State v. Gerard

627 So. 2d 174, 1993 La. LEXIS 3389, 1993 WL 495667
Supreme Court of Louisiana·Decided November 30, 1993·No. No. 93-K-1172·Published·Cited by 2 cases

Opinion

PER CURIAM:

The defendant was charged by bill of information with two counts of simple burglary in violation of La.R.S. 14:62. After trial by jury in September of 1989, he was acquitted on one count and found guilty on the other count of the responsive verdict of unauthorized entry of a business. R.S. 14:62.4. The trial court sentenced him to two years at hard labor. On appeal, the First Circuit affirmed the defendant’s conviction and sentence in an unpublished opinion, 592 So.2d 5. We granted the defendant’s application for review, State v. Gerard, 623 So.2d 1343 (La.1993), to consider his argument that the trial [175] court’s instructions to the jury, some three hours into their deliberations, invited jurors to convict him of an offense not charged in the bill of information. We find that under the particular circumstances of this case, the trial court’s instructions, an otherwise correct statement of the law regarding the immateriality of date and time when they are not essential elements of the offense, may have misled the jury and diluted the defendant’s right to a unanimous verdict on the specific act charged against him. We reverse accordingly.

The state charged the defendant in separate counts with breaking into the East Baton Rouge Parish District Attorney’s Office and the East Baton Rouge Parish Sheriffs Tax Office, both housed in the Governmental Building in Baton Rouge. The offenses occurred in the spring of 1988. According to the state’s theory of the ease, based principally on the testimony of a Derrick Moore, the defendant abused his status as a Baton Rouge Police Officer to gain access to, and pilfer from, various offices within the Governmental Building. The theft of approximately 5,000 dollars from the safe in the Sheriffs Tax Office sometime over the weekend of May 20, 1988, spurred the investigation which led to the defendant’s arrest.

In addition to the charged offenses, the state also presented evidence linking the defendant to the removal of several pornographic videotapes from an exhibit box maintained in the office of the assistant district attorney assigned to prosecute an obscenity case against an adult video store in Baton Rouge. The tapes had been seized in 1986 and were removed without authority from the District Attorney’s Office sometime later. The state also presented evidence that in a search conducted at the defendant’s home after his arrest, the police retrieved several documents belonging to the Honorable Steven Dozer and the Honorable Frank Foil, taken at an unspecified time from their offices within the First Circuit Court of Appeal on the eighth floor of the Governmental Building. The state introduced evidence of these other crimes under the rationale of State v. Prieur, 277 So.2d 126 (La.1973).

The search of defendant’s home had also led to the discovery of a laminated plastic card removed by the defendant, according to Derrick Moore, from the office desk of the District Attorney, Bryan Bush. Printed on the card were the combinations to the two safes maintained in the office. Moore, a longtime acquaintance of the defendant and the centerpiece of the state’s case at trial, told jurors that he had accompanied the defendant during both charged burglaries. He recalled that the break-in at the District Attorney’s Office had been interrupted by a third person entering the office. Moore testified that he scrambled behind a safe while the defendant, dressed in his police uniform, talked his way out of trouble. Moore thought that this encounter took place two or three weeks before the Tax Office burglary. According to Moore, on the day after that break-in, the defendant gave him a video titled, “Black Girls Do It Better.” Moore had seen the tape and several other sex videos in the in the defendant’s home before the break-in at the District Attorney’s office. He testified that the defendant “just told me he got them from ... the Governmental Building — the building we’re in.”

Bob Phillips, an investigator for the District Attorney’s Office, recalled encountering the defendant late at night inside the office sometime during the spring of 1988. Phillips initially placed the date of that encounter on May 18, 1988, and that date was reflected in the amended bill of information, which charged that the offense occurred “on or about May 10 to May 18, 1988.” After talking with his wife and reviewing a log of his activities, however, Phillips revised his estimate and testified at trial that the encounter had, in fact, taken place on April 18,1988, or two to three weeks before the dates estimated by Moore in his testimony.

In his own testimony, the defendant maintained his innocence but acknowledged that he had run into Phillips in the District Attorney’s office late one spring night. The defendant testified that he had gone into the office to check on a large cache of marijuana seized as evidence and maintained in a storage closet. Defendant agreed with Phillips [176] that the April 18, 1988 date was “about right.”

The state made no attempt at trial to amend the bill of information to conform its allegations to the testimony of Moore, Phillips, or the defendant. La.C.Cr.P. art 488. Three hours into deliberation, the jury returned to the courtroom with a request directed to “what date and time did Dwayne Gerard testify that he encountered Mr. Phillips in the DA’s office.” The court refused to answer that question and denied the jury’s further request to view the amended bill of information. The foreperson of the jury then asked the court whether the dates listed in the bill of information were “set in stone.” The court declared a recess and conferred with counsel. Upon return of the jury, the foreperson asked whether “we have to agree that we think that something occurred or did not occur exactly within those dates?” The court reread jurors the bill of information charging the date of the District Attorney’s Office burglary “on or about” May 10 to May 18, 1988. Over defense objection, the court also read jurors the provisions of La.C.Cr.P. art. 468, which state that “[i]f the date or time is not essential to the offense, an indictment shall not be held insufficient if it does not state the proper date or time....” “In this offense,” the court added, “the date or time is not essential.”

Taken out of context, the trial court’s instruction correctly stated the law. Date and time are not essential elements of burglary, and a bill of information charging that the offense occurred “on or about” a certain date is valid, State v. Guillot, 200 La. 935, 9 So.2d 235 (1942), especially when a date “reasonably near is established.” United States v. Nersesian, 824 F.2d 1294, 1323 (2d Cir.1987), cert. denied, 484 U.S. 958, 108 S.Ct. 357, 98 L.Ed.2d 382 (1987); see also United States v. Reed, 887 F.2d 1398 (11th Cir.1989); United States v. Creamer, 721 F.2d 342 (11th Cir.1983). In many jurisdictions, proof that the offense has occurred at any time within the statutory limits on prosecution and before the filing of the indictment appears sufficient to sustain the validity of the indictment, no matter what date the state has alleged in its formal charge. See 3 C.E. Torcía, Wharton’s Criminal Procedure, § 511 (12th ed. 1975).

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State v. Gerard, 627 So. 2d 174, 1993 La. LEXIS 3389, 1993 WL 495667 (La. 1993).

627 So. 2d 174 (State v. Gerard) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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