IN THE COURT OF APPEALS OF NORTH CAROLINA
2021-NCCOA-142
No. COA20-295
Filed 20 April 2021
Union County, Nos. 15CRS51369-70
STATE OF NORTH CAROLINA
v.
BOBBY DEWAYNE HELMS
Appeal by Defendant from judgment entered 22 October 2019 by Judge Jeffery
K. Carpenter in Union County Superior Court. Heard in the Court of Appeals 24
February 2021.
Attorney General Joshua H. Stein, by Assistant Attorney General Kristin J. Uicker, for the State-Appellee.
Appellate Defender Glenn Gerding, by Assistant Appellate Defender Amanda S. Zimmer, for Defendant-Appellant.
COLLINS, Judge.
¶1 Defendant appeals from judgment entered upon jury verdicts of guilty of two
counts of first-degree statutory sex offense and two counts of taking indecent liberties
with a child. Defendant contends that errors in the indictments divested the trial
court of jurisdiction. We discern no error.
I. Background STATE V. HELMS
Opinion of the Court
¶2 On 2 April 2015, Defendant was arrested on two counts of first-degree
statutory sex offense with a child under the age of thirteen, file number 15CR51369,
and two counts of taking indecent liberties with a child, file number 15CR51370. On
6 July 2015, he was indicted on all four charges in a separate indictment for each
count of each offense. The indictments for first-degree statutory sex offense were in
file number 15CRS51369 and the indictments for taking indecent liberties with a
child were in file number 15CRS51370. Each indictment was individually file-
stamped and signed by the Assistant Deputy Clerk of Superior Court, and signed and
dated by the Grand Jury Foreperson. Before trial, the State moved to join all four
offenses for trial. Defendant acquiesced to joinder and the trial court granted the
State’s motion.
¶3 The case came on for trial on 24 April 2017 and Defendant was ultimately
convicted of all four offenses. On appeal, this Court issued a split decision discerning
no error. See State v. Helms, 261 N.C. App. 774, 818 S.E.2d 645 (2018) (unpublished).
On appeal, the Supreme Court held that there was insufficient evidence to support
one of the aggravating factors used in sentencing and remanded the case for a new
sentencing hearing. See State v. Helms, 373 N.C. 41, 41-42, 832 S.E.2d 897, 897
(2019). On remand, the trial court arrested judgment on the indecent liberties
convictions and sentenced Defendant to two consecutive sentences of 300 to 420 STATE V. HELMS
months in prison for the first-degree statutory sex offense convictions. Defendant
gave oral notice of appeal.
II. Discussion
¶4 On appeal, Defendant contends that the trial court lacked jurisdiction over one
count of first-degree statutory sex offense and one count of taking indecent liberties
with a child because one indictment for each offense was facially invalid. Specifically,
Defendant argues that one indictment for each offense was facially invalid because
he was charged by separate indictments with identical charging language for the
first-degree statutory sex offenses in file number 15CRS51369, and separate
indictments with identical charging language for the offenses of taking indecent
liberties with a child in file number 15CRS51370.
¶5 As a threshold matter, Defendant’s argument as to the facial validity of his
indictments is properly before this Court, despite his failure to object in the trial court
or to raise this issue on his first appeal. Generally, a defendant waives any appellate
challenges to an indictment when the indictment is not challenged in the trial court.
State v. Call, 353 N.C. 400, 428-29, 545 S.E.2d 190, 208 (2001) (citation omitted); see
also N.C. Gen. Stat. § 15A-952(b)(6) (listing specific pretrial motions defendants must
make prior to arraignment). However, “when an indictment is alleged to be facially
invalid, thereby depriving the trial court of its jurisdiction, it may be challenged at
any time, notwithstanding a defendant’s failure to contest its validity in the trial STATE V. HELMS
court.” Call, 353 N.C. at 429, 545 S.E.2d at 208 (quotation marks and citation
omitted). Accordingly, Defendant’s challenge to his indictments is properly before
this Court
¶6 “A valid bill of indictment is essential to the jurisdiction of the Superior Court
to try an accused for a felony and have the jury determine his guilt or innocence, and
to give authority to the court to render a valid judgment.” State v. Stephenson, 267
N.C. App. 475, 478, 833 S.E.2d 393, 397 (2019) (quotation marks and citation
omitted). An indictment must contain
[a] plain and concise factual statement in each count which, without allegations of an evidentiary nature, asserts facts supporting every element of a criminal offense and the defendant’s commission thereof with sufficient precision clearly to apprise the defendant or defendants of the conduct which is the subject of the accusation.
