State v. Graham

2017 Ohio 4093

Opinion

[Cite as State v. Graham, 2017-Ohio-4093.]

IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT MONTGOMERY COUNTY

STATE OF OHIO : : Plaintiff-Appellee : C.A. CASE NO. 27033 : v. : T.C. NO. 11-CR-274; 13-CR-2145/2 : JAMES L. GRAHAM, JR. : (Criminal Appeal from : Common Pleas Court) Defendant-Appellant : : ...........

OPINION

Rendered on the ___2nd ___ day of _____June_____, 2017.

...........

ALICE B. PETERS, Atty. Reg. No. 0093945, Assistant Prosecuting Attorney, 301 W. Third Street, 5th Floor, Dayton, Ohio 45422 Attorney for Plaintiff-Appellee

ADAM JAMES STOUT, Atty. Reg. No. 0080334, 2600 Far Hills Avenue, Suite 315, Dayton, Ohio 45419 Attorney for Defendant-Appellant

JAMES L. GRAHAM, JR., Inmate No. A705-292, Chillicothe Correctional Institute, P. O. Box 5500, Chillicothe, Ohio 45601 Defendant-Appellant .............

DONOVAN, J.

{¶ 1} Defendant-appellant James L. Graham, Jr., appeals a decision of the

Montgomery County Court of Common Pleas, Criminal Division, overruling his post-

sentence motion to withdraw his no contest pleas. Graham filed a timely notice of appeal -2-

with this Court on March 1, 2016.

{¶ 2} We set forth the history of the case in State v. Graham, 2d Dist. Montgomery

No. 26205, 26206, 2015-Ohio-896 (hereinafter “Graham I”), and repeat it herein in

pertinent part:

*** On July 15, 2013, Dayton police officers Travis Eaton and his partner

were dispatched to Grandview Hospital to meet a woman who had been

robbed and sexually assaulted. The woman told the officers that she and

another woman were walking down Main Street near East Norman Avenue

when they encountered two African–American men—one heavier set; the

other tall, thin, and shirtless. They called over to the women, and the

women approached. When the women neared, the victim saw that the

shirtless man was holding what appeared to be a shotgun wrapped in blue

clothing. The man then pointed the gun at her head and said, “ ‘You all are

going to follow us into the back alley.’ “ (Tr. 10). They walked down the

alley behind East Norman and stopped behind the fourth or fifth house.

The shirtless man told the women to undress and empty out their purses,

which they did. Out of the house to the right of where they stood came a

heavier-set man wearing gray boxer briefs. The shirtless man leveled his

gun at the victim and said, “ ‘You're going to go in there and you're going to

do whatever the F Dave tells you.’ ” (Tr. 11). After they went inside the

house, “Dave” sexually assaulted the victim. Afterwards, she ran out of the

house to the hospital.

The victim also told Officer Eaton “that later on through her encounter -3-

that she discovered that the male that was holding the gun was named J.R.

or Junior or something.” (Tr. 9–10). This man was later identified as

Graham.

Armed with this information, Officer Eaton and his partner drove to

East Norman Avenue and turned down the back alley. After passing four

or five houses, they saw items on the ground that looked like they came

from a woman's purse—combs, hair bands, and the like. Officer Eaton

called a backup unit, and when it arrived, the officers surrounded the house

to the right of the items that they found on the ground. Eaton peered

through an open window into the living room and saw sleeping a heavy-set

man wearing gray boxer briefs. When another officer began knocking on

the front door, Officer Eaton, through the window, ordered the man to

answer the door, which he did. This exchange followed:

“We asked him his name.”—“Dave.” (Tr. 18).

“We asked him if anyone else was in the house.”—“[Y]eah, * * * family

and everybody [i]s here.” (Id.)

“We asked him who everybody was.”—“ ‘Junior and them.’ ” (Id.)

The officers then entered the house and found “Junior” (Graham),

who matched the victim's description of the shirtless man holding the

gun. They arrested Graham and placed him in the back of a police cruiser.

They then obtained consent from the owner of the house to search it.

Officer Eaton found a pellet gun that looked like a rifle wrapped in a blue t-

shirt. -4-

The police took Graham to the police station where he was twice

interviewed by Detective Ross Nagy. During the second interview, Graham

made incriminating statements. The content of these statements is not in

the record.

