IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE FILED JANUARY SESSION, 1999 May 6, 1999
Cecil W. Crowson Appellate Court Clerk STATE OF TE NNE SSE E, ) C.C.A. NO. 01C01-9801-CR-00037 ) Appellee, ) DAVIDSON COUNTY ) V. ) HON . CHE RYL BLAC KBU RN, ) JUDGE GEO RGE DEN NIS FIE LDS , ) ) (SOL ICITATIO N TO COM MIT Appe llant. ) (FIRST DEGREE MURDER)
FOR THE APPELLANT: FOR THE APPELLEE:
KARL DEAN JOHN KNOX WALKUP District Public Defender Attorney General & Reporter
JEFFREY A. DeVASHER TIMOTHY BEHAN Assistant Public Defender Assistant Attorney General (On A ppea l) 2nd Floor, Cordell Hull Building 425 Fifth Avenue North RICHARD TENNENT Nashville, TN 37243 Assistant Public Defender 1202 Stahlman Building ELIZABE TH T. RY AN Nashville, TN 37201 Assistant Attorney General (At Tr ial) VICTO R S. JO HNS ON, III District Attorney General
ROGER MOORE Assistant District Attorney General Washington Square, Suite 500 222 2nd Avenue North Nashville, TN 37201-1649
OPINION FILED ________________________
AFFIRMED AS MODIFIED
THOMAS T. WOODALL, JUDGE OPINION The Defendant, George Dennis Field s, app eals a s of righ t followin g his
sentencing in the Da vidson C ounty C riminal C ourt. Defe ndant p led guilty to
solicitation to commit first degree murder. No agreement was determined as to the
length or ma nner o f service of the sentence. The trial court sentenced Defendant
as a Range I Standard Offender to eleven (11) years of incarceration. Defendant
filed a timely notice of appeal. Subsequently, Defendant timely filed a motion for
reduction of his sentence pursuant to Rule 35(b) of the Tennessee Rules of Criminal
Procedure. Following the denial of this m otion, D efend ant filed a sep arate a ppea l.
Both appeals were consolidated by order of this court. We affirm the judgment of
the trial cou rt.
When an accused challenges the length, range or the mann er of service of a
sentence, this court has a duty to conduct a de novo review of the sentence with a
presumption that the determinations made by the trial court are correct. Tenn. Code
Ann. § 40-35-401(d). This presumption is “conditioned upon the affirm ative showing
in the record that the trial court considered the sentencing principles and all relevant
facts and circum stances.” State v. Ashby, 823 S.W .2d 166, 169 (Tenn. 199 1).
In conducting a de novo review of a sentence, this court must consider: (a) the
evidence, if any, received at the trial and the sentencing hearing; (b) the presentence
report; (c) the principles of sentencing and arguments as to sentencing alternatives;
(d) the nature and characteristics of the criminal conduct involved; (e) any statutory
mitigating or enha ncem ent factors ; (f) any statement that the defendant mad e on h is
own behalf; an d (g) the p otential or lac k of poten tial for rehab ilitation or treatm ent.
-2- Tenn. Code An n. §§ 40 -35-102 , -103, an d -210; see State v. S mith, 735 S.W .2d
859, 86 3 (Ten n. Crim. A pp. 198 7).
The State summarized its proof at the guilty plea hearing as follows:
. . . [P]rior to Aug ust 29, 1996, Deputy Mike Watson of the Sumner Coun ty Sher iff’s Dep artme nt rece ived info rmatio n from an informant, an individu al, actually, it was Butch V aughn , to the effect that he had been contacted or had conve rsation with this Defendant about a possib le hit; that is, a solicitation to commit murder, the victim being a Mr. Paul Martin. Deputy Watson contacted agents of the Tennessee Bureau of Investigation and Age nt Richard Stout, who is present here today, was assigned to the case.
They arranged for another agent, Joe Copeland, to play the part of a hit man, and arrangements w ere mad e to meet w ith the Defend ant, Mr. Fields, on August 29, 1996; that meeting took place at the Knight’s Inn on Trinity Lane, here in Davidson County, Tennessee . . and the meeting was videotap ed. Presen t in the room we re the undercover agent, Mr. Copeland, Butch Vaughn, and the Defendant, and during the course of the recording, the discussion w as mad e to have Mr. Martin killed. Financ es were discuss ed. Mr. Fields left the first meeting and returned at approximately 12:30 p.m., and again, all this is on videotape; counted out or paid a thousand dollars ($1,000.00) as down payment on the contract with Mr. Copeland, who, again, was posing as the hit man. Mr. Fields was arrested at that time.
