State v. Hampton

183 So. 3d 769, 2015 La.App. 4 Cir. 1222, 2015 La. App. LEXIS 2709, 2015 WL 9584029
Louisiana Court of Appeal·Decided December 23, 2015·No. No. 2015-K-1222·Published·Cited by 9 cases

Opinion

PAUL A. BONIN, Judge.

11 Sherman Hampton, who is charged with four counts of aggravated rape, moved for & Daubert-Foret pretrial hearing with respect to some of the DNA evidence which the prosecution proposes to introduce at the trial. Mr. Hampton, by supplemental motion following his receipt of additional discovery materials, specifically described 'but did not support his concerns about the reliability of the DNA evidence, the collection of which dates to as earty as 1992. The prosecution objected to a pretrial hearing to test the reliability of its proposed DNA evidence, and the trial, judge denied Mr. Hampton’s motion.

Mr. Hampton applied to us for a supervisory writ. We directed that the prosecution respond to the application and, following its response, stayed the district court proceedings and ordered that the. district court record be filed with us. We also ordered oral argument in this matter.

We grant the supervisory writ. We find that the trial judge abused her discretion by failing to properly éxercise her ga-tekeeping function and' affording the defendant' a Daubert-Foret pretrial hearing appropriate to his claims respecting Lthe unreliability of some of the prosecution’s proposed DNA evidence. We remand the matter to the district court for an appropriate hearing. We also lift the stay which was previously issued.

We explain our decision in more detail below.

I

We begin our explanation by providing some factual and procedural background to place the controversy in context.

A

In late 2006, the New Orleans Police Department’s Scientific Investigation Division issued a “Lead Letter” to the cold-case sex crimes -unit. The Lead 'Letter reports that during a search of■ the Louisiana State DNA Index System four DNA samples recovered from different aggravated rape investigations “matched” or “hit” to “convicted offender Sherman Hampton.”

At the time of receipt of the Lead Letter and the revival of the police investigations, Mr. Hampton was incarcerated following simple burglary convictions in 2004, . See La, R.S. 15:609 (authorization' to obtain [772] DNA samples from convicted felons).1 In the course of the follow-up investigations, the police obtained arrest warrants for Mr. Hampton on each of the four aggravated rape charges. He was arrested in New Orleans following his release from prison.

The earliest charge dates to June 28, 1992. The victim described to police that she was waiting for a bus during the predawn hours when she was abducted |3by her attacker and dragged to a nearby apartment. There, her attacker threatened to penetrate her with a coat hanger if she did not submit to intercourse with him. She did not know or recognize him,, but her attacker told her his name was “Sherman.” The victim was treated at the hospital and a sperm sample was collected from her which was subjected to DNA analysis.

The next charge dates to May 20, 1995. In the pre-dawn hours, the victim was walking through a courtyard when her attacker grabbed her. He was armed with a gun. He led her to a stairwell where he forced her to submit to intercourse with him. She too was treated at a hospital where she underwent a sexual assault examination. The collected DNA material was submitted to testing.

The next occurrence of a rape is not until April 17, 2003. The record, however, does not contain the arrest warrant relating to this charge nor a preliminary hearing transcript on this charge.

The final occurrence is May 31, 2003. The victim, while sleeping in her bed, was attacked in the pre-dawn hours. Her attacker, armed with a knife, warned her that if she screamed, he would slice her throat. He then forced her to submit to intercourse. She too underwent a sexual assault exam and DNA material was collected.

None of the victims have ever identified Mr. Hampton nor, to date, have any been asked to attempt to identify him from, for example, an in-person line-up or a photographic array. Notably, following Mr. Hampton’s arrest in 2013, the prosecution obtained a search warrant authorizing the buccal swabbing of Mr. |4Hampton for confirmation of the earlier DNA results. We understand the results have been confirmed.

A conviction of aggravated rape on each of the dates of the charged offenses carries a mandatory life-without-parole sentence. And the identity of Mr. Hampton, who is sixty-one years old, as the perpetrator of each of these aggravated rapes rests nearly exclusively on the reliability of the DNA results.

B

The Grand Jury indicted Mr. Hampton in January 2014, charging him with all four counts of aggravated rape. As early as April 2014, Mr. Hampton filed a motion to suppress the DNA evidence, which identified Angela Delatte as the “DNA witness.” This motion does not appear to have been pursued, however.

From June 2014 through March 2015, the trial court found Mr. Hampton to be incompetent. Following his restoration to competency, Mr. Hampton began to actively pursue through discovery motions disclosure information and materials related to DNA results in his case. For reasons not at all clear irom the record, the prosecution was turning over discoverable evidence in dribs and drabs. By way of illustration, not until May 2015, did the [773] prosecution deliver a two-page DNA report to the defense which pertained only to a single count; during the summer, test results were provided on two counts but no test results on the other two counts. In early September 2015, more testing sheets were delivered on all counts; in late September 2015, a CD containing the file of Reliagene, the firm which conducted the DNA testing, was produced to the defense.

|fiNone of these evidentiary materials have been submitted to us for our review nor, so far as the record discloses, were any of these materials viewed by or submitted to the trial judge for her review.

Mr. Hampton then filed a motion to continue to allow him time to supplement his previously-filed motion for a Daubert hearing. At that time his counsel advised the trial judge that he had not had time to consult with a defense expert regarding the just-disclosed Reliagene file. The trial judge granted the motion.

Within a week, Mr. Hampton filed his supplemental motion for a Daubert-Foret hearing.

II

Mr. Hampton, as we already stated, specifically described but did not support his concerns about the reliability of the DNA testing conducted by Reliagene in this matter.

First, he states in his motion that the prosecution no longer uses Reliagene for its DNA testing although he offers no reason for its discontinuance of Reliagene’s services. The unreliability of Reliagene’s testing is not a necessary inference from its discontinuance. Next he emphasizes that it is based upon Reliagene’s testing that his profile was developed as the perpetrator but that none of the sexual assault kits have been re-tested by the state police crime laboratory or any other entity.

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State v. Hampton, 183 So. 3d 769, 2015 La.App. 4 Cir. 1222, 2015 La. App. LEXIS 2709, 2015 WL 9584029 (La. Ct. App. 2015).

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