Graham was indicted of two counts of aggravated robbery (deadly

weapon), in violation of R.C. 2911.01(A)(1); two counts of kidnapping

(sexual activity), in violation of R.C. 2905.01(A)(4); one count of complicity

to commit rape (by force or threat of force), in violation of R.C.

2923.03(A)(2); and one count of rape (by force or threat of force), in violation

of R.C. 2907.02(A)(2). Each of these offenses is a first-degree felony.

Graham moved to suppress all of the evidence seized in the house

and the statements that he made later at the police station. After a hearing,

the trial court sustained Graham's motion as to the evidence seized in the

house, concluding that, by entering the house without a warrant, the officers

violated the Fourth Amendment. But the court overruled the motion as to

Graham's statements, concluding, based on New York v. Harris, 495 U.S.

14, 110 S.Ct. 1640, 109 L.Ed.2d 13 (1990), that the exclusionary rule does

not apply because probable cause existed to arrest Graham.

Graham pleaded no contest to the indicted charges, and the trial

court found him guilty as charged. The court sentenced Graham to 10

years in prison for each aggravated robbery offense, to 11 years for

complicity to commit rape, and to 11 years for rape. (The kidnapping

offenses merged into the two aggravated robbery offenses.) The court -5-

ordered Graham to serve the sentences concurrently. At the time he

committed these offenses, Graham was on community control in another

case. The court found that he had been carrying a concealed weapon

(loaded, ready at hand), in violation of R.C. 2923.12(A)(1), so the court

revoked the community-control sanction and sentenced Graham to 17

months in prison, to be served concurrently to the 11–year sentence.

Id. at ¶s 2-9.

{¶ 3} Graham appealed, and we affirmed his conviction and sentence. Graham I.

Specifically, in Graham I, we found that the trial court was correct not to suppress

Graham’s statements to police obtained after an alleged illegal home search. There was

probable cause to arrest Graham, so the exclusionary rule did not bar the statements. Id.

Additionally we found that the trial court did not err by imposing the maximum sentence

for the offenses of complicity to commit rape and rape. Id. The sentences were within

the statutory range, and the trial court expressly stated that it had considered the

purposes and principles of sentencing. Id.

{¶ 4} On April 13, 2015, Graham filed a “Motion for Re-Sentencing Based on Void

Judgment” with the trial court. The trial court overruled Graham’s motion in a decision

issued on April 21, 2015. The record establishes that Graham refiled the same motion

with the trial court on May 19, 2015, which the trial court again overruled in an order

issued on May 20, 2015. Graham did not appeal either one of the trial court’s decisions.

{¶ 5} Thereafter, on December 9, 2015, Graham filed a “Motion to Withdraw

Previously Entered Plea of No Contest.” The trial court overruled Graham’s motion to

withdraw his no contest plea in a decision issued on January 29, 2016. -6-

{¶ 6} We note that on September 16, 2016, Graham’s appointed appellate counsel

filed a brief pursuant to Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493

(1967), in which he alleged that no arguably meritorious issues exist on appeal.

Appointed counsel did advance one potential assignment of error regarding the trial

court’s failure to hold a hearing on Graham’s post-sentence motion to withdraw his no

contest plea. In an order issued on September 20, 2016, we granted Graham sixty days

from the date of the order in which to file a pro se appellate brief. Thereafter, on

December 19, 2016, Graham filed a pro se appellate brief in which he advances one

assignment of error, arguing that the trial court erred when it imposed the maximum prison

sentence for his offenses. In the same assignment, Graham also asserts that the trial

court erred when it overruled his motion to withdraw his no contest pleas because he

received ineffective assistance of counsel. The State filed a responsive brief on

February 14, 2017, and the instant appeal is now properly before us.

{¶ 7} Because they are interrelated, we will discuss Graham’s sole assignment of

error together with appointed appellate counsel’s sole potential assignment of error.