Videotapes and audiotapes of telephone conversations between the
Defendant, Copeland, and Vaughn were also admitted into evidence.
The Defendant’s proof at the sentencing hearing consisted of several
character witnesses. Leslie Cunningham Greer testified that she had known the
Defendant for twenty (20) years, first meeting him when he wa s a po lice office r in
Fairview. She d escrib ed the Defe ndan t as a g ood frie nd an d fathe r, howe ver he did
become depressed in the summer of 1996 due to his marital problems. Defendant
was distressed because his wife had left him for another man and had taken their
son with her. As a result, the Defendant was not sleeping or eating, and he was not
-3- thinking rationally. Recently, Greer had seen an im prove men t in the D efend ant’s
mental health.
Cathy DeM artelli met the Defendant in 1981 while he served as a police
officer. DeMartelli is legally blind and she had been assisted on several occasions
by the De fenda nt. She desc ribed th e relatio nship be tween the De fenda nt and his
son as “about the closest father and son I have seen.” DeMartelli did not believe
Defenda nt would brea k the law unless the situation was “life or de ath.”
Linda Mallory stated she had known the Defendant for twenty-five (25) years
through their work in law enforcement. Defendant was “one of the best” police
officers she had ever known. Mallory recalled that the victim, Paul Martin,
telephoned the Belle Meade Police Department on one occasion while she was
working as dispatcher. Martin advised her to tell Defe ndan t that M artin wa s on h is
way to the p olice sta tion and that he intended to kill the Defendant by “putting a
bullet right between his eyes.” Mallory further described some recordings of
telephone conversations made by the Defendant of calls made by Martin to him.
During these phone calls, Martin told Defendant that, “I’ve got your wife. I’ve got
your child. I’m going to g et your hom e and I’m go ing to get your job.”
Mallory also described the depression Defendant suffered following the
separation from his family, losing forty (40) to fifty (50) pounds during the summer
of 1996. While the Defendant stated that he hated Martin and wished he were dead,
she believed the Defendant “just broke” and “lost it mentally” when he solicited
someone to kill Martin.
-4- Jo Ann Sloan, next-door neighbor to the Defendant, described Defendant as
a good neighbor and noted an incident wherein the Defendant had captured a man
who was burglarizing her home. Sloan also knows the victim, Paul Martin, and she
described him as someone who uses and s ells drugs. Sloan notified Defendant of
Martin’s d rug involve ment w hen his w ife and ch ild move d in with M artin.
Edward DeM artelli met th e Def enda nt while he served as a police officer and
they eventu ally became friends . He de scribe d vario us ac ts of kin dnes s towa rd his
mother by Defe ndant. While Defendant was devastated by the loss of his job as a
police officer followin g his arres t, Defend ant had regaine d contro l of his life since he
reconciled with his wife.
Defe ndan t’s wife, Deborah Fields, testified that they had been married for ten
(10) years and that he was “a very good husband.” However, they did encounter
marital difficulties in the spring of 1996, leading to her moving into the home of Paul
Martin. Martin was providing Deborah Fields with marijuana. The Defendant was
only allowed to see his son on one (1) occasion between late June and August 29,
1996. Fields overh eard M artin advise the Defendant on several occasions over the
telephone that he had taken the Defen dant’s wife and so n and w as plann ing to take
his house and job as well. She knew that Defendant was emotionally devastated by
losing her and their son during tha t summ er.
Deborah Fields testified that she is not able to work outside of the home as
she cares for her invalid stepfather, and that Defendant must work to support them
all. Since their recon ciliation, Ma rtin has co ntinued to call her an d threate ned to
have the Defendant imprisoned because she left Martin. Furthermore, if the
-5- Defendant was n ot imp risone d, Ma rtin advised her that he would “take care” of the
Defen dant him self.
Defendant testified that at the time of the offense, he hated the victim because
the victim h ad tak en eve rything away fr om h im in life that was importa nt. Durin g this
period he wished Martin were dead, and he lost more than sixty (60) pounds.
Defendant met Butch Vaughn while Vaughn was renovating a house in Belle Meade.
