this stringent doctrine. We do not find their fundamental purpose of protecting an accused against state abuse is served by such an overtechnical construction.

We now conclude that, for reasons to be elaborated, where in fact an accused has been fairly informed of the charge against him by the indictment and has not been *517 prejudiced by surprise or lack of notice, the technical sufficiency of the indictment may not be questioned after conviction where, as here, no objection was raised to it prior to the verdict and where, without unfairness, the accused may be protected against further prosecution for any offense or offenses charged by it through examination of the pleadings and the evidence in the instant prosecution.

The jurisprudence is founded on the requirement of Article I, Section 10 of our state constitution that "the accused shall be informed of the nature and cause of the accusation against him". It was first found in our state constitution of 1879, see Article 8, and apparently was taken from the Sixth Amendment to the United States Constitution, the amendment being ratified in 1791.

As consistently interpreted in Louisiana, our courts have held that this constitutional provision requires that all the essential facts be found in the indictment or information and that any deficiency as to this requirement constitutes error patent on the face of the record which obliges the court to reverse and dismiss the prosecution. See: State v. Spina, 261 La. 397, 259 So. 2d 891 (1972); State v. Raby, 259 La. 909, 253 So.2d 370 (1971); State v. Butler, 259 La. 560, 250 So.2d 740 (1971); State v. Straughan, 229 La. 1036, 87 So.2d 523 (1956); and the many decisions cited in the appendix to the concurring opinion in State v. Smith, 275 So.2d 733, 734 at 737-739 (La.1973). This is so, although the defendant has not complained of the alleged deficiency at any time, although there is no real surprise or prejudice to the defendant, and although there is in actuality no doubt at all as to the offense with which the defendant is charged.

The reasons for this ultra-strict requirement are rooted in ancient conditions. First, at the time the requirement was formulated, the defendant had no real means other than through the indictment to learn before trial of the particulars or the offense for which he was to be tried. Second, the common law's development of the predecessor decisions for our state's jurisprudence was founded in a reaction against the number and severity of crimes. (For instance, there were over 160 capital crimes in eighteenth century England.) See Slovenko, The Accusation in Louisiana Criminal Law, 32 Tul.L.Rev. 47 (1957) and Orfield, Criminal Procedure from Arrest to Appeal 194-265 (1947).

In practically no modern American jurisdiction except Louisiana has the constitutional requirement been interpreted with such rigidity. Ralston, Sufficiency of the Charge in an Indictment in Louisiana, 20 Tul.L.Rev. 220 (1945). There is simply no functional reason for such interpretation under modern-day legal procedures and in the context of today's courts and conditions.

The defendant's right to know in advance of the trial sufficient particulars as to enable him to defend himself intelligently can be adequately protected by the bill of particulars and other discovery devices authorized and to be authorized. Similarly, modern technology and the common practice of transcribing the evidence in criminal trials, now protects him against further prosecution for the crime for which tried by an indictment which, although indicating the specific crime charged, might be considered insufficient if strictly construed. See, for instance, La.C.Cr.P. art. 843 (as amended by Act 207 of 1974), which requires recording of all proceedings, including the testimony at the trial.

We note that we do not have before us an indictment that does not, by any reasonable construction, charge the offense for which the defendant is convicted. Nor do we here have an offense charged so imprecisely or uncertainly that there is any real doubt, both for purposes of pre-trial notice as well as for subsequent double jeopardy purposes, of the crime-transaction against which the defendant had to defend.

*518 The indictment here charged the defendant with a robbery on a certain date and at a certain premises. In the lack of other specificity, the indictment (broadly construed) charges the robbery of the person or persons at the premises.

It would have been preferable to specify the particular individual or individuals robbed. The defendant by bill of particulars or other pre-trial motion could have so secured amendment or such information so as to limit the prosecution. Nor, even after the trial commenced, is a defendant without remedy if charged by a defective indictment. We do not by our present ruling intend to modify the jurisprudential and statutory pre-trial and at-trial remedies available to a defendant charged by a defective indictment.

Thus, if the defective indictment is questioned prior to or during the trial, and if its correction is refused, we do not mean that such error may not be urged upon appeal in the same manner as in the past. The thrust of tod

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