{¶ 8} Graham’s sole assignment of error is as follows:

{¶ 9} “THE TRIAL COURT ERRED AND ABUSED ITS DISCRETION WHEN

SENTENCING APPELLANT TO A MAXIMUM TERM OF IMPRISONMENT IN

VIOLATION OF STATUTORY REQUIREMENT OF THE OHIO REVISED CODE

SENTENCING PENALTIES.”

{¶ 10} Appointed counsel’s potential assignment of error is as follows:

{¶ 11} “THE COURT IMPROPERLY DENIED A HEARING IN HIS MOTION TO

WITHDRAW HIS PLEA.” -7-

{¶ 12} In his sole assignment, Graham contends that the trial court erred when it

imposed the maximum prison sentence for his offenses. However, as previously noted,

Graham raised the same argument in his direct appeal, wherein he contended that “the

maximum sentences imposed for complicity to commit rape and rape are contrary to law

because the State failed to follow the procedures in R.C. 2929.11 and 2929.12.”

Graham I.

{¶ 13} “Pursuant to the doctrine of res judicata, a valid final judgment on the merits

bars all subsequent actions based on any claim arising out of the transaction or

occurrence that was the subject matter of the previous action.” State v. Collins, 2d Dist.

Montgomery No. 25612, 2013-Ohio-3645, ¶ 9, citing Grava v. Parkman Twp., 73 Ohio

St.3d 379, 653 N.E.2d 226 (1995). Res judicata applies to any issue that was raised or

could have been raised in a criminal defendant's prior appeal from his conviction. Id.,

citing State v. Perry, 10 Ohio St.2d 175, 226 N.E.2d 104 (1967). “[T]he doctrine serves

to preclude a defendant who has had his day in court from seeking a second on that same

issue. In so doing, res judicata promotes the principles of finality and judicial economy by

preventing endless re-litigation of an issue on which a defendant has already received a

full and fair opportunity to be heard.” State v. Saxon, 109 Ohio St.3d 176, 2006-Ohio-

1245, 846 N.E.2d 824, ¶ 18.

{¶ 14} Since we have already determined that Graham’s sentence is not contrary

to law in his direct appeal of his conviction and sentence, the issue is res judicata and

may not be litigated here in a post-sentence motion to withdraw. State v. Ross, 2d Dist.

Miami No. 2013 CA 1, 2013–Ohio–2766, ¶ 10.

{¶ 15} As previously noted, however, Graham also argues that the trial court erred -8-

when it overruled his post-sentence motion to withdraw his no contest pleas because he

received ineffective assistance of counsel. Therefore, he asserts that his pleas were not

entered in a knowing, voluntary, or intelligent fashion.

{¶ 16} “We review the alleged instances of ineffective assistance of trial counsel

under the two-prong analysis set forth in Strickland v. Washington (1984), 466 U.S. 668,

104 S.Ct. 2052, 80 L.Ed.2d 674, and adopted by the Supreme Court of Ohio in State v.

Bradley (1989), 42 Ohio St.3d 136, 538 N.E.2d 373, * * *. Pursuant to those cases, trial

counsel is entitled to a strong presumption that his or her conduct falls within the wide

range of reasonable assistance. Strickland, 466 U.S. at 688. To reverse a conviction

based on ineffective assistance of counsel, it must be demonstrated that trial counsel's

conduct fell below an objective standard of reasonableness and that his errors were

serious enough to create a reasonable probability that, but for the errors, the result of the

trial would have been different. Id. Hindsight is not permitted to distort the assessment

of what was reasonable in light of counsel's perspective at the time, and a debatable

decision concerning trial strategy cannot form the basis of a finding of ineffective

assistance of counsel.” (Internal citation omitted.) State v. Mitchell, 2d Dist. Montgomery

No. 21957, 2008–Ohio–493, ¶ 31.

{¶ 17} We review a trial court's decision on a post-sentence motion to withdraw a

no contest or guilty plea and on a decision granting or denying a hearing on the motion

for an abuse of discretion. Xenia v. Jones, 2d Dist. Greene No. 07–CA–104, 2008–Ohio–

4733, ¶ 6; State v. Perkins, 2d Dist. Montgomery No. 25808, 2014–Ohio–1863, ¶ 27.