He told Va ughn abou t his m arital pro blem s and aske d Vau ghn fo r assis tance in
discovering where Martin was selling drugs on Dickerson Road. Two (2) months
later, Vaughn called Defendant and stated, “I’ve got someone to take care of your
problem .” While Defendant claimed he thought this meant that Vaughn had located
a confid ential in forma nt who would buy drugs from Martin, he acknowledged that he
later met with Vaughn a nd an u nderco ver agen t and ag reed to p ay $1,00 0.00 to
have Martin killed. Defendant admitted he was ashamed of his actions.
Defendant was working for CSX Railroad at the time of the sentencing hearing
and worked as much as he was allowed. He served in the Vietnam War and was
injured during that time. Defendant requested alternative sentencing so that he
could be a father to his son and because his status as a former police officer
subjected him to possible physical attacks by other inmates.
The trial court sentenced Defendant to serve eleven (11) years in the
Tennessee Depa rtment o f Correc tion. After considering each relevant sentencing
factor, including statutory law, the facts and circumstances of the case, the
presentence report and arguments as to sentencing alternatives, the trial court went
through the applicable mitigating and enhancem ent factors. First, the trial court
-6- found that enhancement factor (1) applied as Defe ndant had a previous history of
criminal behavior in addition to that necessary to esta blish his se ntencing range.
Tenn. Code Ann. § 40-35-114(1). The trial court base d this u pon D efend ant’s
admission on the audiotapes wherein D efenda nt describ ed the figh t he had with
Martin while Ma rtin asserte d that Defendant held a gun to his head. In addition,
recordings of later telephone conversations Defendant had after he was arreste d in
this case and was released on bond demonstrated that he was still seeking to have
Martin killed. Also, there is testimony in the record by the investigating TBI agent
that Defendant desired to have Butch Vaughn, the original informant, killed after
Defen dant’s arre st.
The trial court found that factor (9) applied because Defendant possessed a
handgun during the commission of his offense. The trial court also noted that the
Defendant discussed having another handgun which he offered to use as part of the
payment for the contract to kill Mr. Martin . In addition to his verbal admonition that
he was carrying his police gun, the gun is evident in the videotape showing
Defendant soliciting the murder of Paul Martin. Finally, the trial court applied factor
(15) in that the Defendant abused a position of public or private trust or used a
special skill in a manner that significantly facilitated the commission or the fulfillment
of the offense. The tr ial cou rt base d this a buse of trust u pon D efend ant’s status as
a police officer and relied upon State v. Dockery, 917 S.W.2d 258 (Tenn. Crim. App.
1995) overruled on other grounds by State v. Troutman, 979 S.W.2d 271 (Tenn.
1998).
In finding that enhancement factor (15) applied, the trial court stated as
follows:
-7- Factor number fifteen does apply, in that the defendant abused a position of public or private trust, or used a special skill in a manner that signific antly facilitated the commission or the fulfillment of the offense. It is clear from the case law in this state that a police officer is in a position of public trust, and when he violates the law, this factor can be used, and I cite for authority, State v. Docke ry, which is fou nd at 917 S.W.2d 258, a case that arose out of Davidson County where a police officer was charged with DUI, and clea rly, his position of public trust was used to enhance the sentence in that case. It can be used here.
In addition, there was testimony replete throughout the sentencing hearing that the defendant was, I assume, a role model for young children as a police officer. Peo ple looke d up to him , trusted him . He was in a position of public trust. The public trusted him to have a weapon. He ha d it with h im wh en he solicited som eone to kill another person. Mr. Fields knew what th e proc edure s were . If there is violations of the law, if there are threats, if there are matters involving your family that can’t be handled, you go to the authorities. You hire lawyers. You call the police. You do not hire other people to kill other people , and facto r numb er fifteen do es app ly.
(Emph asis added ).
The trial court reviewed the mitigating factors which Defendant asserted we re
applicable, but she found that the only one applicable was factor (13). The trial court
cited the De fenda nt’s service in the military, his heart condition, and the great deal
of supp ort he ha d from h is family as “catchall” m itigating facto rs which a pplied.
