State v. Guthrie

2002 SD 138, 654 N.W.2d 201, 2002 S.D. LEXIS 157
CourtSouth Dakota Supreme Court
DecidedNovember 20, 2002
DocketNone
StatusPublished
Cited by11 cases

This text of 2002 SD 138 (State v. Guthrie) is published on Counsel Stack Legal Research, covering South Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Guthrie, 2002 SD 138, 654 N.W.2d 201, 2002 S.D. LEXIS 157 (S.D. 2002).

Opinion

GILBERTSON, Chief Justice.

[¶ 1.] This appeal arises from a remand hearing in which the circuit court determined the sanctions levied against attorney Philip R. Parent for violating a discovery order to be reasonable. We reduce the amount of the sanction from $8,866 to $5,500.

*203 FACTS AND PROCEDURE

[¶ 2.] On January 21, 2000, William Boyd Guthrie was convicted of first-degree murder for the kñling of his wife. State v. Guthrie, 2001 SD 61, ¶ 28, 627 N.W.2d 401, 413 (Guthrie I). During the course of the trial and after the State had rested its case-in-chief, defense counsel, Philip Parent, for the first time, disclosed his intent to introduce a purported suicide note into evidence. In order to authenticate this note, Parent also sought to call an expert to the stand. Although the trial court allowed the introduction of the note and the testimony of the expert, it reserved a ruling on whether Parent’s actions violated the pre-trial discovery order * and whether the State should be awarded terms.

[¶ 3.] After the trial, the State filed a Motion for Terms, requesting that Parent be ordered to pay for part of the cost of recalling the State’s expert witness, Judd Robbins, who lived in Nevada, to refute the alleged suicide note. After a hearing, the circuit court found that Parent had violated the discovery order, granted the State’s motion, and ordered Parent to pay $8,866. Parent appealed that decision and we remanded the case back to the circuit court to determine the reasonableness of the sanctions. State v. Guthrie, 2001 SD 89, ¶ 17, 631 N.W.2d 190, 196 (Guthrie II). Because the trial court had not conducted a factored analysis for determining reasonableness, we instructed the circuit court to consider the following factors in the remand hearing: 1) reasonable hours expended multiplied by a reasonable fee; 2) the severity of the sanction weighted against the equities of the parties, including ability to pay; 3) availability of less drastic sanctions which would prevent future abuses; and 4) other factors including the offending party’s history and degree of bad faith contributing to the violation. Id. ¶ 12, 631 N.W.2d at 195 (citing White v. General Motors Corp., Inc., 908 F.2d 675, 684-86 (10thCir.1990); Chittenden & Eastman Co. v. Smith, 286 N.W.2d 314, 316-17. (S.D.1979)).

[¶ 4.] The remand hearing was held on November 5, 2001. After considering all of the evidence, the circuit court judge concluded that the sanctions were not unreasonable. Parent appeals this decision, and raises the following issue:

Whether the trial court erred in determining that the monetary sanction of $8,866 was reasonable.

STANDARD OF REVIEW

[¶ 5.] “[T]he trial court’s choice of remedy or failure to grant a particular remedy is reviewed under an abuse of discretion standard.” State v. Hagan, 1999 SD 119, ¶ 19, 600 N.W.2d 561, 566 (citing State v. Hofman, 1997 SD 51, ¶ 17, 562 N.W.2d 898, 903). Pursuant to an abuse of discretion standard of review, factual determinations are subject to a clearly erroneous standard. City of Deadwood v. Summit, Inc., 2000 SD 29, ¶ 9, 607 N.W.2d 22, 25 (citing New Era Mining Co. v. Dakota Placers, Inc., 1999 SD 153, ¶ 7, 603 N.W.2d 202, 204) (citing Rabenberg v. Rigney, 1999 SD 71, ¶4, 597 N.W.2d 424, 425 (citing In re Estate of O’Keefe, 1998 SD 92, ¶ 7, 583 N.W.2d 138, 139)). “Clear error is shown only when, after a review of all the evidence, ‘we are left with a definite and firm conviction that a mistake has been made.’ ” Id. “The trial court’s findings of fact are presumed correct and we defer to those findings unless the evidence clearly preponderates against them.” Lewis v. *204 Moorhead, 522 N.W.2d 1, 3 (citing Cuka v. Jamesville Hutterian Mut. Soc., 294 N.W.2d 419, 421 (S.D.1980)). Conclusions of law are reviewed under a de novo standard, giving no deference to the circuit court’s conclusions of law. Sherburn v. Patterson Farms, Inc., 1999 SD 47, ¶ 4, 593 N.W.2d 414, 416 (citing City of Colton v. Schwebach, 1997 SD 4, ¶ 8, 557 N.W.2d 769, 771).

ANALYSIS AND DECISION

[¶ 6.] Whether the trial court erred in determining that the monetary sanction of $8,866 was reasonable.

[¶ 7.] SDCL 23A-13-17 sets forth the remedies for breach of a discovery order or obligation. It provides:

If, at any time during the course of a proceeding, it is brought to the attention of a court that a party has failed to comply with an applicable discovery provision, the court may order such party to permit the discovery or inspection, grant a continuance, or prohibit the party from introducing evidence not disclosed, or it may enter such other order as it deems just under the circumstances. The court may specify the time, place, and manner of making the discovery and inspection and may prescribe such terms and conditions as are just.

Under this provision, “ ‘[t]he remedy for nondisclosure of discoverable material is left to the sound discretion of the trial court.’ ” State v. Hofman, 1997 SD 51, ¶ 17, 562 N.W.2d 898, 903 (quoting State v. Oster, 495 N.W.2d 305, 309 (S.D.1993)). This Court in Guthrie II determined Parent to be in violation of the discovery statute. We found that Parent’s “ostensible obligation to his client to not disclose the note, however well intentioned, does not provide Parent a defense to the court’s discovery order.” Guthrie II, 2001 SD 89, ¶ 9, 631 N.W.2d at 194.

Clearly, the requirement of candor towards the tribunal ... requires every attorney to be fully honest and forthright. We cannot overemphasize the importance of attorneys in this state being absolutely fair with the court. Every court ... has the right to rely upon an attorney to assist it in ascertaining the truth of the case before it ... There is no allowance for interpretation.

Discipline of Wilka, 2001 SD 148, ¶ 15, 638 N.W.2d 245, 249 (internal citations omitted). Therefore, the only issue for the trial court to determine in the remand hearing was whether the sanctions were reasonable.

[¶ 8.] Parent argues that the trial court erred in finding that Robbins’ rebuttal testimony would not have been necessary if the pre-trial discovery order had not been violated. Specifically, the trial court stated:

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Cite This Page — Counsel Stack

Bluebook (online)
2002 SD 138, 654 N.W.2d 201, 2002 S.D. LEXIS 157, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-guthrie-sd-2002.