N.C. Gen. Stat. § 15A-924(a)(5) (2015). An indictment is “constitutionally sufficient
if it apprises the defendant of the charge against him with enough certainty to enable
him to prepare his defense and to protect him from subsequent prosecution for the
same offense.” State v. McGriff, 151 N.C. App. 631, 634, 566 S.E.2d 776, 778 (2002)
(citation omitted). “In general, an indictment couched in the language of the statute
is sufficient to charge the statutory offense.” State v. Blackmon, 130 N.C. App. 692,
699, 507 S.E.2d 42, 46 (1998) (citation omitted). Moreover, it is “generally true tha[t] STATE V. HELMS
an indictment need only allege the ultimate facts constituting the elements of the
criminal offense and that evidentiary matters need not be alleged.” Id.
¶7 “[O]ur statutes permit, and our appellate courts have upheld, the use of short
form indictments in charging a defendant with a sex[] offense and taking indecent
liberties with a child.” State v. Mueller, 184 N.C. App. 553, 558, 647 S.E.2d 440, 445
(2007) (citations omitted). N.C. Gen. Stat. §15-144.2 allows for these “short-form
indictments” and provides:
If the victim is a person under the age of 13 years, it is sufficient to allege that the defendant unlawfully, willfully, and feloniously did engage in a sex offense with a child under the age of 13 years, naming the child, and concluding as aforesaid. Any bill of indictment containing the averments and allegations herein named shall be good and sufficient in law as an indictment for a sex offense against a child under the age of 13 years and all lesser included offenses.
N.C. Gen. Stat. § 15-144.2(b) (2015). Our appellate courts have consistently held that
indictments conforming with this statute also comply with the North Carolina and
the United States Constitution. See, e.g., State v. Wallace, 351 N.C. 481, 505, 528
S.E.2d 326, 342 (2000); State v. Randolph, 312 N.C. 198, 210, 321 S.E.2d 864, 872
(1984); State v. Lowe, 295 N.C.
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IN THE COURT OF APPEALS OF NORTH CAROLINA
2021-NCCOA-142
No. COA20-295
Filed 20 April 2021
Union County, Nos. 15CRS51369-70
STATE OF NORTH CAROLINA
v.
BOBBY DEWAYNE HELMS
Appeal by Defendant from judgment entered 22 October 2019 by Judge Jeffery
K. Carpenter in Union County Superior Court. Heard in the Court of Appeals 24
February 2021.
Attorney General Joshua H. Stein, by Assistant Attorney General Kristin J. Uicker, for the State-Appellee.
Appellate Defender Glenn Gerding, by Assistant Appellate Defender Amanda S. Zimmer, for Defendant-Appellant.
COLLINS, Judge.
¶1 Defendant appeals from judgment entered upon jury verdicts of guilty of two
counts of first-degree statutory sex offense and two counts of taking indecent liberties
with a child. Defendant contends that errors in the indictments divested the trial
court of jurisdiction. We discern no error.
I. Background STATE V. HELMS
Opinion of the Court
¶2 On 2 April 2015, Defendant was arrested on two counts of first-degree
statutory sex offense with a child under the age of thirteen, file number 15CR51369,
and two counts of taking indecent liberties with a child, file number 15CR51370. On
6 July 2015, he was indicted on all four charges in a separate indictment for each
count of each offense. The indictments for first-degree statutory sex offense were in
file number 15CRS51369 and the indictments for taking indecent liberties with a
child were in file number 15CRS51370. Each indictment was individually file-
stamped and signed by the Assistant Deputy Clerk of Superior Court, and signed and
dated by the Grand Jury Foreperson. Before trial, the State moved to join all four
offenses for trial. Defendant acquiesced to joinder and the trial court granted the
State’s motion.
¶3 The case came on for trial on 24 April 2017 and Defendant was ultimately
convicted of all four offenses. On appeal, this Court issued a split decision discerning
no error. See State v. Helms, 261 N.C. App. 774, 818 S.E.2d 645 (2018) (unpublished).