The Defendant argues that the trial court erred in app lying factors (1), (9), and
(15) of Ten ness ee Co de An notate d sec tion 40-35-114. Defendant asserts that
factor (1), that the Defendant has a previous history of criminal convictions or
crimin al beh avior, is ty pically applied where a defendant has an extensive criminal
record. Also, De fendan t cites the ca se of State v. Mars hall, 870 S.W.2d 532, 541-42
(Tenn. Crim. App. 1993), for the proposition that an arrest or charge is not
considered evidence of the commission of the crime. While we agree that a mere
arrest is not evidence of proof of criminal behavior as stated in Mars hall and State
-8- v. Newsome, 798 S.W.2d 542, 543 (Tenn. Crim. App. 1990), there was more than
evidence of arrests as proof of Defenda nt’s crimin al beha vior. In addition to
Defe ndan t’s own description of his assault upon the victim, audiotapes of telephone
conversations were als o entere d as pro of of Defendan t’s continued criminal behavior
in attempting to solicit someone to kill the victim. As aptly stated by a pane l of this
court, the rule in Marshall prohibits the use of arrest records to enhance a
defendant’s sentence, but in this case, however, the testimony of witnesses went
further than mere arrest records to demonstrate the Defendant’s prior criminal
behavior. See State v. Ted Norris , No. 0 3C0 1-960 6-CC -0021 2, slip op. at 5, Scott
Coun ty (Tenn . Crim. A pp., at Knoxville, Decem ber 9, 19 97), perm. app. denied
(Tenn. 19 98).
Defendant further argues that factor (9), that the Defendant possessed or
employed a firearm during the commission of the offense, should not have been
applied by the trial court. He asserts that nothing in the record suggests that the gun
had any con nection to the offens e for which he was convicted . Defendant cites an
opinion by a pa nel of this court in which the court held that “the facts must show
some reasonable connection between the defendant’s conduct or state of mind and
the firearm” if the enhancement factor in questio n is to be a pplied. State v. John nie
M. Burns, No. 1, slip op. at 3, Ob ion County (T enn. Crim. A pp., at Jackson , January
6, 1988), perm. app. denied (Tenn. 1988). However, as the trial court noted, the
Defendant made reference to another handgun he owned which he offered to use
as partial paym ent for the solicitation of the m urder.
A more recent opinion of this court held that factor (9) only requires a showing
that the defend ant possessed or employed a firearm . . . during the commission of
-9- the offense.” State v. Johnn y Wa yne Tillery, No. 01C01-9506-CC-00182, Giles
Coun ty (Tenn. Crim. A pp., at Na shville, Mar ch 30, 19 98), perm. app. denied (Tenn.
1998). In Tillery, the court reasoned that the weapons were confiscated from the
same room w here co caine w as foun d and th at, unde r those circ umsta nces, a
reaso nable connection between the defendant’s involvement in the commission of
crime and the posse ssion of th e firearm was m ade. Id., slip op at 19. S imilarly , a
reaso nable connection can be made from th e Def enda nt’s possession of a handgun
in his vehicle at the motel during the commission of the offense and he offered the
handgun as partial payment for the killing of Martin.
The Defendant contends that the trial court’s application of factor (15), that he
abused a position of public trust or used a special skill in a m anne r that sig nifican tly
facilitated the commission or the fulfillment of an offense, was in error. There is no
question that Defendant, at the time of the offense, held a position of public trust as
a police officer. However, we respectfully disagree with the trial court’s analysis of
State v. Dockery, 917 S.W .2d at 262, and her application of fac tor (15). The
pertinent requirement for application of (15) is that the Defendant “abused” the
position of pub lic or priv ate trust. This re quires m ore proo f than the fa ct that a
defendant holds a position of public or private trust at the time he or she commits a
criminal offense. Dockery is not in conflict with this reasoning. In Dockery , our court
noted that the trial court had appropriately placed considerable we ight to
enhancement factor number (15), where the Defenda nt, an off-duty police officer had
“used his knowledge as a police officer to find a business willing to sell alcohol
beyond the time provided by law.” Dockery , at 262-6 3. (Emp hasis ad ded).
-10- In her findings at the conclusion of the sentencing hearing, as quoted above,
the trial court did not specify any particular proof in the record showing how the
Defendant in this case used h is particular k nowled ge or skill as a police o fficer to
com mit this offense. W e have carefully reviewed the record, including the audio-
visual tape of the Defen dant co mm itting the offen se, and we are u nable to find
anythin g in the re cord w here th e State was a ble to p rove th at De fenda nt use d his
position as a police officer to commit the offense.
Thus, we conclude that enhancement factor (15) is not applicable in this case.