“An abuse of discretion is the trial court's ‘failure to exercise sound, reasonable, and legal

decision-making.’ ” State v. Perkins, 2d Dist. Montgomery No. 24397, 2011–Ohio–5070, -9-

¶ 16, quoting State v. Beechler, 2d Dist. Clark No. 09–CA–54, 2010–Ohio–1900, ¶ 62.

(Other citation omitted.) “Absent an abuse of discretion on the part of the trial court in

making the ruling, its decision must be affirmed.” State v. Xie, 62 Ohio St.3d 521, 527,

584 N.E.2d 715 (1992).

{¶ 18} Crim.R. 32.1 provides that a trial court may grant a defendant's post-

sentence plea withdrawal motion only to correct a manifest injustice. Accordingly, a

defendant who moves to withdraw his plea bears the burden of establishing a manifest

injustice. Crim.R. 32.1; State v. Harris, 2d Dist. Montgomery No. 19013, 2002 WL

940186, * 1 (May 10, 2002), citing State v. Smith, 49 Ohio St.2d 261, 361 N.E.2d 1324

(1977), paragraph one of the syllabus. “ ‘A “manifest injustice” comprehends a

fundamental flaw in the path of justice so extraordinary that the defendant could not have

sought redress from the resulting prejudice through another form of application

reasonably available to him or her.’ ” State v. Brooks, 2d Dist. Montgomery No. 23385,

2010–Ohio–1682, ¶ 8, quoting State v. Hartzell, 2d Dist. Montgomery No. 17499, 1999

WL 957746, *2 (Aug. 20, 1999). Under this standard, “a post-sentence withdrawal

motion is allowable only in extraordinary cases.” (Citation omitted.) Smith at 264.

{¶ 19} It is well established that “ ‘[i]neffective assistance of counsel can constitute

manifest injustice sufficient to allow the post-sentence withdrawal of [a] plea.’ ” State v.

Banks, 2d Dist. Montgomery No. 25188, 2013–Ohio–2116, ¶ 9, quoting State v.

Dalton, 153 Ohio App.3d 286, 2003–Ohio–3813, 793 N.E.2d 509, ¶ 18 (10th Dist.). To

establish a claim of ineffective assistance of counsel, a defendant must satisfy the two-

pronged test in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674

(1984). Specifically, the defendant must show that: (1) defense counsel's performance -10-

was so deficient that he was not functioning as the counsel guaranteed under the Sixth

Amendment to the United States Constitution; and (2) that defense counsel's errors

prejudiced the defendant. Id. at 687. With regards to a plea withdrawal motion, to

demonstrate prejudice, the defendant must show that “there is a reasonable probability

that, but for counsel's errors, the defendant would not have entered a plea.” State v.

Wilson, 2d Dist. Montgomery No. 26354, 2015–Ohio–1584, ¶ 17, citing Strickland. The

failure to make either showing defeats a claim of ineffectiveness of trial counsel.

Strickland at 687.

{¶ 20} A hearing on a post-sentence plea withdrawal motion is not necessary if the

facts alleged by the defendant, even if accepted as true, would not require the court to

grant the motion to withdraw the plea. State v. Burkhart, 2d Dist. Champaign No. 07–CA–

26, 2008–Ohio–4387, ¶ 12; State v. Mogle, 2d Dist. Darke Nos. 2013–CA–4, 2013–CA–

5, 2013–Ohio–5342, ¶ 17. In other words, “[t]o obtain a hearing, ‘a movant must

establish a reasonable likelihood that the withdrawal is necessary to correct a manifest

injustice [.]’ ” State v. Tunstall, 2d Dist. Montgomery No. 23730, 2010–Ohio–4926, ¶ 9,

quoting State v. Whitmore, 2d Dist. Clark No. 06–CA–50, 2008–Ohio–2226, ¶ 11. “[W]e

have held that no hearing is required on a post-sentence motion to withdraw a plea where

the motion is supported only by the movant's own self-serving affidavit, at least when the

claim is not supported by the record.” (Citations omitted.) State v. Stewart, 2d Dist.

Greene No. 2003–CA–28, 2004–Ohio–3574, ¶ 6.