On appeal, the Supreme Court held that there was insufficient evidence to support
one of the aggravating factors used in sentencing and remanded the case for a new
sentencing hearing. See State v. Helms, 373 N.C. 41, 41-42, 832 S.E.2d 897, 897
(2019). On remand, the trial court arrested judgment on the indecent liberties
convictions and sentenced Defendant to two consecutive sentences of 300 to 420 STATE V. HELMS
months in prison for the first-degree statutory sex offense convictions. Defendant
gave oral notice of appeal.
II. Discussion
¶4 On appeal, Defendant contends that the trial court lacked jurisdiction over one
count of first-degree statutory sex offense and one count of taking indecent liberties
with a child because one indictment for each offense was facially invalid. Specifically,
Defendant argues that one indictment for each offense was facially invalid because
he was charged by separate indictments with identical charging language for the
first-degree statutory sex offenses in file number 15CRS51369, and separate
indictments with identical charging language for the offenses of taking indecent
liberties with a child in file number 15CRS51370.
¶5 As a threshold matter, Defendant’s argument as to the facial validity of his
indictments is properly before this Court, despite his failure to object in the trial court
or to raise this issue on his first appeal. Generally, a defendant waives any appellate
challenges to an indictment when the indictment is not challenged in the trial court.
State v. Call, 353 N.C. 400, 428-29, 545 S.E.2d 190, 208 (2001) (citation omitted); see
also N.C. Gen. Stat. § 15A-952(b)(6) (listing specific pretrial motions defendants must
make prior to arraignment). However, “when an indictment is alleged to be facially
invalid, thereby depriving the trial court of its jurisdiction, it may be challenged at
any time, notwithstanding a defendant’s failure to contest its validity in the trial STATE V. HELMS
court.” Call, 353 N.C. at 429, 545 S.E.2d at 208 (quotation marks and citation
omitted). Accordingly, Defendant’s challenge to his indictments is properly before
this Court
¶6 “A valid bill of indictment is essential to the jurisdiction of the Superior Court
to try an accused for a felony and have the jury determine his guilt or innocence, and
to give authority to the court to render a valid judgment.” State v. Stephenson, 267
N.C. App. 475, 478, 833 S.E.2d 393, 397 (2019) (quotation marks and citation
omitted). An indictment must contain
[a] plain and concise factual statement in each count which, without allegations of an evidentiary nature, asserts facts supporting every element of a criminal offense and the defendant’s commission thereof with sufficient precision clearly to apprise the defendant or defendants of the conduct which is the subject of the accusation.
N.C. Gen. Stat. § 15A-924(a)(5) (2015). An indictment is “constitutionally sufficient
if it apprises the defendant of the charge against him with enough certainty to enable
him to prepare his defense and to protect him from subsequent prosecution for the
same offense.” State v. McGriff, 151 N.C. App. 631, 634, 566 S.E.2d 776, 778 (2002)
(citation omitted). “In general, an indictment couched in the language of the statute
is sufficient to charge the statutory offense.” State v. Blackmon, 130 N.C. App. 692,
699, 507 S.E.2d 42, 46 (1998) (citation omitted). Moreover, it is “generally true tha[t] STATE V. HELMS
an indictment need only allege the ultimate facts constituting the elements of the
criminal offense and that evidentiary matters need not be alleged.” Id.
¶7 “[O]ur statutes permit, and our appellate courts have upheld, the use of short
form indictments in charging a defendant with a sex[] offense and taking indecent
liberties with a child.” State v. Mueller, 184 N.C. App. 553, 558, 647 S.E.2d 440, 445
(2007) (citations omitted). N.C. Gen. Stat. §15-144.2 allows for these “short-form
indictments” and provides:
If the victim is a person under the age of 13 years, it is sufficient to allege that the defendant unlawfully, willfully, and feloniously did engage in a sex offense with a child under the age of 13 years, naming the child, and concluding as aforesaid. Any bill of indictment containing the averments and allegations herein named shall be good and sufficient in law as an indictment for a sex offense against a child under the age of 13 years and all lesser included offenses.