In applyin g enh ance men t and m itigating factors in order to sentence Defendant, the
trial court stated as follows:
I find, even though I found factors one, nine, and fifteen, I’m not going to give m uch w eight a t all to fac tor num ber nin e [pos sess ion or employment of firearm], some weight to factor number one; however, the greate st weig ht I’m g iving is to factor number fifteen, and that is the fact that Mr. Fields was a police officer who was in a positio n of pu blic trust. He was a role model to young children, and to suggest that he has suffered enough is just not appropriate under these circum stance s. . . .
Though I have considered the factors, the enhancing factors or the mitigating factors, I’m going to enhance your sentence to twelve years. I’ll reduce it by one year to eleven years, based on your prior history.
It is obvious from the record th at the tria l court g ave co nside rable w eight to this
factor (15) in reaching a sentence of eleven (1 1) years. Howeve r, under our de novo
review, we disagree with the weight given to factor (9) by the trial court. The
Defendant anticipated using a firearm as part of the payment to a person who he
believed to be a professional killer. We feel that some additional weight should be
attached to enhancement factor (9). Therefore, taking into consideration that factor
(15) was erroneously applied, but that factor (9) was not given the appropriate weight
-11- by the trial c ourt, we modify the sentence to ten (10) years incarceration in the
Depa rtment o f Correc tion.
In his motion for reduction of sentence, Defenda nt argu ed tha t there is
sufficient evidenc e that De fendan t was suffe ring from a mental condition that
signific antly reduced his culpability for the offense such that mitigating factor (8) of
Tennessee Code Annotated section 40-35-113 should have been applied. In the
language of the motion and at the hearing, the Defendant argued that this evidence
of a psychological test report prepared by a clinical psychologist was not discovered
until after the sentencing hearing. The report reflects a finding that the Defendant
suffers from “bo rderline psycho sis with antisocial tende ncies.”
A sentence may only be modified under Rule 35(b) of the Tennessee Rules
of Criminal Proc edure by the trial cou rt where “an alteration of the sentence may be
proper in the interes ts of justice.” Tenn. R. Crim. P. 35(b), Committee Comments.
The trial court considered the written report of Joa n Schleiche r regarding the
Defe ndan t’s mental state, but it was not persuaded that this evidence co uld not have
been presented at the prior sentencing hearing. At the hearing, Defendant’s counsel
explained that Defendant’s daughter knew of the Defendant’s prior diagnosis
concerning his mental state and had provided the informatio n to prio r coun sel.
Howeve r, for some reason unknown to current counsel, this information was not
passed on to him by the former counsel. In addition, while Defendant had
undergone a brief mental health evaluation prior to his sentencing hearing in which
Defendant was determined to have “inadequate personality,” Defendant did no t have
the monetary fun ds to secure further mental testing prior to the sentencing hearing.
The trial court found that the Defendant “had ample opportunity to obtain and
-12- present evidence of his mental state before the original sentencing hearing and that
the interests of justice do not require a red uction in senten ce in this case.”
The standard of review for a Rule 35(b) motion is whether the trial court has
abused its discretion . State v. Irick, 861 S.W.2d 375, 376 (T enn. Crim. A pp. 1993).
There is nothing in the reco rd to indicate that the trial court a buse d its disc retion in
denying the motion to reduce the sentence pursuant to Rule 35(b). This issue is,
therefore , without m erit.
Finally, we address the Defendant’s contention that he should have been
granted an alternative sentence. Defendant argues that since the tria l court
misapplied three (3) enhancement factors, the sentence of eleven (11) years was
excessive and a sentence of eight (8) years is appropriate. A defendant who
receives a sentence a eight (8) years or less, except for certain offens es, is elig ible
for probation. Tenn. Code Ann. § 40-35 -303( a). Ho weve r, in spite of Def enda nt’s
arguments, this court has upheld the findings of the trial court as to the application
of two (2) enhancement factors, factors (1) and (9) of Tennessee Code Annotated
section 40-35-114. Even though Defendant’s sentence has been modified to ten
(10) years, he is still ineligible for any type of probatio n, including split confine ment,
which h e spec ifically reques ts on app eal. This is sue is with out me rit.
The sentence of Defendant is modified to ten (10) years in the Tennessee
____________________________________ THOMAS T. W OODALL, Judge
-13- CONCUR:
___________________________________ JOHN H. PEAY, Judge
___________________________________ DAVID H. WELLES , Judge
-14-