State v. Handy

73 A.3d 421, 215 N.J. 334, 2013 WL 4779007, 2013 N.J. LEXIS 841
CourtSupreme Court of New Jersey
DecidedSeptember 9, 2013
StatusPublished
Cited by24 cases

This text of 73 A.3d 421 (State v. Handy) is published on Counsel Stack Legal Research, covering Supreme Court of New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Handy, 73 A.3d 421, 215 N.J. 334, 2013 WL 4779007, 2013 N.J. LEXIS 841 (N.J. 2013).

Opinion

Justice HOENS

delivered the opinion of the Court.

Defendant Robert Handy was charged with the 2004 murder of his uncle, Arthur Cooper. Pre-trial proceedings, during which the court ruled on defendant’s competence to stand trial and fixed the manner and order in which he would be tried, have framed the issues that are now before this Court.

The first of the issues concerned whether defendant was competent to stand trial. Although experts conducted multiple evaluations of defendant for the purpose of determining his competency and although two experts testified at a competency hearing, counsel did not engage in a debate about defendant’s general competency. Instead, counsel essentially agreed that defendant was competent to stand trial but that he was nonetheless not competent to waive an insanity defense.

The second dispute, which arose as an adjunct to the debate about defendant’s competency, related to the manner and order in which the trial would proceed. Defendant desired to rely on self defense, but the evidence adduced in the competency hearing raised the strong possibility that he might be found not guilty by reason of insanity should that defense, which counsel asserted he was not competent to waive, be pursued. Faced with the dilemma presented by those alternative defenses, the trial court first determined that it was bound by existing appellate-level precedent [338]*338governing the mechanics of a murder trial in which defendant raises these two defense theories. See State v. Khan, 175 N.J.Super. 72, 78-84, 417 A.2d 585 (App.Div.1980). As a result of the trial court’s evaluation of that binding precedent, it concluded that the trial would be bifurcated and that the insanity defense would be tried first.

The first phase of the bifurcated trial, during which defendant consented to be tried without a jury, concluded with a finding that defendant was not guilty by reason of insanity. Thereafter, defendant was committed to a psychiatric facility for treatment, see N.J.S.A. 2C:4-8(b)(3), and was to be afforded regular periodic reviews in accordance with this Court’s directives, see State v. Krol, 68 N.J. 236, 263-67, 344 A.2d 289 (1975). There was, therefore, no trial during which defendant was given the opportunity to present his claim that he committed the murder in self defense.

Throughout the proceedings, defendant has asserted that he should have been permitted to proceed first to trial on his self-defense claim and that requiring him to be tried in a bifurcated proceeding with the insanity defense being adjudicated first deprived him of his constitutional rights.

The Appellate Division, in a published opinion, declined to follow the approach adopted by the earlier appellate panel in Khan, supra, that the trial court had concluded was binding upon it, see State v. Handy, 421 N.J.Super. 559, 565, 25 A3d 1140 (App.Div. 2011). The appellate court held instead that “a defendant who wishes to present a substantive defense based upon at least some evidence, or who otherwise wishes to put the State to its burden of proving the elements of the offense beyond a reasonable doubt, should not be required to first submit to a trial restricted to the issue of insanity.” Ibid.

The appellate panel therefore concluded that defendant had been deprived of his constitutional rights by being precluded from pursuing the defense that, had it been successful, would have resulted in an acquittal rather than, as resulted from the finding of [339]*339not guilty by reason of insanity, commitment for treatment. Ibid. However, the appellate court also concluded that because of the unusual procedural context in which the dispute arose, it could not simply remand the matter for a new trial during which defendant’s self-defense theory would be heard. Id. at 606-09, 25 A3d 1140. In an effort to craft a remedy that would vindicate defendant’s constitutional rights, the Appellate Division offered defendant the opportunity to be retried in a bifurcated proceeding in which the two defense theories would be heard sequentially by a single jury. In such a retrial, the self-defense claim would be tried first, with the presentation of an insanity defense thereafter if needed. Id. at 612-13, 25 A3d 1140.

The petition for certification, together with the supplemental briefing that followed, raises for our consideration the continued viability of the bifurcated, sequential trial approach in cases involving both a substantive defense and an insanity defense. Our consideration of the arguments raised before us on this issue leads us to reject any continued utilization of the bifurcated, sequential proceeding approach, either as announced in Khan or as modified by the Appellate Division, in favor of a unitary trial approach in which the interrelated claims of insanity and self defense will be tried together.

In light of the unusual procedural posture in which this matter has come before this Court, however, we remand this matter for a more limited purpose than the one directed by the Appellate Division. We conclude that the constitutional error can be fully and effectively remedied by providing defendant with the opportunity, which he sought but was denied in the initial trial, to continue in a second phase of his trial during which he may present his self-defense claim. We therefore direct that defendant be afforded that second phase of his trial for the purpose of presenting his self-defense theory for adjudication in place of the new trial on all of his potential defenses offered to him as a remedy by the Appellate Division.

[340]*340I.

The facts and the procedural history that serve as the background for our consideration of the issues before us on appeal are set forth at length in the published decision of the Appellate Division. Id. at 566-79, 25 A.3d 1140. We therefore need only summarize that which is essential for clarity of our analysis.

On January 13, 2004, police were summoned to a residence that defendant shared with his uncle, Arthur Cooper, and others, by concerned neighbors who heard screaming. Id. at 566-67, 25 A.3d 1140. The police found Cooper lying outside of the residence in a pool of blood, and he was pronounced dead on arrival at a local hospital. Id. at 567, 25 A.3d 1140. An autopsy revealed that he died from a single stab wound that penetrated his heart. Id. at 568,25 A.3d 1140.

While the police were on the scene, defendant arrived and, when asked by the investigating officer when he had last seen his uncle, defendant said that “prior to [defendant] leaving to do his laundry [his uncle] hit him with [a] pipe[, and that defendant] ... immediately turned around and cut him, stabbed him.” Ibid.

During their investigation of the scene, police found a pipe that had the words “King Reveal” marked on it. Id. at 567, 25 A.3d 1140. The same words were tattooed on his uncle’s body. Ibid. Defendant thereafter offered several more statements to the police, most of which described his uncle’s assault on him with the pipe and all of which included defendant’s assertion that the stabbing was in self defense. Id. at 568-69, 25 A.3d 1140. In addition, defendant made statements to the police about his uncle’s alleged involvement in drug-related criminal activities. Id. at 570, 25 A.3d 1140.

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Bluebook (online)
73 A.3d 421, 215 N.J. 334, 2013 WL 4779007, 2013 N.J. LEXIS 841, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-handy-nj-2013.