{¶ 21} In the instant case, Graham argues that he should be able to withdraw his

no contest pleas because his trial counsel was ineffective for failing to investigate a

previously offered plea deal. Graham alleges that the State offered him the same plea -11-

deal as one of his co-defendants who was sentenced to four years in prison. Graham

further alleges that his trial counsel advised him not to accept the plea because the main

witnesses were known prostitutes, and he would therefore win at trial. Other than his

bare assertion, however, Graham has produced no evidence that such an offer was ever

made by the State, not even a self-serving affidavit, to substantiate his claim that counsel

failed in that regard.

{¶ 22} Moreover, Graham's allegations regarding his trial counsel's advice to reject

the plea deal in favor of going to trial rely on matters outside the record. This court has

held that matters outside the record that allegedly corrupted the defendant's choice to

enter a guilty or no contest plea so as to render that plea less than knowing and voluntary,

such as ineffective assistance provided by a defendant's trial counsel, are proper grounds

for post-conviction relief pursuant to R.C. 2953.21 and that the availability of that relief

removes defendant's claims from the type of extraordinary circumstances that

demonstrate a manifest injustice, which is required for Crim.R. 32.1 relief. Hartzell, 2d

Dist. Montgomery No. 17499, 1999 WL 957746 at *2; State v. Moore, 2d Dist.

Montgomery No. 24378, 2011–Ohio–4546, ¶ 13–15.

{¶ 23} Furthermore, we note that Graham's motion to withdraw his no contest

pleas was filed approximately ten months after we affirmed his direct appeal and almost

two years after he was sentenced. “Although Crim. R. 32.1 does not contain a time limit

for filing a post-sentence motion to withdraw a plea, a trial court may take into

consideration the passage of time between the entry of the plea and a defendant's attempt

to withdraw it.” (Citations omitted.) Jones, 2d Dist. Greene No. 07–CA–104, 2008–Ohio–

4733 at ¶ 9. “[A]n undue delay between the occurrence of the alleged cause of a -12-

withdrawal of [the] plea and the filing of a Crim.R. 32 motion is a factor adversely affecting

the credibility of the movant and militating against the granting of the motion.” State v.

Harden, 2d Dist. Montgomery No. 22839, 2009–Ohio–3431, ¶ 7, citing Smith, 49 Ohio

St.2d 261, 361 N.E.2d 1324. Here, Graham has failed to provide any explanation for the

delay in filing his motion, which further supports the trial court's decision to overrule it.

{¶ 24} Graham’s sole assignment of error is without arguable merit. Additionally,

appointed counsel’s potential assignment is without arguable merit because a hearing on

Graham’s post-sentence motion to withdraw was clearly not warranted under the facts of

the instant case.

{¶ 25} Furthermore, the record of the plea hearing establishes that Graham was

fully advised of all constitutional and non-constitutional rights he was waiving. The trial

court engaged Graham in a complete Crim.R. 11 colloquy. In particular, the trial court

advised Graham that, by pleading no contest, he was waiving: (1) his right to a jury trial;

(2) his right to confront his accusers; (3) his right to compulsory process to obtain

witnesses; (4) his right to require the state to prove his guilt beyond a reasonable doubt;

and (5) his privilege against compulsory self-incrimination. The trial court further

explained the nature of the charges and the maximum penalty Graham could face if the

court accepted his pleas of no contest. Graham stated he understood the rights he was

waiving and specifically stated he desired to plead no contest to the charged offenses.

We also note that Graham stated that he was satisfied with the performance of his trial

counsel. The record demonstrates Graham understood the rights he was waiving and

knowingly, intelligently, and voluntarily entered the guilty plea.

{¶ 26} In light of the foregoing, we find the trial court did not abuse its discretion in -13-

overruling Graham's post-sentence motion to withdraw his no contest pleas without a

hearing, as we agree that he has failed to establish a reasonable likelihood that the

withdrawal of his plea was necessary to correct a manifest injustice. Having conducted

an independent review of the record pursuant to Anders, we find this appeal to be wholly

frivolous. There are no meritorious issues for appeal. Therefore, the judgment of the

trial court is affirmed.

.............

HALL, P.J. and WELBAUM, J., concur.

Copies mailed to:

Alice B. Peters Adam James Stout James L. Graham, Jr. Hon. Michael W. Krumholtz