N.C. Gen. Stat. § 15-144.2(b) (2015). Our appellate courts have consistently held that
indictments conforming with this statute also comply with the North Carolina and
the United States Constitution. See, e.g., State v. Wallace, 351 N.C. 481, 505, 528
S.E.2d 326, 342 (2000); State v. Randolph, 312 N.C. 198, 210, 321 S.E.2d 864, 872
(1984); State v. Lowe, 295 N.C. 596, 603-04, 247 S.E.2d 878, 883-84 (1978). If a
defendant wishes additional information about the specific “sexual act” charged, he
may move for a bill of particulars. State v. Johnson, 253 N.C. App. 337, 343, 801
S.E.2d 123, 126-27 (2017) (citation omitted). STATE V. HELMS
¶8 “Two or more offenses may be joined in one [indictment] . . . when the offenses
. . . are based on the same act or transaction or on a series of acts or transactions
connected together or constituting parts of a single scheme or plan.” N.C. Gen. Stat.
§ 15A-926(a) (2019) (emphasis added). When offenses are joined pursuant to section
15A-926, “[e]ach offense must be stated in a separate count as required by [N.C. Gen.
Stat. §] 15A-924.” Id.
¶9 Defendant’s indictments for first-degree statutory sex offense read as follows:
The jurors for the State upon their oath present that on or about the date(s) of offense shown and in the county named above the defendant named above unlawfully, willfully, and feloniously did engage in a sex offense with [victim], a child under the age of 13 years.
The indictments allege Defendant engaged in a sex offense with a child under the age
of thirteen, in compliance with N.C. Gen. Stat. § 15-144.2(b), and contain a plain and
concise factual statement asserting every other element of the offense, in compliance
with N.C. Gen. Stat. § 15A-924(a)(5).
¶ 10 Defendant’s indictments for taking indecent liberties with a child read as
follows:
The jurors for the State upon their oath present that on or about the date(s) of offense shown and in the county named above the defendant named above unlawfully, willfully and feloniously did take and attempt to take immoral, improper, and indecent liberties with the child named below for the purpose of arousing and gratifying sexual desire and did commit and attempt to commit a lewd and STATE V. HELMS
lascivious act upon the body of the child named below. At the time of this offense, the child named below was under the age of 16 years and the defendant named above was over 16 years of age and the defendant at least five years older than the child. The name of the child is [victim].
The indictments allege that Defendant committed a lewd and lascivious act, in
compliance with N.C. Gen. Stat. § 15-144.2(b), and contain a plain and concise factual
statement asserting every other element of the offense, in compliance with N.C. Gen.
Stat. § 15A-924(a)(5).
¶ 11 Accordingly, each of the indictments complied with the requirements of the
relevant statutory provisions. See Mueller, 184 N.C. App. at 577, 647 S.E.2d at 457
(rejecting defendant’s challenge to the sufficiency of his short-form indictments
because each indictment complied with N.C. Gen. Stat. § 15-144.2 and otherwise
mirrored the statutory language for each substantive offense). Additionally, as the
plain language of N.C. Gen. Stat. § 15A-926 permits, but does not require, joinder of
offenses in one indictment, the State was not required to join Defendant’s first-degree
statutory sex offenses or taking indecent liberties with a child offenses into a single
indictment with each offense as a separate count.
¶ 12 Defendant concedes that the indictments complied with N.C. Gen. Stat. § 15A-
924(a) and N.C. Gen. Stat. § 15-144.2. Defendant also concedes that the State was
not required to join the offenses under N.C. Gen. Stat. § 15A-926. To the extent
Defendant argues he was unable to distinguish the indictments in 15CRS51369 or STATE V. HELMS
15CRS51370 because “nothing in the record shows that these virtually identical
indictments were not duplicate originals[,]” his argument is meritless because, as
Defendant concedes, the “handwritten check mark, date, and signatures” are “slightly
different” on each indictment.
¶ 13 In a nutshell, Defendant asks this Court to adopt a new rule by holding that,
when read together, N.C. Gen. Stat. § 15A-924 and N.C. Gen. Stat. § 15A-926(a) bar
the State from using multiple short-form indictments charging the same offense with
the same file number. We decline to so hold.
III. Conclusion
¶ 14 Defendant’s challenge to the indictments as facially invalid lacks merit. We
discern no error.
NO ERROR.
Judges TYSON and WOOD concur.